Kevin Miller, CFP®
Executive Director, Financial Advisor, Senior Portfolio Management Director, Workplace Advisor - Equity Compensation
Phone:
(770) 954-7355(770) 954-7355
The Miller Group at Morgan Stanley
Direct:
(678) 734-9153(678) 734-9153
Toll-Free:
(888) 874-8649(888) 874-8649
Our Mission Statement
We help you simplify the complexities of your personal and business finances, to connect your wealth to all aspects of your life.
Our Story and Services
As Financial Advisors, our sole purpose is to help our clients reach their goals. Our approach goes beyond your investment portfolio; instead, we work through the complexities of your personal and business finances to connect your wealth to various aspects of your life. Because life can be unpredictable, we develop financial strategies that are flexible, diversified, and especially tailored to the entirety of your financial picture.
The financial world is becoming increasingly complex. Under the leadership of 6-time Forbes Best-in-State Wealth Advisor, Kevin Miller, our team provides a nuanced understanding of wealth management and a boutique level of service catered to your specific needs. Along with our knowledge and experience, being a part of a revered, global firm in Morgan Stanley allows us access to a vast suite of resources and a heightened ability to offer truly customized strategies that can address your goals.
In 2024 and 2025, our team was named as one of the Forbes Best-in-State Wealth Management Teams in Georgia. This recognition reflects our commitment to delivering premier wealth management services to our clients.
Forbes Best-in-State Wealth Management Teams 2025
Source: Forbes.com (Awarded Jan 2025). Data compiled by SHOOK Research LLC based on time period from 3/31/23-3/31/24.
Forbes Best-in-State Wealth Management Teams 2024
Source: Forbes.com (Awarded Jan 2024). Data compiled by SHOOK Research LLC based on time period from 3/31/22-3/31/23.
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (2019-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Relationships spanning generations
- Family is at the heart of our practice. Being a family-run business, we understand through experience that a comprehensive plan can inspire achievement across generations. For this reason, we strive to maintain deep, indefinite relationships with our clients. Our team realizes that each family holds unique values, requires specific financial needs, and maintains a personal vision for the future, so we create plans that can help uphold these distinctive qualities.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Our Clients
We work on behalf of individuals, families, and successful businesses with at least $250,000 in investable assets that are interested in managing, preserving, and growing their wealth. Our clients may come from different backgrounds, pursue different causes, or maintain different beliefs, but one attribute they all share is that they have achieved financial success and can benefit from dedicated advice on how to manage it.
Families
Our team takes pride in the work that we have done on behalf of families. As a family-run practice, we are able to understand the unique, real-world challenges families face when trying to preserve and pass down wealth across generations. Sometimes, these challenges require a mixture of personal and financial advice, and because our relationships are so strong, we are more than capable of providing this. We firmly believe that it is never too early think about legacy, and it is never too late to start planning. If you are looking for help passing on your wealth, or if you have just inherited wealth and need assistance with making the most of it, then we are here for you.
Businesses
We work with businesses to valuate, strategize, and execute mergers & acquisitions. Headed by Kevin Miller and his breadth of experience in accounting, we are able to advise businesses on these major transactions.
Our clients typically ask the following questions:
• How can I leave a legacy for my children and grandchildren?
• I just received my inheritance; how do I make the most of it?
• What is the best strategy for selling my business?
• When will I be able to retire?
• How can I set aside assets to gift and still maintain my current lifestyle?
• How can I plan a secure future for my children?
• I want to acquire a new business, how to do I know if I am paying the right price?
• I just received my inheritance; how do I make the most of it?
• What is the best strategy for selling my business?
• When will I be able to retire?
• How can I set aside assets to gift and still maintain my current lifestyle?
• How can I plan a secure future for my children?
• I want to acquire a new business, how to do I know if I am paying the right price?
Invested in Our Community
Like our clients, we believe that giving back to our communities is among the most fulfilling decisions that one can make. Whether it be time spent or money donated, we strive to be active participants in charitable efforts.
