Parker Lewallen
Senior Vice President, Wealth Management, Financial Advisor, Alternative Investments Director
Phone:
(901) 766-6104(901) 766-6104
Industry Award WinnerOur Mission Statement
To invest with a purpose and provide a client experience that builds a long standing relationship of trust.
Welcome
Working with the Parker-Lewallen Group at Morgan Stanley, they treat clients as individuals and understand that each person has their own specific life goals. Financial Advisors, Jack Parker and his grandson Parker Lewallen, are passionate about helping clients find strategies and a core principle of their practice is their belief in the importance of building long standing relationships. Jack and Parker are a multi-generation team with complementary strengths and a cohesive goals based outlook. It is their goal to provide a model of exceptional client service by leveraging their experience, intellectual capital, and knowledge seeking to ensure every client feels like their only client.
As a client of The Parker-Lewallen Group at Morgan Stanley, Jack and Parker can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together they can help you to preserve and grow your wealth. You’ll have access to some of the world’s most seasoned and respected investment professionals at Morgan Stanley, a premier trading and execution platform and a full spectrum of investment choices.
As a client of The Parker-Lewallen Group at Morgan Stanley, Jack and Parker can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together they can help you to preserve and grow your wealth. You’ll have access to some of the world’s most seasoned and respected investment professionals at Morgan Stanley, a premier trading and execution platform and a full spectrum of investment choices.
Services Include
- Financial PlanningFootnote1
- Alternative InvestmentsFootnote2
- Wealth ManagementFootnote3
- 401(k) Rollovers
- Retirement PlanningFootnote4
- Estate Planning StrategiesFootnote5
- Business Succession PlanningFootnote6
- Executive Financial ServicesFootnote7
- Corporate Retirement PlansFootnote8
- Endowments and FoundationsFootnote9
- Lending Products
- Planning for Education FundingFootnote10
- Professional Portfolio ManagementFootnote11
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
At the Parker-Lewallen Group, we measure success by consistently striving to deliver exceptional service to all clients, starting with a disciplined process. Our process revolves around always doing what’s in the best interest of the client, and is a process that continues to be utilized long after the first investment is made.
1. Discovery
The process starts with a conversation that revolves around you and your specific goals. We want to understand your current financial concerns and what you ultimately would like to achieve.
2. Analytics
The analysis of your financial situation entails putting together a financial plan that outlines your specific goals. We look at where you are currently in relation to your goals.
3. Solutions
This is the part of the process where we customize different strategies for each client. Based off of our findings from previous meetings, we now have the information needed to help identify the right investment strategies that seek to fulfill the objectives laid out in your financial plan.
4. Action
We will use the financial plan to prepare long term investment proposals to help you achieve the results you desire. Now it’s time to implement the investment strategies tailored to fit your lifestyle and needs.
5. Review
We will continue the process by meeting to review your entire financial plan. We know our clients' lives and situations are constantly changing and therefore so should your financial plan. We will work with you to make investment changes as we see fit based off the plan and current investment holdings.
The Pillars Of Our Business
The best relationships are built on confidence, understanding, and shared values. Discipline and patience mold our investment philosophy and are critical to helping achieve your goals. To that end, we are committed to the following core values that serve as the foundation of our practice:
Personalized Attention
Our dedication to building longstanding relationships with you and those closest to you is paramount to our practice. We work with a select group of individuals and their families so that we can dedicate the necessary time, energy and personalized service that we believe each and every client deserves. This commitment to service, along with consistent and open communication, allows us to help guide you through virtually all financial challenges while providing the strategies and solutions necessary to help keep you on track towards achieving your goals.
Transparency
We rely on a process that is open and transparent with our clients from the very beginning. All strategies, portfolio allocations, fees, and expenses will be clearly outlined to you ahead of time, so that you understand what steps are being taken to plan for your financial future, and why.
