Melanie Regner, CFP®
Executive Director, Financial Advisor, Family Wealth Director, Workplace Advisor - Equity Compensation
Phone:
(919) 571-6186(919) 571-6186
The Midtown West Wealth Management Group at Morgan Stanley
Our Mission Statement
We help empower you in an effort to achieve financial success by navigating life’s inevitable transitions with more confidence and control. We do this by leveraging the deep experience of our team and the world-class resources of Morgan Stanley.
A Commitment to Excellence
At The Midtown West Wealth Management Group at Morgan Stanley, we focus on what is most important to you, your family and your future. We provide the personalized service, skills and global resources needed to help you make informed, confident decisions about your wealth.
Above all, we commit to helping make a meaningful difference in your life through the delivery of five core beliefs that have become the hallmark of our practice:
• Competence through education and experience
• Integrity, trust and professionalism
• Straightforward and transparent solutions
• The delivery of informed, objective advice
• A pledge to confidentiality and privacy
Each of these beliefs is detailed in the next tab on our website. We invite you to visit this tab to understand how we bring these beliefs to life every day with our clients.
The Midtown West Wealth Management Group Advantage
Our service model emphasizes reliability and great value. It differentiates us from other advisory teams and consists of three important components:
• A multi-generational approach to wealth planning
• Quarterly client contact
• Rapid response to client inquiries
We are proud of the personalized service we provide each client and welcome the opportunity to deliver the same level of excellence to you and your family now and for generations to come.
We look forward to speaking with you soon.
Above all, we commit to helping make a meaningful difference in your life through the delivery of five core beliefs that have become the hallmark of our practice:
• Competence through education and experience
• Integrity, trust and professionalism
• Straightforward and transparent solutions
• The delivery of informed, objective advice
• A pledge to confidentiality and privacy
Each of these beliefs is detailed in the next tab on our website. We invite you to visit this tab to understand how we bring these beliefs to life every day with our clients.
The Midtown West Wealth Management Group Advantage
Our service model emphasizes reliability and great value. It differentiates us from other advisory teams and consists of three important components:
• A multi-generational approach to wealth planning
• Quarterly client contact
• Rapid response to client inquiries
We are proud of the personalized service we provide each client and welcome the opportunity to deliver the same level of excellence to you and your family now and for generations to come.
We look forward to speaking with you soon.
Services Include
- 401(k) Rollovers
- Divorce Financial AnalysisFootnote1
- Financial PlanningFootnote2
- Philanthropic Services
- Planning for Individuals with Special Needs
- Cash Management and Lending ProductsFootnote3
- Retirement PlanningFootnote4
- Estate Planning StrategiesFootnote5
- Professional Portfolio ManagementFootnote6
- Executive Benefit ServicesFootnote7
- Sustainable InvestingFootnote8
- Trust Services*
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
PERSONALIZED SOLUTIONS
We work with our clients to provide wealth management solutions which help maintain their current lifestyle, achieve a fulfilling retirement, and build and protect their family legacy. Below we highlight some of our capabilities available to our clients and why they matter.
Financial Planning
The cornerstone of an effective wealth management plan is comprehensive financial planning, which captures your long-term goals, current resources and expectations for the future. Effective planning can help eliminate blind spots, minimize risk and reduce taxes, all while helping ensure you achieve your goals as you had envisioned.
Retirement Planning
One of our key areas of focus is helping you prepare for and thrive in retirement. From IRAs to RMDs, we manage the complexities of your comprehensive retirement plan assets, helping you easily transition to the next phase of your life with security and confidence.
Professional Portfolio Management
Managing an investment portfolio should be a consultative, disciplined process that balances your attitudes about investing with careful analysis of the financial markets. Working together, we create a personalized strategy that applies long-held investment principles to help your assets appreciate appropriately, generate income when needed, and reduce current and future taxation.
Estate Planning
Delivering an estate to the next generation or favorite charity requires more attention than families often realize. We coordinate with your estate and tax professionals to align your legacy goals with the appropriate asset titling and beneficiary designation requirements, incorporating best practices to help enhance results.
Education Planning
Meeting the educational costs of children and grandchildren may be one of the most personal fulfilling investments you can make. We can help you access appropriate investment vehicles and determine the best strategies for achieving this goal.
