David Niles
First Vice President, Wealth Management, Financial Advisor
Phone:
(918) 744-4649(918) 744-4649
The Niles Group at Morgan Stanley
Direct:
(918) 744-4615(918) 744-4615
Toll-Free:
(800) 234-5515(800) 234-5515
Our Mission Statement
Customized investment and financial strategies for clients like you
About Us
Services Include
- Corporate BondsFootnote1
- Estate Planning StrategiesFootnote2
- Financial PlanningFootnote3
- Life InsuranceFootnote4
- Long Term Care InsuranceFootnote5
- Precious MetalsFootnote6
- Professional Portfolio ManagementFootnote7
- Stock Option PlansFootnote8
- Trust AccountsFootnote9
- Wealth Consulting
- Wealth ManagementFootnote10
- CommoditiesFootnote11
- Exchange Traded FundsFootnote12
- Fixed IncomeFootnote13
- Lending Products
- Municipal BondsFootnote14
- Qualified Retirement PlansFootnote15
- Retirement PlanningFootnote16
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
David Phillip Niles is proud to have received the 2017 International Humility Award - this award is given to the person with the most humility.
Working With You
Location
2200 S Utica Place
Suite 300
Tulsa, OK 74114
US
Direct:
(918) 744-4615(918) 744-4615
Toll-Free:
(800) 234-5515(800) 234-5515
Meet The Niles Group
David Phillip Niles
Financial Advisor
Phone:
(918) 744-4638(918) 744-4638
Dustyn West
Senior Client Service Associate
Phone:
(918) 744-4615(918) 744-4615
About David Niles
With almost 40 years of experience as a wealth management professional, David has dedicated his career to helping clients simplify their financial lives. He is committed to long-term relationships and strives to deliver objective advice and demonstrated knowledge through exceptional client service. He listens carefully to his clients’ goals, values and concerns and works to help them achieve their personal and financial objectives.
Upon graduating from Oklahoma State University in 1981, David began a career in engineering. But the lure of the financial services industry quickly intervened, and he was soon hired as an account executive at a small investment firm in Tulsa, where he began to build a solid clientele. Shortly thereafter, he was offered a financial consultant position for a nationally-recognized financial services firm.
Throughout his 30-year career in financial services, David has had the privilege to work with three major investment firms, including Prudential, Wells Fargo and Morgan Stanley. This collective experience has given him a diverse set of skills and expertise.
David has managed assets for select high net worth clients since 1984. He credits his engineering background for his approach to the business. His philosophy is centered on having a focused plan and following a proven process. His investment recommendations follow suit. He believes in a disciplined approach to investing.
David and his wife, Anna, currently reside in Broken Arrow and have been happily married since 1981. A devoted father, he has four children and eight grandchildren and takes great pride in all of their achievements. In 2009 David was pleased to have his son Phillip join his financial practice. In his leisure time, David enjoys golfing and vacationing with his family. He always looks forward to visiting his cabin in northern Michigan every summer with his friends and family.
Upon graduating from Oklahoma State University in 1981, David began a career in engineering. But the lure of the financial services industry quickly intervened, and he was soon hired as an account executive at a small investment firm in Tulsa, where he began to build a solid clientele. Shortly thereafter, he was offered a financial consultant position for a nationally-recognized financial services firm.
Throughout his 30-year career in financial services, David has had the privilege to work with three major investment firms, including Prudential, Wells Fargo and Morgan Stanley. This collective experience has given him a diverse set of skills and expertise.
David has managed assets for select high net worth clients since 1984. He credits his engineering background for his approach to the business. His philosophy is centered on having a focused plan and following a proven process. His investment recommendations follow suit. He believes in a disciplined approach to investing.
David and his wife, Anna, currently reside in Broken Arrow and have been happily married since 1981. A devoted father, he has four children and eight grandchildren and takes great pride in all of their achievements. In 2009 David was pleased to have his son Phillip join his financial practice. In his leisure time, David enjoys golfing and vacationing with his family. He always looks forward to visiting his cabin in northern Michigan every summer with his friends and family.