A Focus On Collaboration
As your wealth managers, we take a deep dive into your finances in order to get a complete picture and identify any gaps that need to be filled in order to help reach your goals. We have assembled a group of highly skilled professionals with access to industry-leading resources, and their first and only priority is you as a client. When appropriate, we also consult with professionals, including your own tax accountant and attorney, in order to help deliver the most appropriate recommendations.
Investment In Your Future
As our relationship continues to strengthen over time, we hope that you will come to regard us as a valuable resource who can help you make more informed financial decisions. We take a tremendous amount of pride in our ability to help our clients manage their finances in a way that strives to benefit multiple generations of their family, and we are even prouder to say that many children and grandchildren of clients become clients themselves.
Location
6410 Poplar Avenue
Ste 600
Memphis, TN 38119
US
Direct:
(901) 766-6100(901) 766-6100
Meet The Parker-Lewallen Group
Ray Lewallen
Financial Advisor, Financial Planning Specialist
Phone:
(901) 766-6102(901) 766-6102
Ashley Cowsert
Client Service Associate
Phone:
(901) 766-8646(901) 766-8646
About Parker Lewallen
Since 2014, Parker has been working alongside his grandfather and now his father to help clients achieve their financial goals by focusing on the development of personalized financial plans and implementing investment portfolios that are tailored to each client’s unique objectives.
Parker’s decade plus of experience at Morgan Stanley has provided him with a deep understanding of firm tools and resources, along with the knowledge to execute strategies applicable to helping clients achieve their goals. Parker places a high value on getting to know his clients and their families so that he may better understand their goals, and continues to place an emphasis on helping enhance each client experience and tailored strategy. As an Alternatives Investment Director, Parker oversees diversified strategies, including private equity and private credit.
As a reflection of Parker's unwavering dedication to his clients, he has been named to the Forbes’ Top Next Gen Wealth Advisors Best in State for 2023-2025, and Forbes' Top Wealth Advisors Best in State for 2025. The Parker-Lewallen Group was also named to Forbes' Top Wealth Management Teams for 2026.
Parker is the proud father of a young daughter, Calleigh, and they live in Arlington, TN. Parker enjoys staying active in his free time by exploring the great local parks with his daughter and also enjoys live sporting events.
Disclosures:
2026 Forbes America's Top Wealth Management Teams
Source: Forbes.com (Awarded January 2026).
Data compiled by SHOOK Research LLC for the period 3/31/24-3/31/25
2023-2024 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
2025 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded April 2025) Data compiled by SHOOK Research LLC for the period 6/30/23-6/30/24.
Asset allocation and diversification do not guarantee a profit or protect against a loss in a declining financial market.
The investments listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, and encourages investors to seek the advice of a Financial Advisor. The appropriateness of a particular investment will depend upon an investor's individual circumstances and objectives.
Alternative investments are often speculative and include a high degree of risk. Investors can lose all or a substantial amount of their investment. They may be highly illiquid, can engage in leverage, short-selling and other speculative practices that may increase volatility and the risk of loss, and may be subject to large investment minimums and initial lock-ups. They may involve complex tax structures, tax inefficient investing and delays in distributing important tax information. They may have higher fees and expenses that traditional investments, and such fees and expenses can lower the returns achieved by investors.
Securities Agent: AR, AZ, CA, CO, CT, DE, FL, GA, IL, KY, LA, ME, MI, MO, MS, NC, NM, NY, OH, OK, SC, TN, TX, WI, WY, VA, AL; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1643897
Parker’s decade plus of experience at Morgan Stanley has provided him with a deep understanding of firm tools and resources, along with the knowledge to execute strategies applicable to helping clients achieve their goals. Parker places a high value on getting to know his clients and their families so that he may better understand their goals, and continues to place an emphasis on helping enhance each client experience and tailored strategy. As an Alternatives Investment Director, Parker oversees diversified strategies, including private equity and private credit.
As a reflection of Parker's unwavering dedication to his clients, he has been named to the Forbes’ Top Next Gen Wealth Advisors Best in State for 2023-2025, and Forbes' Top Wealth Advisors Best in State for 2025. The Parker-Lewallen Group was also named to Forbes' Top Wealth Management Teams for 2026.