Wealth Consulting
As your wealth grows, so does its complexities. We listen carefully to understand how you feel about important financial topics. Understanding your deepest concerns enables us to provide customized advice in a way that respects the values, relationships and priorities that make your life unique.
Trusts
You can't take it with you, but through a trust, you can define how you want your life's work and wealth to continue to benefit the people and causes you love and care for.
Click to Learn More
Estate Planning
Estate planning can be an emotionally and financially complex task, but creating an estate plan can help protect your wealth and prevent hardship for your heirs.
Click to Learn More
Life After Selling a Business
Selling your business can mean big changes for your life, both personally and financially. Know how to make the most of your windfall.
Click to Learn More
Morgan Stanley Online
Your investments and everyday finances are always just a few clicks away with Morgan Stanley Online (MSO) and the Morgan Stanley mobile app! Access your finances and invest in an instant with the help of this handy resource that is available 24/7.
Learn more about Morgan Stanley OnlineTax Efficient Strategies
Here at Morgan Stanley, we strive to simplify complex financial ideas so that our clients understand what is being done on their behalf to plan for their financial future. We want to provide our clients with as many resources as possible so they can stay informed about the latest market trends, outlooks, and breakdowns. The links below provide detailed analysis on interesting topics that are affecting the finance and business worlds.
How to Access Your Tax Forms
How to Access Your Tax Forms
1. Log into your account via Morgan Stanley Online
2. Click the Accounts tab
3. Select the Documents tab
4. Go to the Statement drop-down tab
5. Select Tax Documents and download them
Click Here to Log In to Morgan Stanley Online1. Log into your account via Morgan Stanley Online
2. Click the Accounts tab
3. Select the Documents tab
4. Go to the Statement drop-down tab
5. Select Tax Documents and download them
Federal Tax Tables 2025
If you are interested in seeing the updated tax tables and other details for 2025, see all additional information here.
Click to See Tables
Tax-Smart Strategies for Retirement
Looking for ideas on how to be more tax efficient when planning for your retirement?
Click to see here
Tax Management Services for Select UMA
For Investors seeking professional investment management and diversification with an awareness to mitigate tax liability, a unified managed account with optional tax management services may offer a viable solution.
Click here to learn moreTHE CFP® PROFESSIONAL
Individuals certified by the CFP® Board have taken the extra step to demonstrate commitment and professionalism by voluntarily submitting to the rigorous CFP® certification process that includes demanding education, examination, experience, and ethical requirements. These four cornerstones set the foundation for the CFP® professional's ability in helping clients achieve their goals. The Midtown West Wealth Management Group's diverse skillsets can help clients navigate the complicated financial factors in their life. See below for more information about the CFP® designation and how we can help:
Education
The CFP® professional must develop theoretical and practical financial planning knowledge by completing 2 to 3 years of comprehensive coursework at an institution of higher learning approved by the CFP® Board. Once obtaining the CFP® trademark, their education does not stop, as continued education is part of the recertification process.
Examination
The CFP® professional must pass the 7 hour comprehensive Certification Exam, which tests abilities to apply financial planning knowledge to real-life situations. The exam covers the financial planning process, tax planning, employee benefits and retirement planning, estate planning, investment management and insurance.
Experience
All CFP® professionals are required to complete several years of experience related to financial planning services prior to earning the right to use the CFP® trademarks.
Ethics
The CFP® professional is obligated to uphold the principles of integrity, objectivity, competence, fairness, confidentiality, professionalism, and diligence as outline in the CFP® Board's Code of Ethics. The Rules of Conduct require the CFP® professional to put the client's interest first at all times.