Many people have a cause that they tirelessly work to support because of a personal experience that affected them or altered the trajectory of their lives. At the Miller Group, we are no different, and we understand the enduring need to support those who are impacted by similar situations. Not only do we work to help our clients maximize the effectiveness of their own philanthropic efforts, but we are members and allies of the following organizations:
Many people have a cause that they tirelessly work to support because of a personal experience that affected them or altered the trajectory of their lives. At the Miller Group, we are no different, and we understand the enduring need to support those who are impacted by similar situations. Not only do we work to help our clients maximize the effectiveness of their own philanthropic efforts, but we are members and allies of the following organizations:
The Joseph Sams School
A non-profit school serving children with mild to severe developmental disabilities
Bedford School
A school providing personalized opportunities for students with learning disabilities
Southwest Christian Care
A non-profit hospice ministry caring for terminally ill patients
Real Life Center - Dogwood Church
A non-profit organization offering a variety of charitable services across many communities
Share the Magic Foundation
Inspiring kids to read to a better future by empowering educators with free, engaging virtual reading challenges, inspiring students through impactful in-school programs and introducing book ownership.
Insights and Resources
Financial Literacy
Financial literacy means being equipped with the knowledge to make smart financial decisions during every stage of your life. We want to demystify the world of finance for you and your family, so you can build a foundation of knowledge and good habits. Your financial education journey can begin at any stage in your life.
Learn more
Morgan Stanley Online
Your investments and everyday finances are always just a few clicks away with Morgan Stanley Online (MSO) and the Morgan Stanley Mobile App.
Learn more about MSO
Reserved Living & Giving
Reserved Living & Giving is a complimentary program that rewards Morgan Stanley's eligible clients. Members enjoy discounts on select brands and timely insights to support them and their desired lifestyle.
View offers from Reserved Living & Giving
MSO Mobile App
The Morgan Stanley Mobile App gives you the same capabilities as Morgan Stanley Online – all from the convenience of your own phone. It also offers features to simplify your everyday finances. These include mobile check deposit and Send Money with Zelle.
Download the MSO Mobile App
On the Markets
Detailed market commentary from Morgan Stanley’s thought leaders on a variety of topics such as global equities, fixed income, macroeconomics, earnings forecasts, and more.
Read On the Markets
eServices
Send/receive wire transfers, review your monthly statements and safely store your important documents with our suite of eServices. With eDelivery, eAuthorization, eSign and our Digital Vault you can avoid the hassle of paper and monitor your accounts from your MSO account and the MSO mobile app.
Learn more and enroll
Thoughts on the Markets
Join Mike Wilson, Chief Investment Officer and Chief US Equity Strategist for Morgan Stanley, as he and his colleagues discuss the latest trends in the financial marketplace in a short-form and palatable format.
Listen to Thoughts on the Markets
Online Security
At Morgan Stanley, safeguarding your assets and personal information is among our highest priorities. Learn about our security measures and use our resources and ideas to help protect yourself online.
Our security resources
Private Foundations
A private non-operating foundation is a tax-advantaged charitable entity created for the purpose of direct gifting. Private foundations are usually set up by individuals or families who want to make substantial gifts to charity while maintaining ultimate control over how grants are made.
Learn more
Our Suite of Services
Financial Planning
With so many factors at play, understanding the big picture of your finances can be incredibly challenging. We help to demystify the reality of your finances and create a holistic financial plan that is clear and measurable. In developing this plan, we take in all the information we need about your life, your goals, and your responsibilities to make a dynamic plan that can adapt as your life does.
Learn about our Goals-Based System
Next Gen Wealth
We specialize in families. Because many of our relationships are multigenerational, we are used to devising strategies to preserve wealth down the family line. It is essential to have a strategy that acknowledges the needs of your children and grandchildren. Preparing the Next Gen is a process rooted in investment strategy, commitment to financial literacy, and sharing resources.
Financial literacy resources
Estate Planning
Making the proper arrangements to pass down wealth and assets often requires careful planning and expert advice. We are here to help you understand which type of trust account suits your situation, the tax implications of passing down wealth and gifting, and we will partner with other professionals assisting you in the process.
More on estate planning
Retirement Planning
Saving for retirement is a lifelong process that relies on defined financial planning strategies throughout different phases. We will assist you in planning throughout each phase so that you can live the retired life that you envision. By keeping your progress monitored and making proper adjustments, we will help you overcome any setbacks along the way.
More on estate planning
Life Insurance
Choosing the correct life insurance plan is an important component of leaving a legacy. When you work with us, we will help you review the features of your current policy and determine if the provisions allow your family to maintain their current lifestyle.
Learn more
Mergers & Acquisitions
Business mergers and acquisitions are complex transactions that can benefit from professional opinions. We can help you accurately valuate your company, provide advice on selecting the correct buyer, and execute the optimal exit strategy that aligns with the objectives set forth by your company.