Parker is the proud father of a young daughter, Calleigh, and they live in Arlington, TN. Parker enjoys staying active in his free time by exploring the great local parks with his daughter and also enjoys live sporting events.
Disclosures:
2026 Forbes America's Top Wealth Management Teams
Source: Forbes.com (Awarded January 2026).
Data compiled by SHOOK Research LLC for the period 3/31/24-3/31/25
2023-2024 Forbes America’s Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
2025 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded April 2025) Data compiled by SHOOK Research LLC for the period 6/30/23-6/30/24.
Asset allocation and diversification do not guarantee a profit or protect against a loss in a declining financial market.
The investments listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, and encourages investors to seek the advice of a Financial Advisor. The appropriateness of a particular investment will depend upon an investor's individual circumstances and objectives.
Alternative investments are often speculative and include a high degree of risk. Investors can lose all or a substantial amount of their investment. They may be highly illiquid, can engage in leverage, short-selling and other speculative practices that may increase volatility and the risk of loss, and may be subject to large investment minimums and initial lock-ups. They may involve complex tax structures, tax inefficient investing and delays in distributing important tax information. They may have higher fees and expenses that traditional investments, and such fees and expenses can lower the returns achieved by investors.
Securities Agent: AR, AZ, CA, CO, CT, DE, FL, GA, IL, KY, LA, ME, MI, MO, MS, NC, NM, NY, OH, OK, SC, TN, TX, WI, WY, VA, AL; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1643897
Securities Agent: AR, AZ, CA, CO, CT, DE, FL, GA, IL, KY, LA, ME, MI, MO, MS, NC, NM, NY, OH, OK, SC, TN, TX, WI, WY, VA, AL; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1643897
NMLS#: 1643897
About Ray Lewallen
Ray is an experienced executive with over 30 years in sales and leadership roles, focusing on business strategy, operational management, systems integration, and personnel development. Known for driving growth and organizational efficiency, he has led large-scale projects, managed cross-functional teams, and delivered cost-effective, innovative strategies. His experience spans strategic planning, project management, and relationship creation, with an ability to build high-performing teams and improve operational outcomes.
Ray has a very diverse background working for both small and large companies outside the financial industry, up to an executive level. He was the Chief Operations Officer and eventually the Chief Executive Officer of a company he worked with from the ground up for a combined 12 years and understands the importance and challenges of knowing what to do financially as you grow your company. Coming from outside the financial industry, it gives Ray another perspective to help business owners understand how important it can be to work with a financial advisor to help achieve their financial goals with the right strategy and approach.
Since joining the Parker-Lewallen Group in 2024, Ray has proven his unwavering dedication and commitment to each client; In 2026, he was named to Morgan Stanley's prestigious Pacesetter's club which recognizes financial advisors who, early in their career, have demonstrated the highest professional standards and first-class client service. The Parker-Lewallen Group was also named to Forbes' Top Wealth Management Teams for 2026
Outside of work, Ray has a wife Stefanie, three children, Parker, Corley, and Zach as well as 2 grandchildren, Calleigh and Bryleigh. He graduated from the University of Mississippi with a Bachelor of Science in Engineering-Telecommunications with an emphasis on Management and Marketing. Ray works with his oldest son Parker, and Ashley as part of The Parker-Lewallen group to offer clients a family-oriented, high level of service. Ray enjoys going to sporting events, traveling, playing with grandkids, and spending time with family.
Disclosures:
Morgan Stanley Wealth Management Pacesetter's Club members must meet a number of criteria including performance, conduct and compliance standards, revenue, length of experience and assets under supervision. Pacesetter's Club membership is no guarantee of future performance.
2026 Forbes America's Top Wealth Management Teams
Source: Forbes.com (Awarded January 2026).