Location
3800 Glenwood Ave
Ste 500
Raleigh, NC 27612
US
Direct:
(919) 571-6180(919) 571-6180
Meet The Midtown West Wealth Management Group
Joel Hudson, CFP®
Senior Vice President, Wealth Management, Financial Advisor, Workplace Advisor - Equity Compensation
Phone:
(919) 571-6167(919) 571-6167
JoAnna Mason, CFP®
Senior Vice President, Senior Portfolio Management Director, Financial Advisor
Phone:
(919) 877-2484(919) 877-2484
Tim Otto, CFP®, QPFC
Senior Vice President, Financial Advisor, Workplace Advisor – Equity Compensation
Phone:
(919) 788-1128(919) 788-1128
Tommy Warren
Vice President, Financial Advisor
Phone:
(919) 788-1146(919) 788-1146
Alexis Turner
Financial Advisor, Financial Planning Specialist, Insurance Planning Director
Phone:
(919) 571-6179(919) 571-6179
Joshua Clark
Financial Advisor, Financial Planning Specialist
Phone:
(919) 877-2530(919) 877-2530
Jamie Claytor
Registered Client Service Associate
Phone:
(919) 881-2246(919) 881-2246
Caroline Regner, CFP®, CRPS®
Wealth Management Analyst
Phone:
(919) 571-6180(919) 571-6180
About Melanie Regner
Melanie R. Regner is an Executive Director and Financial Advisor with The Midtown West Wealth Management Group at Morgan Stanley located in Raleigh North Carolina. As a Certified Financial PlannerTM (CFP®) with more than 35 years of experience, Melanie focuses on delivering personalized wealth management services to professionals, business leaders and families facing challenging life circumstances, such as a divorce, the death of a spouse or a chronic health issue. Her compassionate and comprehensive approach brings order, control and simplicity to complex situations. For Melanie, success is measured in terms of client well-being and goal achievement.
A graduate of Campbell University with a degree in Trust Management, Melanie continued her studies, earning an M.B.A. at Mount Saint Mary’s University. Throughout her career, she has remained committed to education for herself and her clients, acquiring important industry and firm designations, including Certified Financial PlannerTM (CFP®). In 2025 Melanie was honored to join a select 6% group of Morgan Stanley Financial Advisors who have completed the rigorous Family Wealth Director (FWD) certification program. The program’s specialized training enables her to offer direct access to the advanced resources needed to help affluent families, including wealth transfer, family dynamics, philanthropy, asset allocation, manager selection and executive compensation strategies. Working with clients to help preserve their wealth and protect their legacy is a focus of Melanie’s.
As a seasoned wealth advisor, Melanie listens carefully to her clients’ personal situations, objectives and concerns in order to transform them into a tailored, long-term plan. Her style is simple and direct, as she guides each client through a maze of often conflicting information. Melanie works closely with a client’s tax and legal professionals to ensure the strategies she recommends are working together to optimize results.
Outside of the office, Melanie enjoys all things related to food – cooking, gardening and trying new recipes. She likes to relax at the Bogue Sound or in Washington, NC with her family and friends. Melanie is also a 2018 graduate of Leadership North Carolina and an Advisory Board Member of the Foundation Of Hope.
Disclaimer:
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
A graduate of Campbell University with a degree in Trust Management, Melanie continued her studies, earning an M.B.A. at Mount Saint Mary’s University. Throughout her career, she has remained committed to education for herself and her clients, acquiring important industry and firm designations, including Certified Financial PlannerTM (CFP®). In 2025 Melanie was honored to join a select 6% group of Morgan Stanley Financial Advisors who have completed the rigorous Family Wealth Director (FWD) certification program. The program’s specialized training enables her to offer direct access to the advanced resources needed to help affluent families, including wealth transfer, family dynamics, philanthropy, asset allocation, manager selection and executive compensation strategies. Working with clients to help preserve their wealth and protect their legacy is a focus of Melanie’s.
As a seasoned wealth advisor, Melanie listens carefully to her clients’ personal situations, objectives and concerns in order to transform them into a tailored, long-term plan. Her style is simple and direct, as she guides each client through a maze of often conflicting information. Melanie works closely with a client’s tax and legal professionals to ensure the strategies she recommends are working together to optimize results.
Outside of the office, Melanie enjoys all things related to food – cooking, gardening and trying new recipes. She likes to relax at the Bogue Sound or in Washington, NC with her family and friends. Melanie is also a 2018 graduate of Leadership North Carolina and an Advisory Board Member of the Foundation Of Hope.
Disclaimer:
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
Securities Agent: RI, OK, ME, TN, OH, NJ, MA, KY, IL, TX, PA, VA, NM, MD, DC, SC, NV, LA, DE, CA, AL, UT, NC, NY, NH, MN, CT, CO, IN, FL, MI, AZ, GA; General Securities Representative; Investment Advisor Representative
NMLS#: 557424
AR Insurance License #: 6601032
NMLS#: 557424
AR Insurance License #: 6601032
About Joel Hudson
Joel K. Hudson is a Senior Vice President, Financial Advisor, CERTIFIED FINANCIAL PLANNER™ (CFP®) with The Midtown West Wealth Management Group at Morgan Stanley. Joel has worked with highly successful individuals, families and business leaders for more than 25 years, providing personalized advice through a disciplined wealth management approach. His analytical background enables him to help clients manage all aspects of their financial lives. He uses a pragmatic approach that relies on in-depth analysis and research of market trends to help clients build investment portfolios tailored to their specific goals and needs.