Learn about business planning strategiesLocation
500 Westpark Dr.
Suite 100
Peachtree City, GA 30269
US
Direct:
(678) 734-9153(678) 734-9153
Toll-Free:
(888) 874-8649(888) 874-8649
Fax:
(706) 940-7329(706) 940-7329
Meet The Miller Group
Brandon Miller, CFP®
Financial Advisor, Vice President, Workplace Advisor - Equity Compensation
Ashley Warren
Senior Registered Client Service Associate
Phone:
(678) 734-9153(678) 734-9153
Allison McDonell
Portfolio Associate
Phone:
(678) 734-9309(678) 734-9309
About Kevin Miller
Kevin B Miller is a Senior Portfolio Management Director and Senior Vice President with Morgan Stanley Wealth Management. He is based in Morgan Stanley’s Peachtree City office, along with three associates. Kevin and his team develop customized wealth management solutions for families, business owners, corporate executives, individuals and endowments.
Kevin earned his Bachelor of Science Degree with a major in accounting from Florida State University in 1980. Before becoming a financial advisor in 1997 with Merrill Lynch, Kevin was a partner in a CPA firm in Atlanta, GA where he held the professional designations of CPA (not practicing with Morgan Stanley) and CFP. Kevin joined Morgan Stanley in 2016.
Kevin consistently ranks among the top financial advisors in the industry, and was nationally ranked by Forbes as a “Best in State Wealth Advisor" in 2019, 2020, 2021, 2022, 2023, and 2024.
Along with his wife, Anne, Kevin enjoys spending time with his children and grandchildren, traveling, golf and reading. They are also involved in many charitable organizations that they have been associated with for over 30 years. In 2016, Kevin and Anne started the Emily Anne Miller Scholarship Fund for The Joseph Sam’s School for Special Needs in memory of their daughter.
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com 2019-2024. Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Kevin earned his Bachelor of Science Degree with a major in accounting from Florida State University in 1980. Before becoming a financial advisor in 1997 with Merrill Lynch, Kevin was a partner in a CPA firm in Atlanta, GA where he held the professional designations of CPA (not practicing with Morgan Stanley) and CFP. Kevin joined Morgan Stanley in 2016.
Kevin consistently ranks among the top financial advisors in the industry, and was nationally ranked by Forbes as a “Best in State Wealth Advisor" in 2019, 2020, 2021, 2022, 2023, and 2024.
Along with his wife, Anne, Kevin enjoys spending time with his children and grandchildren, traveling, golf and reading. They are also involved in many charitable organizations that they have been associated with for over 30 years. In 2016, Kevin and Anne started the Emily Anne Miller Scholarship Fund for The Joseph Sam’s School for Special Needs in memory of their daughter.
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com 2019-2024. Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Securities Agent: AL, IL, SC, OK, NE, FL, NC, MA, PA, GA, VA, OR, NY, CA, TX, KY, TN, NJ, MI, CO; General Securities Representative; Investment Advisor Representative
NMLS#: 544975
NMLS#: 544975
About Brandon Miller
Brandon Miller is a Financial Advisor with The Miller Group, based in Morgan Stanley’s Peachtree City office. He joined the group in March of 2019. Brandon focuses on managing portfolios and constructing customized financial plans on behalf of the clients. He also takes the lead on new business development by engaging prospective clients.
Brandon graduated from Charleston Southern University in 2016. Before becoming a Financial Advisor, he was a professional baseball player with the Washington Nationals organization. After retiring from baseball Brandon moved into the financial field, working as a Registered Representative of New York Life Insurance and an Employee Benefit Consultant for SCF Solutions in Charleston, SC. Brandon holds his Series 7, 63 and 66 licenses, as well as the Certified Financial Planner™ designation,
Outside of the office, Brandon enjoys spending time with his wife Jessica, children Cam, James, Aiden and Anna Grace, playing golf, reading, and working out. Brandon and his wife are involved with The Joseph Sam’s School along with other charity and church organizations.
Brandon graduated from Charleston Southern University in 2016. Before becoming a Financial Advisor, he was a professional baseball player with the Washington Nationals organization. After retiring from baseball Brandon moved into the financial field, working as a Registered Representative of New York Life Insurance and an Employee Benefit Consultant for SCF Solutions in Charleston, SC. Brandon holds his Series 7, 63 and 66 licenses, as well as the Certified Financial Planner™ designation,
Outside of the office, Brandon enjoys spending time with his wife Jessica, children Cam, James, Aiden and Anna Grace, playing golf, reading, and working out. Brandon and his wife are involved with The Joseph Sam’s School along with other charity and church organizations.
