Trevor Mathias, CFP®, CRPC®
Managing Director, Wealth Management, Wealth Advisor, Portfolio Management Director, Alternative Investments Director, Lending Specialist, Family Wealth Director
Phone:
(312) 443-6501(312) 443-6501
The Mathias Group at Morgan Stanley
Trevor Mathias, CFP®, CRPC®Patrick C Ryan, CFP®, CPWA®Adam C Coons, CFP®Thomas Dougherty, CFP®John Pizzoferrato, CFP®
Direct:
(312) 443-6501(312) 443-6501
Toll-Free:
(866) 382-7337(866) 382-7337
Our Mission Statement
Earning your trust every day by making your wealth management needs our top priority
Our Story
It’s easy to ask for trust, harder to deserve it. Throughout our relationship, the Mathias Group at Morgan Stanley will work to earn—and keep—your trust. In our fee-based practice, we don’t sell you products, just our time-tested approach to managing wealth.
Our disciplined process begins by getting to know you and your financial situation well. It continues through the development of your estate plan and other steps to help you handle life’s unexpected turns. And then we integrate it all in a detailed financial and investment plan designed to bring you nearer to your goals.
We’ll also build your trust through efficient, friendly client service. We think you will notice how much our team genuinely likes our clients and each other, and how committed we are to helping your family succeed.
Our disciplined process begins by getting to know you and your financial situation well. It continues through the development of your estate plan and other steps to help you handle life’s unexpected turns. And then we integrate it all in a detailed financial and investment plan designed to bring you nearer to your goals.
We’ll also build your trust through efficient, friendly client service. We think you will notice how much our team genuinely likes our clients and each other, and how committed we are to helping your family succeed.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Our Accomplishments
Developing a trusted relationship with your financial advisor doesn’t happen overnight. It must be built from the ground up—week by week, month by month, year by year. This is where we stand out—in our willingness to invest whatever time and energy is needed to fully understand you and your finances, and to propose holistic solutions to your objectives.
The high-level of service and dedication we work to provide all of our clients with has led us to be recognized by the below organizations:
The high-level of service and dedication we work to provide all of our clients with has led us to be recognized by the below organizations:
Barron's Top 1,200 Financial Advisors: State-by-State
2024-2025 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State) - Trevor Mathias (IL)
Source: Barrons.com (Awarded 2024-2025). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
Barron's Profile Trevor MathiasSource: Barrons.com (Awarded 2024-2025). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
Forbes Best-In-State Wealth Management Teams
2023-2024 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023-2024. Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
Forbes Profile The Mathias GroupSource: Forbes.com (Awarded 2023-2024. Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
Forbes Best-In-State Wealth Advisors
2019-2023 Forbes Best-In- State Wealth Advisors
Trevor Mathias #13 in Chicago
Source: Forbes.com (Awarded 2019-2023). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
View The Full ListTrevor Mathias #13 in Chicago
Source: Forbes.com (Awarded 2019-2023). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
Forbes Top Next-Gen Wealth Advisors Best-In-State
Awarded to Adam Coons from 2022-2024
Awarded to Patrick Ryan in 2019
(2019, 2022 - 2024) Forbes Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2019, 2022 -2024). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
View the List HereAwarded to Patrick Ryan in 2019
(2019, 2022 - 2024) Forbes Top Next-Gen Wealth Advisors Best-in-State (formerly referred to as Forbes America's Top Next-Gen Wealth Advisors, Forbes Top 1,000 Next-Gen Wealth Advisors, Forbes Top 500 Next Generation Wealth Advisors)
Source: Forbes.com (Awarded 2019, 2022 -2024). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was issued.
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
Five Star Wealth Manager Award
2011-2023 - Trevor Mathias
2015-2023 - Patrick Ryan
2016-2023 - Adam Coons
2024 -Thomas Dougherty
Trevor Mathias:
2011 - 2023 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2011 - 2023) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria, during the following periods listed below.
Patrick Ryan:
2015-2023 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2015-2023) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria, during the following periods listed below.
Adam Coons:
2016-2023 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2016-2023) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria, during the following periods listed below.
Thomas Dougherty:
2024 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2024) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria, during the following periods listed below.
2012 Award - 2/4/11 - 8/3/11
2013 Award - 2/4/12 - 8/3/12
2014 Award - 2/4/13 - 8/3/13
2015 Award - 2/4/15 - 8/3/15
2016 Award - 2/26/16 - 8/19/16
2017 Award - 12/16/16 - 8/3/17
2018 Award - 1/12/18 - 8/17/18
2019 Award - 1/7/19 - 8/9/19
2020 Award - 1/6/20 - 8/7/20
2021 Award - 12/28/20 - 8/6/21
2022 Award - 1/24/22 - 7/29/22
2023 Award - 1/9/23 - 7/31/23
2024 Award - 1/9/24 - 8/9/24
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
Search Up Our Team Members Here2015-2023 - Patrick Ryan
2016-2023 - Adam Coons
2024 -Thomas Dougherty
Trevor Mathias:
2011 - 2023 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2011 - 2023) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria, during the following periods listed below.
