

The Mellos Group at Morgan Stanley

Our Mission Statement
THE MELLOS GROUP
The Mellos Group is a multigenerational wealth management team dedicated to providing sophisticated financial advice to high-net-worth and ultra-high-net-worth individuals, multigenerational families, and institutions. With decades of advisory experience, we take a disciplined, client-centric approach that emphasizes proactive communication, education, and enduring partnership.
In 2025, Forbes recognized The Mellos Group as one of the Best-In-State Wealth Management Teams, an acknowledgment of our commitment to client outcomes and consistent excellence.
We collaborate, when appropriate, with Morgan Stanley's Private Wealth Management and Greystone Institutional Consulting divisions, giving our clients access to institutional caliber resources, alternative investments, and advanced strategies typically reserved for family offices and complex portfolios.
Through Morgan Stanley's Family Office Resources platform, we also provide clients access to highly specialized services such as estate planning, philanthropic advisory, family governance, lifestyle advisory, and consolidated reporting. These offerings are designed to meet the unique challenges faced by ultra-high-net-worth individuals and families with intergenerational wealth.
If you are seeking a trusted advisory relationship rooted in experience, rigor, and a long-term commitment to growing, preserving, and transitioning wealth across generations, we invite you to contact us and explore how we can support your financial goals.
Source: Forbes (Awarded Jan 2025) Data compiled by SHOOK Research LLC for the period 3/31/23-3/31/24
- Wealth ManagementFootnote1
- Professional Portfolio ManagementFootnote2
- Estate Planning StrategiesFootnote3
- Trust AccountsFootnote4
- Financial PlanningFootnote5
- Retirement PlanningFootnote6
- Business Succession PlanningFootnote7
- Planning for Education FundingFootnote8
- 401(k) Rollovers
- Sustainable InvestingFootnote9
- Alternative InvestmentsFootnote10
- Cash Management and Lending ProductsFootnote11
- Philanthropic ManagementFootnote12
- SyndicateFootnote13
- Executive Financial ServicesFootnote14
- Divorce Financial AnalysisFootnote15
- Corporate Retirement PlansFootnote16
- Endowments and FoundationsFootnote17
- Life InsuranceFootnote18
- Long Term Care InsuranceFootnote19
PROTECTING YOUR ONLINE SECURITY
The firm is actively supporting multiple layers of security. Security includes the following; Strong encryption protocols designed to protect your data, continuous monitoring to help detect and prevent fraudulent activity in your accounts, routine testing of our systems to identify potential vulnerabilities, and independent reviews by outside security firms to penetration test our applications and evaluate our processes.
- Safeguarding your personal information is one of our highest priorities. While many of us continue to work from home we find ourselves utilizing technology more now than ever. For some tips and tricks that can help you be more secure check our cybersecurity center.
- Multi-Factor Authentication (MFA)
- Alerts and Notifications
- Automatic Session Time Out
- VoiceID
- Fraud Detection and Prevention
- Digital Tools
- Cybersecurity Fusion Centers
- Threat Landscape Monitoring
- Employee Training and Testing
Location
Meet The Mellos Group
About Faye Mellos
She specializes in working with multi-generational families, with an emphasis on tax efficiency, wealth preservation, and legacy planning. Faye’s holistic perspective empowers clients to navigate investing and estate planning with clarity and confidence.
Faye is also deeply committed to community engagement and the advancement of women. She mentors a Cambodian student through SheCan, a nonprofit supporting female leadership in post-conflict countries. She serves on the International Finance Committee of the Zonta Foundation for Women and is a charter member of the Zonta e-Club of Silicon Valley. Locally, she is active in the Sonoma Valley Woman’s Club.
Outside of her professional and volunteer commitments, Faye enjoys hiking, wine tasting, and gardening. She and her husband, Michael, live in downtown San Francisco and spend time at their home in Sonoma.
NMLS#: 1394665
CA Insurance License #: 0B76089
About Eric Peterson
Eric works closely with Morgan Stanley’s institutional resources to address the sophisticated needs of high-net-worth and ultra-high-net-worth individuals and families. He provides guidance on a wide range of complex issues including concentrated stock strategies, Rule 144 transactions, 10b5-1 trading plans, and advanced estate and tax planning. He also maintains strong partnerships with advisors in Morgan Stanley Private Wealth Management and Greystone Institutional Consulting, enabling him to deliver comprehensive and coordinated strategies tailored to clients with the most complex needs. In addition, Eric draws on the capabilities of Morgan Stanley’s Family Office Resources platform to support clients with multigenerational wealth transfer, philanthropic planning, and bespoke family governance solutions.
NMLS#: 1507453
About Philip Peterson
After serving in the U.S. Army in Germany during the early 1970s, Philip launched his financial career at EF Hutton & Co. in 1979. His career has also included deep experience in banking and lending, notably serving as Wells Fargo’s Regional Banking Consultant for Southern California.
Philip joined Morgan Stanley in 1999. He draws on Morgan Stanley’s extensive resources and intellectual capital to deliver tailored asset management, risk mitigation, and investment strategies to individuals and families. He also provides access to a comprehensive suite of banking and lending services.
Philip believes strongly in the power of collaboration. Within The Mellos Group, each team member contributes specialized knowledge to develop solutions that reflect a shared commitment to client success.
NMLS#: 1347354
CA Insurance License #: 0G91542

Contact Faye Mellos

Contact Eric Peterson

Contact Philip Peterson
Portfolio Insights
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4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
9The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
10Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
11Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
12Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
13Participating in a new issue/syndicate is subject to availability. IPOs are highly speculative and may not be appropriate for all investors because they lack a stock-trading history and usually involve smaller and newer companies that tend to have limited operating histories, less-experienced management teams, and fewer products or customers. Also, the offering price of an IPO reflects a negotiated estimate as to the value of the company, which may bear little relationship to the trading price of the securities, and it is not uncommon for the closing price of the shares shortly after the IPO to be well above or below the offering price.
14Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
15Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
16When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
17Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
18Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
19Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
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