Securities Agent: OR, GA, OK, NY, MA, KY, CA, MI, FL, VA, TX, PA, NE, AL, TN, SC, NJ, IL, NC, CO; General Securities Representative; Investment Advisor Representative
NMLS#: 1906138
NMLS#: 1906138
About Ashley Warren
Ashley Warren is a long-time resident of Fayette County and a graduate of Kennesaw State University. Prior to joining The Miller Group in 2017, Ashley was an Associate with Merrill Lynch. She lives in Peachtree City with her husband Jason and their two sons, Jack and Beau. Ashley enjoys volunteering at school and loves spending time with her family.
About Allison McDonell
Allison McDonell was born and raised in California and is a graduate of the University of California, Santa Barbara. Allison began her career in 1996 as an Associate at Merrill Lynch. She relocated with her family to Peachtree City, Georgia in 2007 and stayed home to raise her two young children. Now that her children are older, Allison is pleased to join The Miller Group as a Portfolio Associate. In her spare time, Allison loves being outdoors, hiking, gardening or heading to the beach.
Contact Kevin Miller
Contact Brandon Miller
Hear from Our Clients
Be it a Bull or Bear market, I always know my Miller Group, led by Kevin Miller, is on top of it. They continuously provide straight forward guidance, answer any and all questions, and keep me on a path of financial stability and growth. Over the 20 plus years that I have worked with Kevin and his team, I highly value their professionalism, kindness and friendship. They are always available to assist with all my financial needs. I can and do trust them implicitly.
George Ann
Verified ClientJanuary 26, 2025
Brandon Miller and his team at Morgan Stanley have managed my funds for the past three years. After losing my husband, I was welcomed with compassion and great financial advice. Both Brandon and his fabulous staff consistently keep me up to date on my financial standings and are always willing to take my calls. Brandon's Christian values give me confidence is his trustworthiness and work ethic. If you are searching for a reputable financial advisor, then look no further.
Pam
Verified ClientJanuary 26, 2025
Testimonial(s) solicited by Morgan Stanley and provided by current client(s) at the time of publication. No compensation of any kind was provided in exchange for the client testimonial(s) presented. Client testimonials may not be representative of the experience of other clients and are not a guarantee of future performance or success.
3846129 9/24
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Maranda Barbour
Private Banker
About Maranda Barbour
NMLS# 1182370
Maranda Barbour is a Loan Portfolio Manager serving Morgan Stanley’s Wealth Management offices in the Southeast Region.
Maranda began her career in financial services in 1999, and joined Morgan Stanley in 2010. Prior to being promoted to her current position, she served as an Associate Private Banker in Atlanta, Georgia. Before she joined the firm, Maranda was a Premier Client Manager for Bank of America.
Maranda earned her Bachelor of Science degree in Marketing from Winthrop University. She and her family live in Alpharetta, Georgia.
Outside of the office, Maranda dedicates her time to youth mentoring programs and numerous community organizations, including Girl Scouts of America and the Greater North Atlanta Chapter of Jack and Jill of America, Inc. She also enjoys walking, traveling, and hiking.
Maranda Barbour is a Loan Portfolio Manager serving Morgan Stanley’s Wealth Management offices in the Southeast Region.
Maranda began her career in financial services in 1999, and joined Morgan Stanley in 2010. Prior to being promoted to her current position, she served as an Associate Private Banker in Atlanta, Georgia. Before she joined the firm, Maranda was a Premier Client Manager for Bank of America.
Maranda earned her Bachelor of Science degree in Marketing from Winthrop University. She and her family live in Alpharetta, Georgia.
Outside of the office, Maranda dedicates her time to youth mentoring programs and numerous community organizations, including Girl Scouts of America and the Greater North Atlanta Chapter of Jack and Jill of America, Inc. She also enjoys walking, traveling, and hiking.
NMLS#: 1182370
Wealth Management
From Our Team
Forbes Best-In-State Wealth Management Team 2025
Wealth Management
Global Investment Office
Portfolio Insights
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Mosaic
Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
Article Image
Ready to start a conversation? Contact The Miller Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
4Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
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The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
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Awards Disclosures
CRC 6491812 (04/2024)