Data compiled by SHOOK Research LLC for the period 3/31/24-3/31/25
Securities Agent: CA, AL, WY, WI, LA, SC, GA, CO, TN, OH, MS, IL, CT, AZ, ME, KY, DE, FL, NM, MO, VA, NC, AR, TX, OK, NY, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 2703395
Ray has a very diverse background working for both small and large companies outside the financial industry, up to an executive level. He was the Chief Operations Officer and eventually the Chief Executive Officer of a company he worked with from the ground up for a combined 12 years and understands the importance and challenges of knowing what to do financially as you grow your company. Coming from outside the financial industry, it gives Ray another perspective to help business owners understand how important it can be to work with a financial advisor to help achieve their financial goals with the right strategy and approach.
Since joining the Parker-Lewallen Group in 2024, Ray has proven his unwavering dedication and commitment to each client; In 2026, he was named to Morgan Stanley's prestigious Pacesetter's club which recognizes financial advisors who, early in their career, have demonstrated the highest professional standards and first-class client service. The Parker-Lewallen Group was also named to Forbes' Top Wealth Management Teams for 2026
Outside of work, Ray has a wife Stefanie, three children, Parker, Corley, and Zach as well as 2 grandchildren, Calleigh and Bryleigh. He graduated from the University of Mississippi with a Bachelor of Science in Engineering-Telecommunications with an emphasis on Management and Marketing. Ray works with his oldest son Parker, and Ashley as part of The Parker-Lewallen group to offer clients a family-oriented, high level of service. Ray enjoys going to sporting events, traveling, playing with grandkids, and spending time with family.
Disclosures:
Morgan Stanley Wealth Management Pacesetter's Club members must meet a number of criteria including performance, conduct and compliance standards, revenue, length of experience and assets under supervision. Pacesetter's Club membership is no guarantee of future performance.
2026 Forbes America's Top Wealth Management Teams
Source: Forbes.com (Awarded January 2026).
Data compiled by SHOOK Research LLC for the period 3/31/24-3/31/25
Securities Agent: CA, AL, WY, WI, LA, SC, GA, CO, TN, OH, MS, IL, CT, AZ, ME, KY, DE, FL, NM, MO, VA, NC, AR, TX, OK, NY, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 2703395
Securities Agent: IL, NJ, CT, AZ, VA, NC, AR, TX, OK, NY, MI, CA, AL, WY, WI, LA, ME, KY, DE, FL, NM, MO, SC, GA, CO, TN, OH, MS; General Securities Representative; Investment Advisor Representative
NMLS#: 2703395
NMLS#: 2703395
About Ashley Cowsert
Ashley Cowsert was born in the Hoosier state and grew up just outside of Branson, Missouri. Ashley has called Memphis home for the past nine years.
A graduate from College of the Ozarks with a Bachelor of Science in Physical Education, Ashley earned her Master’s Degree in Urban Education from Union University. She completed the Memphis Teacher Residency Program for her Master’s degree. Ashley joins The Parker-Lewallen Group team after eight years serving in Memphis City Charter schools as a Physical Education teacher and Athletic Coordinator. She was a Division II track and field athlete specializing in horizontal jumps. Ashley is a sports enthusiast and loves good competition.
She has three siblings and is a proud aunt to two nieces and one nephew. Ashley enjoys traveling, weight lifting, hiking, and spending time with family and friends.
A graduate from College of the Ozarks with a Bachelor of Science in Physical Education, Ashley earned her Master’s Degree in Urban Education from Union University. She completed the Memphis Teacher Residency Program for her Master’s degree. Ashley joins The Parker-Lewallen Group team after eight years serving in Memphis City Charter schools as a Physical Education teacher and Athletic Coordinator. She was a Division II track and field athlete specializing in horizontal jumps. Ashley is a sports enthusiast and loves good competition.
She has three siblings and is a proud aunt to two nieces and one nephew. Ashley enjoys traveling, weight lifting, hiking, and spending time with family and friends.