Growing up in Louisiana and South Korea, Joel was interested in finance and economics at an early age. He attended the University of North Carolina – Chapel Hill, where he earned his B.A. degree in Economics. Upon graduation, Joel began his career at Andersen Consulting as a Systems Analyst working on complex system conversions.
While honing his analytical skills, Joel remained committed to his true intellectual passion: economics. He saw a career in wealth management as the perfect combination of those two disciplines – utilizing the advanced problem-solving skills of a systems analyst and applying them to the world of finance. Today, he leverages his deep knowledge of the capital markets and portfolio construction to educate and guide clients towards optimal financial outcomes.
Joel enjoys working with like-minded clients who value and appreciate the level of skill and service the RHO Group delivers. His results-driven process begins with asking the right questions and actively listening. This information then serves as the foundation for the development of a comprehensive plan and investment portfolio that reflects each client’s goals for the future. Joel focuses on creating long-term, trusting relationships to help his clients simplify their financial lives, so they may enjoy the wealth they are working so hard to create.
Joel and his wife, Angie, currently live in Cary, NC. Angie is involved with Esteamed Coffee Inc. – a non-profit coffee shop which employs individuals with disabilities. Outside of the office, Joel enjoys all things outdoors. Favorite activities include pickleball, snow skiing, water skiing, fishing, boating, and exercising. He also enjoys spending time outdoors with his black lab – Finley.
Growing up in Louisiana and South Korea, Joel was interested in finance and economics at an early age. He attended the University of North Carolina – Chapel Hill, where he earned his B.A. degree in Economics. Upon graduation, Joel began his career at Andersen Consulting as a Systems Analyst working on complex system conversions.
While honing his analytical skills, Joel remained committed to his true intellectual passion: economics. He saw a career in wealth management as the perfect combination of those two disciplines – utilizing the advanced problem-solving skills of a systems analyst and applying them to the world of finance. Today, he leverages his deep knowledge of the capital markets and portfolio construction to educate and guide clients towards optimal financial outcomes.
Joel enjoys working with like-minded clients who value and appreciate the level of skill and service the RHO Group delivers. His results-driven process begins with asking the right questions and actively listening. This information then serves as the foundation for the development of a comprehensive plan and investment portfolio that reflects each client’s goals for the future. Joel focuses on creating long-term, trusting relationships to help his clients simplify their financial lives, so they may enjoy the wealth they are working so hard to create.
Joel and his wife, Angie, currently live in Cary, NC. Angie is involved with Esteamed Coffee Inc. – a non-profit coffee shop which employs individuals with disabilities. Outside of the office, Joel enjoys all things outdoors. Favorite activities include pickleball, snow skiing, water skiing, fishing, boating, and exercising. He also enjoys spending time outdoors with his black lab – Finley.
Securities Agent: SC, DC, OK, LA, AL, VT, VA, DE, NY, MA, GA, CO, IN, AZ, RI, TN, MD, KY, IL, ID, CA, TX, FL, PA, OH, NM, NH, NC, NV, NJ, ME, CT, MN, MI, KS; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1498326
AR Insurance License #: 6614787
NMLS#: 1498326
AR Insurance License #: 6614787
About Me
For over 20 years, JoAnna Clark Mason has had the honor and privilege to help families navigate their financial world. She has spent her career building lasting relationships with clients, investing in each of their stories along the way. After co-founding Mason Clark Wealth Management Group at Wells Fargo Advisors with Richard E. Mason, Jr., Managing Director - Investments, in 2002, JoAnna and her team joined Morgan Stanley in 2024. She has spent two decades working with individuals, families, and business owners to develop and help implement investment plans that align their personal values with their financial goals. She finds it a great privilege to build lasting relationships with clients, their children, and grandchildren.