Patrick Ryan:
2015-2023 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2015-2023) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria, during the following periods listed below.
Adam Coons:
2016-2023 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2016-2023) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria, during the following periods listed below.
Thomas Dougherty:
2024 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2024) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria, during the following periods listed below.
2012 Award - 2/4/11 - 8/3/11
2013 Award - 2/4/12 - 8/3/12
2014 Award - 2/4/13 - 8/3/13
2015 Award - 2/4/15 - 8/3/15
2016 Award - 2/26/16 - 8/19/16
2017 Award - 12/16/16 - 8/3/17
2018 Award - 1/12/18 - 8/17/18
2019 Award - 1/7/19 - 8/9/19
2020 Award - 1/6/20 - 8/7/20
2021 Award - 12/28/20 - 8/6/21
2022 Award - 1/24/22 - 7/29/22
2023 Award - 1/9/23 - 7/31/23
2024 Award - 1/9/24 - 8/9/24
Award Disclosures: https://www.morganstanley.com/disclosures/awards-disclosure.html
Financial Planning for Your Family's Needs
If these resources cause conversation or questions, please click the contact button to reach out to a member of our team.
Family Office Resources
How can you integrate philanthropy and family values into your wealth plan? Family Office Resources at Morgan Stanley discusses the approach to articulating and memorializing your family philosophy in your overall plan.
Learn More
Tax-Efficient Charitable Giving Strategies
Many of us prefer to combine our support for the causes and people we care about with a desire to save on taxes. Fortunately, there are strategies that may help us accomplish both. Whether you want to donate to charity or invest in a loved-one’s future, consider these tax‐smart ways to help make your giving go further.
Tax-Savvy Ways to Give
Investment Policy Statement
For institutions, high-net-worth individuals and family offices, developing an investment policy statement that reflects their goals and objectives is increasingly important for long-term investing success.
Why Is This Important?MONTHLY OUTLOOKS & UPDATES
Here at the Mathias Group, we strive to simplify complex financial ideas so that our clients understand what is being done on their behalf to plan for their financial future. We are firm believers of giving our clients as many resources as possible so they can stay informed about the latest market trends, outlooks, and breakdowns. Morgan Stanley seeks to make complex financial ideas more digestible so that our clients understand what is being done on their behalf to plan for their financial future, and why. The links below provide detailed analysis on interesting topics that are affecting the finance and business worlds.
Thoughts on the Market
With perspectives on the forces shaping the market, join Mike Wilson, Chief Investment Officer and Chief US Equity Strategist for Morgan Stanley, as he and his colleagues discuss a variety of viewpoints regarding the latest trends in the financial marketplace.
Listen Here
Podcast
"What Should I Do With My Money?" Podcast
Managing our money is one of the most important aspects of our lives. Join us as our guests share their stories around life's major moments. And hear the difference having an experienced Financial Advisor on your side can make.
Listen HereManaging our money is one of the most important aspects of our lives. Join us as our guests share their stories around life's major moments. And hear the difference having an experienced Financial Advisor on your side can make.
2025 Outlook
As inflation around the world continues to normalize, investors will contend with the new shape of policies in the U.S., which may impact growth but could bring favor to riskier assets in 2025.
2025 Outlook
Global Investment Committee on the Markets
A monthly publication that summarizes the Global Investment Committee’s market outlook and contains thought-provoking essays that examine the forces shaping the investment landscape. Check out this month's edition below.
Read: "GIC on the Markets"
6 Opportunities in Alternative Strategies
In the current environment, strategies that worked before may not be effective. Alternative investments could play a valuable role in your portfolio.
"6 Opportunities in Alternative Strategies"
Goals Based Planning: Stay On Track
When saving for a major financial goal – planning a big wedding, buying a home, paying for a child’s college or even retiring -- the most important thing is to start. Even if you’re only able to set aside a small amount, if you stay consistent in your saving and invest it in a way that supports achieving your goals, that sum may grow over time. The more you add, the more quickly the account total may accumulate as investment gains potentially compound over the years.
Click here to learn more
Tax Day Prep
Still, the saying coined by Ben Franklin more than 200 years ago- "Nothing is certain except death and taxes" - rings true today. Taxes are inevitable. The sooner you get started, the better prepared you'll be both for this tax season and in future years. Here are some steps you can take as the deadline approaches.