Securities Agent: TX, OK, FL, KS, IL, GA; General Securities Representative; Investment Advisor Representative
NMLS#: 1488888
NMLS#: 1488888
About David Phillip Niles
A native of Tulsa, Phillip grew up in a household dedicated to helping individuals achieve their financial goals. His father taught him first-hand the power of financial independence and inspired Phillip to follow a profession that would help individuals gain the confidence and fortitude needed to accomplish this goal.
During his freshman year at the University of Central Oklahoma, Phillip declared his major and began pursuing a B.A. degree in Finance. Upon graduation, Phillip joined his father at Wells Fargo to form the Niles Group, before moving to Morgan Stanley in 2013. Together, they work to empower individuals and families to create, preserve and derive income from their wealth. Phillip plays an integral role in servicing their clients and assisting in the management of over $130 million in assets.
Phillip’s financial education – combined with the technical experience provided by his seasoned father – has enabled them to develop a practice that is well suited for the fast-paced global economy in which we live. Phillip has gained extensive knowledge of the LifeView® software technology, which is the tool David and Phillip use to help clients in the retirement planning process. Phillip is also well versed in long-term care and other insurance-related investment vehicles.
A current resident of Broken Arrow, Phillip is very active in various church activities and organizations. He has been instrumental in bringing Catholic radio to south Tulsa by establishing a non-profit organization, of which he is the Chief Executive Officer. When he’s not assisting clients, he enjoys sports, sailing and living an active lifestyle with friends and family.
During his freshman year at the University of Central Oklahoma, Phillip declared his major and began pursuing a B.A. degree in Finance. Upon graduation, Phillip joined his father at Wells Fargo to form the Niles Group, before moving to Morgan Stanley in 2013. Together, they work to empower individuals and families to create, preserve and derive income from their wealth. Phillip plays an integral role in servicing their clients and assisting in the management of over $130 million in assets.
Phillip’s financial education – combined with the technical experience provided by his seasoned father – has enabled them to develop a practice that is well suited for the fast-paced global economy in which we live. Phillip has gained extensive knowledge of the LifeView® software technology, which is the tool David and Phillip use to help clients in the retirement planning process. Phillip is also well versed in long-term care and other insurance-related investment vehicles.
A current resident of Broken Arrow, Phillip is very active in various church activities and organizations. He has been instrumental in bringing Catholic radio to south Tulsa by establishing a non-profit organization, of which he is the Chief Executive Officer. When he’s not assisting clients, he enjoys sports, sailing and living an active lifestyle with friends and family.
Securities Agent: AZ, AR, LA, IA, WV, MI, TX, OK, IL, FL, GA, MO, KS, CA, NM, MN, WA, ND, KY, CO; General Securities Representative; Investment Advisor Representative
NMLS#: 1447636
NMLS#: 1447636
About Dustyn West
Drawing on more than 10 years of experience in securities operations and administration, Dustyn provides a wide range of services for the Niles Group. Her responsibilities include estate settlements and distributions, account opening, fund transfers, retirement distributions and performance reporting.
Dustyn is highly adept at handling a broad range of responsibilities efficiently and effectively and enjoys providing, what David and Phillip call, white glove service to every client. Working with investors since she began her career at Wells Fargo in 2004, Dustyn not only knows how to meet their specific needs, she knows how to anticipate them as well. Clients have truly appreciated her guidance and knowledge, especially when it comes to her estate settlement experience.
Dustyn currently lives in Broken Arrow. She is the proud mother of four children and one grandchild. In her free time, she enjoys soccer and has coached several teams over the years. She is a big fan of the Dallas Cowboys and loves rooting her team on during the season.
Dustyn is highly adept at handling a broad range of responsibilities efficiently and effectively and enjoys providing, what David and Phillip call, white glove service to every client. Working with investors since she began her career at Wells Fargo in 2004, Dustyn not only knows how to meet their specific needs, she knows how to anticipate them as well. Clients have truly appreciated her guidance and knowledge, especially when it comes to her estate settlement experience.