JoAnna earned her CERTIFIED FINANCIAL PLANNER™ designation from Duke University in 2009, with an emphasis on professional development. She maintains the series 66, series 7 and series 65 registrations and holds insurance licenses in North Carolina for Life and Health.
While she is a native Texan, JoAnna is passionate about staying involved in the Raleigh community. As a volunteer, she supports organizations that are dear to her heart – many of which concern helping women and children, including SAFEchild, Interact, and Dress for Success.
Away from the office, JoAnna enjoys spending time with her husband and partner in all things, Richard. She also loves traveling and meeting people all over the world. The more she travels, the more she learns that we are all very much the same in many wonderful ways. In her free time, JoAnna enjoys spending quality time with her grandchildren; her rescue dogs Bleu & Luna; and cheering on the Carolina Hurricanes.
JoAnna earned her CERTIFIED FINANCIAL PLANNER™ designation from Duke University in 2009, with an emphasis on professional development. She maintains the series 66, series 7 and series 65 registrations and holds insurance licenses in North Carolina for Life and Health.
While she is a native Texan, JoAnna is passionate about staying involved in the Raleigh community. As a volunteer, she supports organizations that are dear to her heart – many of which concern helping women and children, including SAFEchild, Interact, and Dress for Success.
Away from the office, JoAnna enjoys spending time with her husband and partner in all things, Richard. She also loves traveling and meeting people all over the world. The more she travels, the more she learns that we are all very much the same in many wonderful ways. In her free time, JoAnna enjoys spending quality time with her grandchildren; her rescue dogs Bleu & Luna; and cheering on the Carolina Hurricanes.
Securities Agent: TN, NJ, MN, OK, IL, FL, CT, WA, MD, AL, SD, KY, DC, CO, PA, NM, NH, OH, ME, GA, DE, RI, NC, MA, LA, IN, AZ, SC, NV, CA, NY, MI, VA, TX; General Securities Representative; Investment Advisor Representative
About Tim Otto
As a Senior Vice President, Certified Financial PlannerTM (CFP®), practitioner with The Midtown West Wealth Management Group at Morgan Stanley, Tim K. Otto is a skilled wealth management professional who enjoys helping families understand the intricate details of their finances. Through a disciplined approach, he guides them in the development of an ongoing financial plan that is designed to address their unique challenges and circumstances. Tim listens carefully to what is important to each family, so he can help them make informed and confident decisions about their life and their finances that reflect who they are and where they want to go.
A graduate of the University of North Carolina Wilmington, Tim earned a degree in Finance in 1993. From an early age, he knew he wanted to pursue a profession that would combine his interest in how world events affect the global markets with his desire to help people. After working as a small business lender and branch manager at a regional North Carolina bank for six years, Tim joined Morgan Stanley in 1999 for the opportunity to work more directly with individuals and families. As a Financial Advisor and CFP®, practitioner he thoughtfully educates his clients about important financial concepts, helping to make a significant impact on the quality of their lives.
Tim has developed a strong understanding of economics and is well versed in the equity and fixed income markets. He has cultivated skills in asset allocation, investment management, banking and lending strategies, as well as retirement and estate planning. By advising clients on how to effectively grow, protect and transition their wealth, Tim has earned the reputation of being a valued and trusted advisor.
Tim lives in Raleigh with his wife, Catherine, and their three sons, who range from high school to college age. Outside of work, he enjoys spending time with his family, traveling with Catherine and exploring local restaurants. Tim has long been active in community and civic efforts and currently serves on the Board of Trustees of Edenton Street United Methodist Church. His past service includes Vice Chairman of the UNC Wilmington Board of Visitors, Board Member of the Downtown Housing Improvement Corporation (DHIC), and membership in the 2010 Class of Leadership Raleigh.
A graduate of the University of North Carolina Wilmington, Tim earned a degree in Finance in 1993. From an early age, he knew he wanted to pursue a profession that would combine his interest in how world events affect the global markets with his desire to help people. After working as a small business lender and branch manager at a regional North Carolina bank for six years, Tim joined Morgan Stanley in 1999 for the opportunity to work more directly with individuals and families. As a Financial Advisor and CFP®, practitioner he thoughtfully educates his clients about important financial concepts, helping to make a significant impact on the quality of their lives.