Learn More
Tax-Smart Strategies for Retirement
Taking steps to minimize the impact of taxes on your retirement portfolio can help you enjoy more of your nest egg.
Learn More
Tax Smart Investing
Tax management that is integrated into your investment process may help you grow your wealth. When it comes to tax-aware investing, you should think ahead - not just at tax time, but throughout the investment process. Tax-smart strategies may help lead to better overall outcomes.
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Learn about MSO
Online Security Center
Safeguarding your assets and personal information is among our highest priorities.
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Instead of paper, eDelivery provides you with the ability to view financial documents electronically. Clients who are registered in Morgan Stanley Online may enroll in eDelivery to securely view documents at any time.
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Access your Morgan Stanley Online account from anywhere. Download to your mobile device and login with your MSO login information.
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233 S Wacker Dr
Ste 8600
Chicago, IL 60606
US
Direct:
(312) 443-6501(312) 443-6501
Toll-Free:
(866) 382-7337(866) 382-7337
Meet The Mathias Group
Patrick C Ryan, CFP®, CPWA®
Senior Vice President, Financial Advisor, Senior Portfolio Manager, Family Wealth Advisor, Alternative Investments Director
Phone:
(312) 443-6507(312) 443-6507
Phone:
(312) 443-6505(312) 443-6505
Thomas Dougherty, CFP®
Associate Vice President, Financial Advisor
Phone:
(312) 443-6072(312) 443-6072
Phone:
(312) 443-6086(312) 443-6086
Carolina Serna, CFP®*
Assistant Vice President, Group Director
Phone:
(312) 443-6503(312) 443-6503
Christopher M. Lakatos
Registered Associate
Phone:
(312) 443-6071(312) 443-6071
Ryan Witt
Registered Associate
Phone:
(312) 443-6508(312) 443-6508
Meg Witt
Client Service Associate
Phone:
(312) 443-6499(312) 443-6499
Eagan Callahan
Client Service Associate
Phone:
(312) 443-6027(312) 443-6027
About Trevor Mathias
Trevor Mathias is a Managing Director, Wealth Advisor, Family Wealth Director, Senior Portfolio Management Director, Certified Financial Planner practitioner, Chartered Retirement Planning Counselor, and Lending Specialist with the firm’s Chicago office.
Trevor received his B.S. degree in marketing and finance from the University of Illinois, Chicago (UIC). He also holds an MBA from the University of Chicago Booth School of Business, a Law degree from The John Marshall Law School (now non-practicing), and has a certificate in financial planning from Northwestern University. In addition, Trevor has taught finance courses as an adjunct professor at the College of Business Administration at the University of Illinois at Chicago. He has also served on boards and finance committees, including for the Kohl Children’s Museum and the University of Illinois Alumni Association. In 2010, Trevor was elected into the UIC Alumni Leadership Academy.
Before joining Morgan Stanley, Trevor was a Financial Advisor at American Frontier Financial and a Divisional Vice President and Senior Retirement Consultant at UBS.
Born and raised in Calgary, Canada, Trevor came to the United States on an NCAA Division I hockey scholarship. He was a member of the 1989 Canadian National Hockey Championship Team. In his spare time, Trevor enjoys golf and marathon running. Trevor resides in Glenview with his wife and three children.
Trevor received his B.S. degree in marketing and finance from the University of Illinois, Chicago (UIC). He also holds an MBA from the University of Chicago Booth School of Business, a Law degree from The John Marshall Law School (now non-practicing), and has a certificate in financial planning from Northwestern University. In addition, Trevor has taught finance courses as an adjunct professor at the College of Business Administration at the University of Illinois at Chicago. He has also served on boards and finance committees, including for the Kohl Children’s Museum and the University of Illinois Alumni Association. In 2010, Trevor was elected into the UIC Alumni Leadership Academy.
Before joining Morgan Stanley, Trevor was a Financial Advisor at American Frontier Financial and a Divisional Vice President and Senior Retirement Consultant at UBS.
Born and raised in Calgary, Canada, Trevor came to the United States on an NCAA Division I hockey scholarship. He was a member of the 1989 Canadian National Hockey Championship Team. In his spare time, Trevor enjoys golf and marathon running. Trevor resides in Glenview with his wife and three children.
Securities Agent: ME, CO, IL, CA, NM, MI, LA, FL, CT, AZ, AR, WA, MO, NC, MD, GA, WV, VT, OH, NY, NV, NE, MT, MN, KS, TN, SC, OK, NH, KY, TX, NJ, IN, IA, HI, AL, SD, WI, UT, PA, ID, DC, VA, OR, MA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1264994
CA Insurance License #: 0M29968
NMLS#: 1264994
CA Insurance License #: 0M29968
About Patrick C Ryan
Patrick is an honors graduate of Boston College, with degrees in both economics and history. He is a Certified Financial Planner, CFP and earned his Certified Private Wealth Advisor designation at the University Of Chicago Booth School Of Business. Before he joined Morgan Stanley, he gained experience in banking with WestPac Banking Corporation in Melbourne, Australia, an affiliate of Bank of America. He also successfully launched a small business that still operates today in Barcelona, Spain and London, England. Patrick also enjoyed time in Tokyo, Japan teaching. He is an avid but not good skier and golfer, and is an Ironman triathlete.