Dustyn currently lives in Broken Arrow. She is the proud mother of four children and one grandchild. In her free time, she enjoys soccer and has coached several teams over the years. She is a big fan of the Dallas Cowboys and loves rooting her team on during the season.
Contact David Niles
Contact David Phillip Niles
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1Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Physical precious metals are non-regulated products. Precious metals are speculative investments, which may experience short-term and long-term price volatility. The value of precious metals investments may fluctuate and may appreciate or decline, depending on market conditions. If sold in a declining market, the price you receive may be less than your original investment. Unlike bonds and stocks, precious metals do not make interest or dividend payments. Therefore, precious metals may not be appropriate for investors who require current income. Precious metals are commodities that should be safely stored, which may impose additional costs on the investor. The Securities Investor Protection Corporation (“SIPC”) provides certain protection for customers’ cash and securities in the event of a brokerage firm’s bankruptcy, other financial difficulties, or if customers’ assets are missing. SIPC protection does not apply to precious metals or other commodities.
7Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
10Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
11Investing in commodities entails significant risks. The commodities markets may fluctuate widely based on a variety of factors including changes in supply and demand relationships; governmental programs and policies; national and international political and economic events; war and terrorist events; changes in interest and exchange rates; trading activities in commodities and related contracts; pestilence; weather; technological change; and, the price volatility of a commodity. In addition, the commodities markets are subject to temporary distortions or other disruptions due to various factors, including lack of liquidity, participation of speculators and government intervention.
12An investment in an exchange-traded fund (ETF) involves risks similar to those of investing in a broadly based portfolio of equity securities traded on exchange in the relevant securities market, such as market fluctuations caused by such factors as economic and political developments, changes in interest rates and perceived trends in stock prices. The investment return and principal value of ETF investments will fluctuate, so that an investor’s ETF shares, if or when sold, may be worth more or less than the original cost.
Investors should carefully consider the investment objectives, risks, charges and expenses of an exchange-traded fund (ETF) before investing. The prospectus contains this and other information about the ETF. To obtain a prospectus, contact your Financial Advisor or visit the ETF company’s website. Please read the prospectus carefully before investing.
13Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
14Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
15When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
16When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Physical precious metals are non-regulated products. Precious metals are speculative investments, which may experience short-term and long-term price volatility. The value of precious metals investments may fluctuate and may appreciate or decline, depending on market conditions. If sold in a declining market, the price you receive may be less than your original investment. Unlike bonds and stocks, precious metals do not make interest or dividend payments. Therefore, precious metals may not be appropriate for investors who require current income. Precious metals are commodities that should be safely stored, which may impose additional costs on the investor. The Securities Investor Protection Corporation (“SIPC”) provides certain protection for customers’ cash and securities in the event of a brokerage firm’s bankruptcy, other financial difficulties, or if customers’ assets are missing. SIPC protection does not apply to precious metals or other commodities.
7Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
10Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
11Investing in commodities entails significant risks. The commodities markets may fluctuate widely based on a variety of factors including changes in supply and demand relationships; governmental programs and policies; national and international political and economic events; war and terrorist events; changes in interest and exchange rates; trading activities in commodities and related contracts; pestilence; weather; technological change; and, the price volatility of a commodity. In addition, the commodities markets are subject to temporary distortions or other disruptions due to various factors, including lack of liquidity, participation of speculators and government intervention.
12An investment in an exchange-traded fund (ETF) involves risks similar to those of investing in a broadly based portfolio of equity securities traded on exchange in the relevant securities market, such as market fluctuations caused by such factors as economic and political developments, changes in interest rates and perceived trends in stock prices. The investment return and principal value of ETF investments will fluctuate, so that an investor’s ETF shares, if or when sold, may be worth more or less than the original cost.
Investors should carefully consider the investment objectives, risks, charges and expenses of an exchange-traded fund (ETF) before investing. The prospectus contains this and other information about the ETF. To obtain a prospectus, contact your Financial Advisor or visit the ETF company’s website. Please read the prospectus carefully before investing.
13Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.
14Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.
15When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
16When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