Tim has developed a strong understanding of economics and is well versed in the equity and fixed income markets. He has cultivated skills in asset allocation, investment management, banking and lending strategies, as well as retirement and estate planning. By advising clients on how to effectively grow, protect and transition their wealth, Tim has earned the reputation of being a valued and trusted advisor.
Tim lives in Raleigh with his wife, Catherine, and their three sons, who range from high school to college age. Outside of work, he enjoys spending time with his family, traveling with Catherine and exploring local restaurants. Tim has long been active in community and civic efforts and currently serves on the Board of Trustees of Edenton Street United Methodist Church. His past service includes Vice Chairman of the UNC Wilmington Board of Visitors, Board Member of the Downtown Housing Improvement Corporation (DHIC), and membership in the 2010 Class of Leadership Raleigh.
Securities Agent: OH, DE, DC, GA, NC, MI, ME, IN, SC, OK, NV, NH, MN, CT, AL, PA, LA, VA, NJ, MA, RI, MD, KY, SD, IL, CO, FL, CA, NM, NY, AZ, WA, TX, TN; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1423929
CA Insurance License #: OE87017
NMLS#: 1423929
CA Insurance License #: OE87017
About Tommy Warren
Tommy Warren is a Vice President with The Midtown West Wealth Management Group at Morgan Stanley, where he partners with a highly skilled team of professionals to deliver comprehensive wealth management strategies. With more than 13 years of experience in the financial services industry, Tommy is dedicated to providing personalized advice and exceptional service designed to help clients achieve and preserve their financial goals.
Tommy’s approach is deeply hands-on and relationship-driven, reflecting a genuine commitment to his clients and their families. He takes pride in helping clients build financial confidence and create strategies that support success across generations.
Raised on the coast of Georgia by an entrepreneurial father, Tommy developed an early appreciation for the discipline and foresight required to build and sustain wealth. He earned a Bachelor of Arts degree in Business Management from Georgia College and State University. After graduating, he began his career in finance in 2013 at a financial institution in Jacksonville, Florida. In 2015, his career brought him to North Carolina, where he has continued to serve clients ever since.
Tommy lives in Chapel Hill with his wife, Kyle, their two young sons, and two chocolate labs. Outside the office, he enjoys coaching his sons in baseball, hunting, fishing, and spending quality time with family and friends.
Tommy’s approach is deeply hands-on and relationship-driven, reflecting a genuine commitment to his clients and their families. He takes pride in helping clients build financial confidence and create strategies that support success across generations.
Raised on the coast of Georgia by an entrepreneurial father, Tommy developed an early appreciation for the discipline and foresight required to build and sustain wealth. He earned a Bachelor of Arts degree in Business Management from Georgia College and State University. After graduating, he began his career in finance in 2013 at a financial institution in Jacksonville, Florida. In 2015, his career brought him to North Carolina, where he has continued to serve clients ever since.
Tommy lives in Chapel Hill with his wife, Kyle, their two young sons, and two chocolate labs. Outside the office, he enjoys coaching his sons in baseball, hunting, fishing, and spending quality time with family and friends.
Securities Agent: IN, TX, MD, CO, OK, NV, VA, SC, AZ, AL, LA, NJ, FL, DC, TN, NY, NM, MI, ME, SD, OH, NH, MN, MA, KY, DE, IL, GA, NC, CA, PA, CT; General Securities Representative; Investment Advisor Representative
NMLS#: 1507635
NMLS#: 1507635
About Alexis Turner
Alexis Turner is a Financial Advisor with The Midtown West Wealth Management Group at Morgan Stanley, where she works with individuals and families to bring clarity and confidence to their financial lives. She focuses on financial planning, risk management, and building long-term strategies to evolve alongside her client’s goals. Whether helping guide clients through major life transitions, retirement planning, or protecting what matters most, Alexis is committed to delivering thoughtful, personalized advice rooted in trust and lasting relationships.
Alexis began her career at Morgan Stanley in 2012, where she developed a strong foundation in client service and operational excellence. Over the years she advanced in roles and transitioned to financial advisor bringing with her, experience across every level of the client relationship. This helps her anticipate client needs, simplify complex financial decisions, and ensure no detail is overlooked. She holds the Morgan Stanley designations of Financial Planning Specialist and Insurance Planning Director, reflecting her focus on strategic planning solutions.
