Lance White
Managing Director, Wealth Management, Wealth Advisor, Senior Portfolio Management Director
Phone:
(614) 741-8910(614) 741-8910
The New Albany Wealth Management Group at Morgan Stanley
Direct:
(833) 634-0189(833) 634-0189
Toll-Free:
(833) 634-0189(833) 634-0189
Our Mission Statement
Providing tailored comprehensive wealth management and the opportunities of disruptive ideas and strategies.
Our Story and Services
In Silicon Valley, they use the word “disruptive” to describe technologies that fundamentally alter our daily experience. For investors, disruptive ideas and technologies offer profound opportunities for growth … if you have the knowledge and insight to choose the right ones. At the same time, investors are people with life goals, passionate interests, and families to care for – they seek comprehensive wealth management so that every financial decision is strategically aligned with their short-, medium- and long-term objectives.
Our team serves both these needs – we offer an investment philosophy centered around the potential for disruptive growth, along with goal-based planning, wide ranging and thoughtful advice, and high-touch service.
We call our approach the GO Strategy – GO is an acronym combining Goal-based wealth management with the Opportunities for disruptive investment tactics (see the GO tab for more about this). We pursue important opportunities for clients who are excited about new ways to help make money, while also providing the confidence of working closely with an advisor that knows you, your family, your preferences and ambitions. It can be a powerful combination for the right kind of client.
Our team serves both these needs – we offer an investment philosophy centered around the potential for disruptive growth, along with goal-based planning, wide ranging and thoughtful advice, and high-touch service.
We call our approach the GO Strategy – GO is an acronym combining Goal-based wealth management with the Opportunities for disruptive investment tactics (see the GO tab for more about this). We pursue important opportunities for clients who are excited about new ways to help make money, while also providing the confidence of working closely with an advisor that knows you, your family, your preferences and ambitions. It can be a powerful combination for the right kind of client.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
OUR FUNDAMENTAL IDEAS & PRINCIPLES
When selecting a wealth management team, nothing is more important than shared values – shared values creates a positive working relationship from day one, and may be sustainable into the foreseeable future. You have a right to know what your team believes in, and frankly, we much prefer to work with clients who think like we do.
Accordingly, here are the six core values that guide our team:
Accordingly, here are the six core values that guide our team:
Our Core Values:
- Find ways to help: No matter what you are trying to accomplish, our team’s wide range of skills, experiences and contacts can make a difference.
- Be hands-on: We are not a “set it and forget it” team. We are responsive, accessible and deeply involved with our clients.
- Get in on the ground floor: Our team has a pioneering spirit when it comes to helping build portfolios with businesses that we think can disrupt the status quo.
- Zig while others zag: We don’t believe in simply accepting easy answers or the common “wisdom.” We’re always looking for opportunities that go against the grain.
- Make connections in every field: Effective wealth management is built on relationships. Our personal networks extend throughout established and emerging fields.
- Be passionate: Managing wealth isn’t merely a job for us. We love the excitement of investing in something important …
What Are Your Goals?
- Every wealth management professional begins a relationship by asking some version of this question. He or she is looking to understand you and your ambitions – what you hope to accomplish, to acquire, to leave for future generations.
- However, for some clients, goals may be less straightforward, as much about the vast opportunity as incremental results. Our team has a passion for using wealth to help create, build and develop something important, something that generates fundamental change, that transforms the world in which we live.
- Generally, an investor must choose between these two approaches. It’s a question of the advisor’s mind-set – aiming to reach goals around retirement, education and so on often means that an advisor avoids bold choices, while one seeking transformational opportunities may not be thinking about your personal goals.
- But our team was specifically assembled to combine both mind-sets – Goals AND Opportunities. Our GO Strategy is an unusual, distinctive approach that may not be for everyone. However, if you enjoy the excitement of pioneering the way into a bold future, but within the context of the lives of you and your family, our GO Strategy may be precisely what you are looking for.
Retirement Services
At the New Albany Wealth Management Group, we understand that retirement is more than just a number. It's a life stage that requires careful planning and ongoing support. Whether you are just starting to save, nearing retirement, or already enjoying your golden years, we can help you create and implement a personalized retirement plan that suits your needs and goals.