Contact Parker Lewallen
Contact Ray Lewallen
Hear From Our Clients
In 20 plus years, I have never had an unsatisfactory phone call with anyone working in the office of my Morgan Stanley Financial Advisor and his Team.
They offer a depth of knowledge and access to top of the line financial resources, which is, frankly, extremely impressive! They display personal character, customer concern, and model a generosity of spirit and love of their craft that is infectious!
I am always grateful and appreciative of my talented Team and Morgan Stanley!!!
Jan
Verified ClientJune 2, 2025
I have worked with the Morgan Stanley team for a number of years... I am absolutely pleased with their professionalism and knowledge. They have kept me informed and updated on all issues. Comfortable to say that I will continue to work with the Morgan Stanley team for many years to come.
Joann
Verified ClientJuly 2, 2025
For many years, I have worked with Jack Parker of Morgan Stanley. I have learned to put complete trust in Jack. Because of his great planning, several years ago I was able to retire. Now my wife are I are able to enjoy our life without the constant worry of money. Thank you, Jack!
Jim
Verified ClientJuly 7, 2025
I highly recommend the Parker-Lewallen Group. I am not only treated as a valued client, but as a friend. Jack Parker is extremely knowledgeable, takes his time to explain clearly, and has always kept me updated. Jack, Parker, and Ashley have answered all my questions and been there for me 100%. I appreciate their honesty and Christian values. I could not be in better hands.
Glenda
Verified ClientJuly 17, 2025
Testimonial(s) solicited by Morgan Stanley and provided by current client(s) at the time of publication. No compensation of any kind was provided in exchange for the client testimonial(s) presented. Client testimonials may not be representative of the experience of other clients and are not a guarantee of future performance or success.
3846129 9/24
Awards and Recognition
Forbes Top Next-Gen Wealth Advisors
2023-2025 Forbes America's Top Next-Gen Wealth Advisors & Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors) Source: Forbes.com (Awarded 2023-2025). Data compiled by SHOOK Research LLC based on 12-month period concluding in March of the year the award was issued.
Forbes America's Top Wealth Management Teams
Forbes America’s Top Wealth Management Teams Source: Forbes.com (Awarded Nov 2025) Data compiled by SHOOK Research LLC for the period 3/31/25-3/31/26.
Forbes Best-In-State Wealth Advisors
Forbes Best-In-State Wealth Advisors Source: Forbes.com (Awarded April 2025) Data compiled by SHOOK Research LLC for the period 6/30/23 - 6/30/24.
3
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Robert Petersen
Private Banker
About Robert Petersen
Robert Petersen is a Private Banker serving Morgan Stanley Wealth Management offices in Tennessee, Kentucky, and West Virginia..
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Robert began his career in financial services in 1995 and joined Morgan Stanley in 2010. Prior to joining the firm, he was a Financial Relationship Counselor at Wells Fargo Advisors. He also served in various investment related roles and as a Relationship Manager at Wachovia Securities.
Robert is a graduate of the State University of New York at Stony Brook, where he received a Bachelor of Arts in Liberal Studies. He lives in Nashville, Tennessee. Outside of the office, Robert volunteers his time as a youth baseball coach and enjoys spending time with family and friends.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Robert began his career in financial services in 1995 and joined Morgan Stanley in 2010. Prior to joining the firm, he was a Financial Relationship Counselor at Wells Fargo Advisors. He also served in various investment related roles and as a Relationship Manager at Wachovia Securities.
Robert is a graduate of the State University of New York at Stony Brook, where he received a Bachelor of Arts in Liberal Studies. He lives in Nashville, Tennessee. Outside of the office, Robert volunteers his time as a youth baseball coach and enjoys spending time with family and friends.
NMLS#: 799938
Private Banking Group (PBG) Market Managers, Senior Private Bankers, Private Bankers, and Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
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Ready to start a conversation? Contact The Parker-Lewallen Group today.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
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6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
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Awards Disclosures | Morgan Stanley
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2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
11Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
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Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025), 4763067 (9/2025)