As the daughter of an Air Force Veteran, Alexis has a deep appreciation for the unique financial considerations military families face – from frequent relocations to career transitions and retirement planning. Growing up on military bases taught her the value of resilience, adaptability and community – principles she brings to her practice every day. She is passionate about being a steady, trusted, resource for families navigating change and building generational wealth.
A proud North Carolinian, Alexis considers Hope Mills home and now resides in Wake Forest with her husband, Ralston, and their two daughters, Gabrielle and Gianna. Outside of the office, Alexis enjoys exploring the greater Raleigh area with her family – from local parks and museums to farmer’s markets and sporting events. Weekend outings often include their miniature schnauzer, Gatsby, in tow. She proudly claims Eastern North Carolina BBQ as the only true BBQ and believes in strong communities – whether in business or in life – are built through connection and service.
Alexis began her career at Morgan Stanley in 2012, where she developed a strong foundation in client service and operational excellence. Over the years she advanced in roles and transitioned to financial advisor bringing with her, experience across every level of the client relationship. This helps her anticipate client needs, simplify complex financial decisions, and ensure no detail is overlooked. She holds the Morgan Stanley designations of Financial Planning Specialist and Insurance Planning Director, reflecting her focus on strategic planning solutions.
As the daughter of an Air Force Veteran, Alexis has a deep appreciation for the unique financial considerations military families face – from frequent relocations to career transitions and retirement planning. Growing up on military bases taught her the value of resilience, adaptability and community – principles she brings to her practice every day. She is passionate about being a steady, trusted, resource for families navigating change and building generational wealth.
A proud North Carolinian, Alexis considers Hope Mills home and now resides in Wake Forest with her husband, Ralston, and their two daughters, Gabrielle and Gianna. Outside of the office, Alexis enjoys exploring the greater Raleigh area with her family – from local parks and museums to farmer’s markets and sporting events. Weekend outings often include their miniature schnauzer, Gatsby, in tow. She proudly claims Eastern North Carolina BBQ as the only true BBQ and believes in strong communities – whether in business or in life – are built through connection and service.
Securities Agent: SD, AZ, NY, ME, LA, KY, GA, NV, NC, KS, DE, VT, VA, TX, OK, MD, ID, CO, SC, OH, MN, MA, NM, IL, CT, UT, AL, WA, NJ, TN, OR, CA, RI, MI, PA, NH, IN, FL, DC; General Securities Representative; Investment Advisor Representative
NMLS#: 2633648
NMLS#: 2633648
About Joshua Clark
Josh is a Financial Advisor with The Midtown West Wealth Management Group at Morgan Stanley, with a focus on investment planning, dedicated to delivering clear, proactive and personalized solutions to clients. Josh’s strength is seen in the relationships he builds with clients and the integrity he brings to the team daily. As a Financial Planning Specialist, Josh’s priority is to make sure clients feel at ease by providing valuable financial advice to individuals and families trying to grow and preserve wealth in any stage of life. We recognize how easy it is to become overwhelmed in trying to plan for the future - Josh understands these complexities and enjoys walking alongside clients to ensure their wealth is working for them. Putting together a financial plan has no value if it is not personalized to you; understanding who you are and what you care about the most is crucial in our process and is the most rewarding part of what we do.
Josh began his career in this industry after receiving a bachelor’s degree in finance from NC State. He and the team have a unique specialization in working with families and pride themselves on operating a multi-generational business, as The Midtown West Wealth Management Group is a family practice themselves.
Josh was born and raised right here in Raleigh and has enjoyed establishing deeper roots here with his wife Kendall, daughter Hallie, and 3 pets. Outside of the office, Josh is making memories with his family and enjoys spending time on the tennis court, boxing, and working on his car.
Josh began his career in this industry after receiving a bachelor’s degree in finance from NC State. He and the team have a unique specialization in working with families and pride themselves on operating a multi-generational business, as The Midtown West Wealth Management Group is a family practice themselves.
Josh was born and raised right here in Raleigh and has enjoyed establishing deeper roots here with his wife Kendall, daughter Hallie, and 3 pets. Outside of the office, Josh is making memories with his family and enjoys spending time on the tennis court, boxing, and working on his car.