A Six-Step Retirement Planning Checklist:
Given recent market volatility, checking in on your retirement plan may make a lot of sense. Here’s a six-step retirement plan checkup that may be helpful, including how we can help you adjust your plan as needed.
Click Here to Access the Checklist
Are Your Prepared for Retired Life?
You’ve spent decades working hard and saving for a financially secure retirement. But planning for your golden years is more than a financial consideration: It’s also an emotional one. Even with a healthy nest egg, it can be hard to leave a career, explore different pursuits and find a new sense of purpose.
The bright side: For many people, retirement is one of the most fulfilling periods of life. However it’s important to plan for how you’ll make the most of it. Here are five tips that may help you enjoy retirement life:
Click Here to Read MoreThe bright side: For many people, retirement is one of the most fulfilling periods of life. However it’s important to plan for how you’ll make the most of it. Here are five tips that may help you enjoy retirement life:
The Benefits of a Qualified Retirement Plan for Business Owners
If you are a sole proprietor or solo business owner, you may not realize that there is a retirement savings program designed for individuals like you. You may work full-time for your own corporation, or perhaps you are a consultant or independent contractor earning self-employment income.
In work environments like these, you oversee your own retirement planning. A market-based qualified retirement plan may be a way for you to access savings benefits enjoyed by employees working in larger companies but designed to fit the needs of an individual entrepreneur without employees, or a small team.
Click Here to Read MoreIn work environments like these, you oversee your own retirement planning. A market-based qualified retirement plan may be a way for you to access savings benefits enjoyed by employees working in larger companies but designed to fit the needs of an individual entrepreneur without employees, or a small team.
Client Resources and Events
We believe that you deserve to receive exceptional service while getting our very best possible investment counsel. When we talk together, we aim to get to the heart of what’s truly important in your life. We focus on the well-being of your life – your family, your business concerns, your health and your passions – knowing that every decision we make together can impact many people. Keeping you all updated on upcoming firm events that are engaging and timely adds to the level of service that we provide.
NextGen Wealth Education Series
Morgan Stanley’s Wealth Education team offers a new educational video series that covers topics on various areas of wealth planning such as Goal Setting and Budgeting; Credit and Debt Management; and Introduction to Investing. The series demonstrates basic strategies as a starting point for more customized programs depending on your individual situation and goals.
Click Here to Watch the Videos
Next Gen Playbook: Your Guide to Life & Money
The Playbook: Your Guide to Life & Money is a powerful guide that helps young investors navigate major life milestones with confidence through articles, checklists and interviews. The book covers topics such as starting a family, pursuing a passion or giving back.
This resource can help empower you with the knowledge, framework and tools needed to achieve your financial and life goals.
Click Here to Learn MoreThis resource can help empower you with the knowledge, framework and tools needed to achieve your financial and life goals.
Safeguarding Your Assets
Morgan Stanley invests considerable funds and resources every year in the development, maintenance, and enhancement of programs and processes to protect your assets and personal information. Learn more about Safeguarding Your Assets.
Read More
The GIC Weekly
The Global Investment Committee (GIC) is a group of seasoned investment professionals who meet regularly to discuss the global economy and markets. The committee determines the investment outlook that guides our advice to clients.
Read Here
On the Markets Research Report
Detailed market commentary from Morgan Stanley's thought leaders on topics such as global equities, fixed income, monetary policy and more.
Click Here for the Report
Implications of the Secure 2.0 Act
The Secure 2.0 Act of 2022 was signed into law on December 29, 2022 and is a significant piece of retirement legislation that is intended to make it easier for businesses to offer retirement plans and for individuals to save for retirement. Over the next several years, Secure 2.0 puts in place numerous provisions designed to enhance your ability to save for retirement through increased contribution opportunities, changes to rules affecting distributions from retirement accounts, and benefits to establishing retirement savings. These changes may influence how you save and use your savings over time.
Click Here for More Details
2025 Income Tax Table
Click Here to View
Battalion Buddies Event
In honor of Veterans Appreciation Month, our team was able to join the Veterans Employee Network (VEN) and partner with Operation Gratitude, an organization dedicated to supporting deployed service members and their families.
Our team members were able to help stuff and send "Battalion Buddy" bears to the children of deployed service members for the holidays. With each of these bears having an inspiring message on their “dog tags” we wanted to make sure these children knew they were not alone during the holidays. Not only is our team dedicated to supporting the veterans of our country, but we also make sure their family members are supported as well.
Although Veteran’s Appreciation Month is officially November, we encourage everyone to go out and support out veterans year-round. We would like to thank Operation Gratitude for their partnership and their mission to supporting our selfless veterans and their families.
CRC#: 6114668
Our team members were able to help stuff and send "Battalion Buddy" bears to the children of deployed service members for the holidays. With each of these bears having an inspiring message on their “dog tags” we wanted to make sure these children knew they were not alone during the holidays. Not only is our team dedicated to supporting the veterans of our country, but we also make sure their family members are supported as well.
Although Veteran’s Appreciation Month is officially November, we encourage everyone to go out and support out veterans year-round. We would like to thank Operation Gratitude for their partnership and their mission to supporting our selfless veterans and their families.
CRC#: 6114668
Helping Meet the Specific Needs of Physicians
With physicians living complex and challenging lives, it is often difficult finding a financial advisor that understands their specific needs.
Here at the New Albany Wealth Management Group, we tailor our practices and services in order to best serve this specific niche of clients.
Please take a look at this informational brochure and see how we can help you.
Click Here to View the BrochureHere at the New Albany Wealth Management Group, we tailor our practices and services in order to best serve this specific niche of clients.
Please take a look at this informational brochure and see how we can help you.
Please Join Us in Congratulating Wendy Chance for being named as a Mid America Spotlight Award Winner!
We would love to highlight Wendy Chance for her recent recognition as being named a Mid-America Spotlight Winner. This award is given to those who work tirelessly for their clients and exhibit exemplary dedication to their team and the firm.
Please see below for a brief introduction of Wendy:
Wendy, an experienced Wealth Management Associate, joined the Firm 10 years ago, bringing 15 years of industry experience to the New Albany branch. She has been with her current team The New Albany Wealth Management Group for the past four years.
Wendy works tirelessly to create an excellent client experience. She is passionate about building relationships with clients resulting in them feeling comfortable working with her team and Morgan Stanley as a whole. She consistently goes above and beyond what is required of her. Wendy, simply, does not know the word “no” when it comes to assisting an individual. Morgan Stanley’s Core Values are what shape our organization and Wendy is an excellent example of these in and out of the office.
Please see below for a brief introduction of Wendy:
Wendy, an experienced Wealth Management Associate, joined the Firm 10 years ago, bringing 15 years of industry experience to the New Albany branch. She has been with her current team The New Albany Wealth Management Group for the past four years.
Wendy works tirelessly to create an excellent client experience. She is passionate about building relationships with clients resulting in them feeling comfortable working with her team and Morgan Stanley as a whole. She consistently goes above and beyond what is required of her. Wendy, simply, does not know the word “no” when it comes to assisting an individual. Morgan Stanley’s Core Values are what shape our organization and Wendy is an excellent example of these in and out of the office.
Special Olympics Golf Classic Event
Special Olympics Golf Classic Event 2023
We are proud to announce that the New Albany Wealth Management Group raised over $85,000 in our 2023 community event to support over 400 athletes at no cost to them or their families. We would like to thank everyone who participated in the event and contributed to his success. We are especially grateful to the Special Olympics for their collaboration and dedication to empowering people with intellectual disabilities through sports. It was an honor to work with you and we are always grateful for your generosity and support.
CRC 5795888
We are proud to announce that the New Albany Wealth Management Group raised over $85,000 in our 2023 community event to support over 400 athletes at no cost to them or their families. We would like to thank everyone who participated in the event and contributed to his success. We are especially grateful to the Special Olympics for their collaboration and dedication to empowering people with intellectual disabilities through sports. It was an honor to work with you and we are always grateful for your generosity and support.
CRC 5795888
2023 - The New Albany Wealth Management Group Ranked #52 on Forbes Best In-State Wealth Management Teams for Ohio
The Forbes ranking of America’s Best-In-State Wealth Management Teams New York City High Net Worth, developed by SHOOK Research, is based on an algorithm of quantitative data and qualitative criteria. This qualitative criteria focus on each team’s best practices—service models, investing process, team construct, skill sets, and more. The algorithm also weighs factors like revenue trends, assets under management, and compliance records.