Securities Agent: ME, DC, CT, MD, TN, OH, IL, SC, KY, NC, LA, AZ, AL, SD, MA, GA, VA, IN, TX, NH, FL, DE, CA, RI, PA, NY, NV, MI, WA, OK, NM, NJ, MN, CO; General Securities Representative; Investment Advisor Representative
NMLS#: 2726416
NMLS#: 2726416
About Jamie Claytor
Jamie Claytor is a Registered Client Service Associate with The Midtown West Wealth Management Group at Morgan Stanley, where she plays a critical leadership role in overseeing and elevating the client service experience. She began her career with the firm in 2014 in the Fayetteville, North Carolina office and relocated to Raleigh in 2022. In her role, Jamie provides strategic oversight of client management processes, partnering closely with advisors to ensure operational excellence, proactive communication, and a consistently high standard of service. Her ability to anticipate needs, navigate complex situations, and maintain meticulous attention to detail contributes to a seamless and trusted client experience.
Originally from Virginia Beach, Virginia, Jamie has called the Carolinas home since 2009. She earned her degree in Early Childhood Education from Ashford University — a background that shaped her thoughtful, people-centered approach. Her foundation in education instilled a deep appreciation for clear communication, patience, and meeting individuals where they are, skills that now allow her to bring clarity and confidence to complex financial conversations. Jamie approaches her work with professionalism, empathy, and a steady presence that clients value and rely upon.
Outside of the office, Jamie enjoys spending time with her husband and their two young children, Oaklee and Owen. As a family, they love exploring the Triangle, discovering new places, and finding creative ways to keep the kids entertained. Whether visiting a local park, trying a new restaurant, or planning a weekend adventure, they value making meaningful memories together.
Originally from Virginia Beach, Virginia, Jamie has called the Carolinas home since 2009. She earned her degree in Early Childhood Education from Ashford University — a background that shaped her thoughtful, people-centered approach. Her foundation in education instilled a deep appreciation for clear communication, patience, and meeting individuals where they are, skills that now allow her to bring clarity and confidence to complex financial conversations. Jamie approaches her work with professionalism, empathy, and a steady presence that clients value and rely upon.
Outside of the office, Jamie enjoys spending time with her husband and their two young children, Oaklee and Owen. As a family, they love exploring the Triangle, discovering new places, and finding creative ways to keep the kids entertained. Whether visiting a local park, trying a new restaurant, or planning a weekend adventure, they value making meaningful memories together.
About Caroline Regner
Caroline Regner is a Wealth Management Analyst with The Midtown West Wealth Management Group at Morgan Stanley. She started her career in Commercial Lending & Banking for two years, then spent three years working with Institutional Retirement Plans. She began with Morgan Stanley in 2023. As a Wealth Management Analyst of the team, Caroline helps our team with portfolio review, investment research, and financial planning updates.
Caroline grew up in Clayton, NC. She lived in Winston-Salem, NC for 2 years before returning “home” to Raleigh in 2020. Prior to joining the Industry, Caroline majored in Finance & Economics at University of South Carolina. She completed her CERTIFIED FINANCIAL PLANNER™ (CFP®) designation shortly after joining Morgan Stanley. Caroline is passionate about helping others and has a constant desire to learn and innovate, delivering a premium level of service built on trust.
Outside of work, Caroline enjoys spending time on the North Carolina coast with her husband, Marcos, and two rescue dogs, Charlie and Banks. They also enjoy skiing, trying new restaurants, and traveling and experiencing new cultures.
Caroline grew up in Clayton, NC. She lived in Winston-Salem, NC for 2 years before returning “home” to Raleigh in 2020. Prior to joining the Industry, Caroline majored in Finance & Economics at University of South Carolina. She completed her CERTIFIED FINANCIAL PLANNER™ (CFP®) designation shortly after joining Morgan Stanley. Caroline is passionate about helping others and has a constant desire to learn and innovate, delivering a premium level of service built on trust.
Outside of work, Caroline enjoys spending time on the North Carolina coast with her husband, Marcos, and two rescue dogs, Charlie and Banks. They also enjoy skiing, trying new restaurants, and traveling and experiencing new cultures.
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Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Investing in the market entails the risk of market volatility. The value of all types of investments may increase or decrease over varying time periods. The returns on a portfolio consisting primarily of sustainable or impact investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability and impact criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Investing in the market entails the risk of market volatility. The value of all types of investments may increase or decrease over varying time periods. The returns on a portfolio consisting primarily of sustainable or impact investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability and impact criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