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
Click Here for the Full ListForbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
2024 - The New Albany Wealth Management Group Ranked #75 on Forbes Best In-State Wealth Management Teams for Ohio
The Forbes ranking of America’s Best-In-State Wealth Management Teams New York City High Net Worth, developed by SHOOK Research, is based on an algorithm of quantitative data and qualitative criteria. This qualitative criteria focus on each team’s best practices—service models, investing process, team construct, skill sets, and more. The algorithm also weighs factors like revenue trends, assets under management, and compliance records.
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2024) Data compiled by SHOOK Research LLC based for the period from 3/31/22–3/31/23.
Learn MoreForbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2024) Data compiled by SHOOK Research LLC based for the period from 3/31/22–3/31/23.
2025 - The New Albany Wealth Management Group Ranked #68 on Forbes Best In-State Wealth Management Teams for Ohio
The Forbes ranking of America’s Best-In-State Wealth Management Teams New York City High Net Worth, developed by SHOOK Research, is based on an algorithm of quantitative data and qualitative criteria. This qualitative criteria focus on each team’s best practices—service models, investing process, team construct, skill sets, and more. The algorithm also weighs factors like revenue trends, assets under management, and compliance records.
2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period 3/31/23–3/31/24.
2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period 3/31/23–3/31/24.
Forbes Best-In-State Wealth Advisors 2024
Lance White
Source: Forbes (Awarded April 2024) Data compiled by SHOOK Research LLC based on time period from 6/30/22-6/30/23.
Lance's Forbes ProfileSource: Forbes (Awarded April 2024) Data compiled by SHOOK Research LLC based on time period from 6/30/22-6/30/23.
Forbes Best-In-State Wealth Advisors 2024
Michael Platte
Source: Forbes (Awarded April 2024) Data compiled by SHOOK Research LLC based on time period from 6/30/22-6/30/23.
Mike's Forbes ProfileSource: Forbes (Awarded April 2024) Data compiled by SHOOK Research LLC based on time period from 6/30/22-6/30/23.
Location
15 South High Street
New Albany, OH 43054
US
Direct:
(833) 634-0189(833) 634-0189
Toll-Free:
(833) 634-0189(833) 634-0189
Meet The New Albany Wealth Management Group
Michael Platte, CRPS®
Senior Vice President, Wealth Advisor, Branch Manager, Corporate Retirement Director, Family Wealth Director, Financial Wellness Director, Portfolio Management Director
Phone:
(614) 741-8915(614) 741-8915
Matthew Penrod
Senior Vice President, Financial Advisor, Portfolio Management Director
Phone:
(614) 741-8920(614) 741-8920
Phone:
(614) 741-8931(614) 741-8931
Shane Moran
Vice President, Director of Investments
Phone:
(614) 741-8908(614) 741-8908
Wendy Chance
Wealth Management Associate, Assistant Vice President
Phone:
(614) 741-8911(614) 741-8911
Karin Aey
Business Development Associate
Phone:
(614) 741-8903(614) 741-8903
Caitlin Gall
Senior Client Service Associate
Phone:
(614) 741-8905(614) 741-8905
About Lance White
Lance is the co-founder of The New Albany Wealth Management Group at Morgan Stanley. He works with executives, entrepreneurs and successful individuals and their families to uncover opportunities to help create meaningful growth. Lance believes that effective wealth management means providing thoughtful advice for every decision involving money.
Lance began his career more than 20 years ago with Morgan Stanley and returned to the company in 2019. During his career, he has identified and developed significant investment opportunities for his clients in technology, biotechnology and life sciences. He takes a “hands-on” approach, continuously looking for innovative ways to help clients accomplish their goals.
Lance earned a BA in Economics and International Business from The Ohio State University, and continued his executive education at the Wharton School at the University of Pennsylvania, Stanford, and the University of Chicago.
Outside the office, Lance is passionate about mentorship. He has worked with organizations including Y Combinator, Ohio State University’s 10x program, Startup Weekend and 1492 Accelerator. He also founded New Albany Scholars in 2010 to help area elementary, middle and high school students develop their creativity.
Lance has homes in Naples, Florida and New Albany, Ohio and enjoys boating, traveling and spending time with his son, Landon.
Lance began his career more than 20 years ago with Morgan Stanley and returned to the company in 2019. During his career, he has identified and developed significant investment opportunities for his clients in technology, biotechnology and life sciences. He takes a “hands-on” approach, continuously looking for innovative ways to help clients accomplish their goals.
Lance earned a BA in Economics and International Business from The Ohio State University, and continued his executive education at the Wharton School at the University of Pennsylvania, Stanford, and the University of Chicago.
Outside the office, Lance is passionate about mentorship. He has worked with organizations including Y Combinator, Ohio State University’s 10x program, Startup Weekend and 1492 Accelerator. He also founded New Albany Scholars in 2010 to help area elementary, middle and high school students develop their creativity.
Lance has homes in Naples, Florida and New Albany, Ohio and enjoys boating, traveling and spending time with his son, Landon.
NMLS#: 1933024
About Michael Platte
Mike co-founded The New Albany Wealth Management Group at Morgan Stanley. He focuses on the specialized needs of physicians and small business owners. He uses his years of experience to help clients and their families leverage the vast resources of Morgan Stanley, to deliver comprehensive investment and wealth management services.
Mike serves a dual role at Morgan Stanley, also serving as the manager of the New Albany Ohio branch. He brings a strong commitment to accountability and teamwork, a natural extension of what he learned as an Academic All-American on the championship football team at the University of Dayton. Mike graduated cum laude with a BS in Finance.
Mike is actively involved in his community in a variety of ways. Mike spearheaded a scholarship endowment fund to help New Albany high school students defray the “pay to play” fees levied on after school athletics.
Mike lives in New Albany with his wife and youngest son. They have two grown daughters who are out of college and thriving. They are a close family who enjoys traveling together and spending time in the outdoors.
Mike serves a dual role at Morgan Stanley, also serving as the manager of the New Albany Ohio branch. He brings a strong commitment to accountability and teamwork, a natural extension of what he learned as an Academic All-American on the championship football team at the University of Dayton. Mike graduated cum laude with a BS in Finance.
Mike is actively involved in his community in a variety of ways. Mike spearheaded a scholarship endowment fund to help New Albany high school students defray the “pay to play” fees levied on after school athletics.
Mike lives in New Albany with his wife and youngest son. They have two grown daughters who are out of college and thriving. They are a close family who enjoys traveling together and spending time in the outdoors.
NMLS#: 1918450
About Kathy Kahn
Kathy is passionate about ensuring that everyone has a voice and does so by creating a collaborative relationship where she incorporates education and empowerment in the process. Through clear communication and careful listening, she is able to create, implement, and maintain a highly customized and comprehensive wealth plan that allows her clients to make well-informed decisions about their current situation and future goals.
Kathy joined Morgan Stanley Wealth Management and The New Albany Wealth Management Group in 2022. Prior to joining Morgan Stanley, Kathy worked in a private family office in New Albany for 30 years.
Kathy is an active member of the New Albany Women’s Network and Morgan Stanley Women in Wealth. She is also a supporter of the New Albany Community Foundation and Dress for Success, and graduated from the Trusted Charitable Advisor Program of JewishColumbus. Kathy earned a B.S. in Accounting from The Ohio State University in 1990.
Kathy and her husband Joel live in New Albany and have two adult daughters, Gabrielle and Abigail, who are flourishing. Kathy and Joel are embracing the empty-nester life with their two Labrador retrievers, Molly and Bodhi. As a family they love to travel, cook, and create many wonderful memories.
kathy.kahn@morganstanley.com
614-741-8931
NMLS #2513668
Kathy joined Morgan Stanley Wealth Management and The New Albany Wealth Management Group in 2022. Prior to joining Morgan Stanley, Kathy worked in a private family office in New Albany for 30 years.
Kathy is an active member of the New Albany Women’s Network and Morgan Stanley Women in Wealth. She is also a supporter of the New Albany Community Foundation and Dress for Success, and graduated from the Trusted Charitable Advisor Program of JewishColumbus. Kathy earned a B.S. in Accounting from The Ohio State University in 1990.
Kathy and her husband Joel live in New Albany and have two adult daughters, Gabrielle and Abigail, who are flourishing. Kathy and Joel are embracing the empty-nester life with their two Labrador retrievers, Molly and Bodhi. As a family they love to travel, cook, and create many wonderful memories.
kathy.kahn@morganstanley.com
614-741-8931
NMLS #2513668
NMLS#: 2513668
About Shane Moran
Shane is responsible for due diligence of our discretionary portfolios and outside money managers, a crucial role on a team committed to an innovative approach to investments and wealth management. He also conducts equity and fixed income research, as well as thorough analysis of client portfolios and asset allocation models.
Shane began his career at Huntington Investments before joining Lance and the team in 2003. After several years at UBS, Shane and the team rejoined Morgan Stanley in 2019 to offer more opportunities and global services to our clients.
Shane earned a BS in Finance from Wittenberg University.
He lives with his wife and three children in New Albany.
Shane began his career at Huntington Investments before joining Lance and the team in 2003. After several years at UBS, Shane and the team rejoined Morgan Stanley in 2019 to offer more opportunities and global services to our clients.
Shane earned a BS in Finance from Wittenberg University.
He lives with his wife and three children in New Albany.
About Wendy Chance
Wendy started in the securities industry with Merrill Lynch in 1997. She worked there in various administrative and operational capacities until she joined Morgan Stanley in May 2013.
She obtained her Series 7 in 2005 and Series 66 in 2006. Wendy's experience strengthens the team's operational excellence and client servicing capabilities. Winner of the Spotlight Award for Q1 2023, she is a dedicated mother to her daughter, Joy, and her son, Nelson.
She enjoys reading, walking and spending time with her children and her dogs, Maddie and Kokken.
She obtained her Series 7 in 2005 and Series 66 in 2006. Wendy's experience strengthens the team's operational excellence and client servicing capabilities. Winner of the Spotlight Award for Q1 2023, she is a dedicated mother to her daughter, Joy, and her son, Nelson.
She enjoys reading, walking and spending time with her children and her dogs, Maddie and Kokken.
About Karin Aey
Karin brings more than 36 years of experience in the financial services industry, beginning her career at PaineWebber as a Receptionist in Youngstown, Ohio before moving to Columbus, Ohio in 1993.
Prior to joining Morgan Stanley, Karin served as a Senior Client Service Associate at UBS. Karin focuses on account administration and client relations along with priding herself on delivering detail oriented work and a high level of client service.
Karin currently holds the Series 7 and 66 Securities licenses.
Prior to joining Morgan Stanley, Karin served as a Senior Client Service Associate at UBS. Karin focuses on account administration and client relations along with priding herself on delivering detail oriented work and a high level of client service.
Karin currently holds the Series 7 and 66 Securities licenses.
About Caitlin Gall
Caitlin began her career in the securities industry at UBS Financial Services in July 2013 in Cleveland, Ohio. She held various administrative and operational roles throughout the firm before joining Morgan Stanley in October 2019.
Caitlin graduated from Ashland University with a Bachelor of Science in Business Administration and a concentration in Human Resources Management in May 2013. She graduated with a Master's Degree in Human Resources Management from The Ohio State University in May 2019. As well, Caitlin currently holds her Series 7 license.
Caitlin enjoys spending time with her family, friends, and King Charles, Cavalier, and Charlotte.
Caitlin graduated from Ashland University with a Bachelor of Science in Business Administration and a concentration in Human Resources Management in May 2013. She graduated with a Master's Degree in Human Resources Management from The Ohio State University in May 2019. As well, Caitlin currently holds her Series 7 license.
Caitlin enjoys spending time with her family, friends, and King Charles, Cavalier, and Charlotte.
Contact Lance White
Contact Michael Platte
Contact Matthew Penrod
Contact Kathy Kahn
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
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Creating customized financial strategies for the challenges that today’s families face.
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Are You Prepared for Tax Day?
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Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
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Financial Planning for Life After Selling a Business
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Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
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Donor Advised Funds: A Smart Way to Manage Your Giving
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Retirement for Plan Sponsors
End-to-End Services, Made Simple:
We can provide the tools and guidance to help you manage a retirement plan.
We can provide the tools and guidance to help you manage a retirement plan.
- Plan Evaluation
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- Plan Management Support
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State of the Workplace Study 2023
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Mosaic
Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
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Ready to start a conversation? Contact The New Albany Wealth Management Group today.
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
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The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
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The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