In addition to a commitment to success in his professional life, Patrick has an overriding desire to help others. He spent many years active with Big Brothers and Big Sisters of Chicago as a mentor, as well as a volunteer tutor and committee member for WITS. WITS tutors (Working In The Schools) work with Chicago Public School students on a weekly basis to improve reading and study skills of underprivileged students. Patrick currently lives in Chicago with his wife, a native of Venezuela, which has motivated them to dedicate their philanthropic endeavors to the Illinois Venezuelan Alliance. Currently their little free time is spent chasing the baby of the family.
In addition to a commitment to success in his professional life, Patrick has an overriding desire to help others. He spent many years active with Big Brothers and Big Sisters of Chicago as a mentor, as well as a volunteer tutor and committee member for WITS. WITS tutors (Working In The Schools) work with Chicago Public School students on a weekly basis to improve reading and study skills of underprivileged students. Patrick currently lives in Chicago with his wife, a native of Venezuela, which has motivated them to dedicate their philanthropic endeavors to the Illinois Venezuelan Alliance. Currently their little free time is spent chasing the baby of the family.
Securities Agent: MN, UT, MD, IL, CO, NJ, MI, IA, MO, FL, TX, OR, MT, CA, LA, VA, TN, PA, MA, DC, SC, KY, WA, NM, NH, CT, AZ, WI, OH, NC, ME, KS, IN, ID, GA, AR, NY, NV; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1252958
NMLS#: 1252958
About Adam C Coons
Adam joined Morgan Stanley in 2010 and is a First Vice President, Financial Advisor, Certified Financial Planner practitioner, Alternative Investments Director, and Lending Specialist with the firm’s Chicago office. Adam develops customized wealth management solutions with a strict focus on holistic planning and alternative investments. He provides clients with unparalleled strategies by passionately focusing on their core values and leading with exceptional ideas.
Originally from Barrington, Illinois, Adam was a two sport all-state athlete. He received several opportunities to play division one baseball in college but chose to focus 100% of his efforts on his coursework at the Kelley School of Business. Adam earned a B.S. in finance from Indiana University in Bloomington, Indiana, and a certificate in financial planning from Northwestern University in Chicago, Illinois. He began his career as an intern with The Mathias Group, then Client Service Associate, Financial Advisor Associate and is now a Partner in the practice.
Over the years, Adam has contributed his time and resources to numerous philanthropic organizations in Chicago. He co-founded the local chapter of Model Citizen Fund to provide supplies and support to Chicago’s homeless population. He also served as a volunteer tutor for WITS (Working In The Schools) and the All Starts Project of Chicago, aiming to mentor and improve literary skills for students within Chicago Public Schools.
Adam is an automotive enthusiast and a black belt in Tae-Kwon Do. He enjoys all types of athletics, including hockey, baseball, golf and running.
Originally from Barrington, Illinois, Adam was a two sport all-state athlete. He received several opportunities to play division one baseball in college but chose to focus 100% of his efforts on his coursework at the Kelley School of Business. Adam earned a B.S. in finance from Indiana University in Bloomington, Indiana, and a certificate in financial planning from Northwestern University in Chicago, Illinois. He began his career as an intern with The Mathias Group, then Client Service Associate, Financial Advisor Associate and is now a Partner in the practice.
Over the years, Adam has contributed his time and resources to numerous philanthropic organizations in Chicago. He co-founded the local chapter of Model Citizen Fund to provide supplies and support to Chicago’s homeless population. He also served as a volunteer tutor for WITS (Working In The Schools) and the All Starts Project of Chicago, aiming to mentor and improve literary skills for students within Chicago Public Schools.
Adam is an automotive enthusiast and a black belt in Tae-Kwon Do. He enjoys all types of athletics, including hockey, baseball, golf and running.
Securities Agent: TN, SC, NV, MI, NJ, FL, CO, KS, WI, OR, MT, MD, MA, AR, PA, MO, VA, MN, KY, AL, UT, NY, NE, NH, ME, LA, IL, CA, AZ, NM, TX, NC, IN, IA, HI, CT, WA, VT, OH, GA, DC; General Securities Representative; Investment Advisor Representative
NMLS#: 1279489
NMLS#: 1279489
About Thomas Dougherty, CFP®
Tom is an Associate Vice President, Financial Advisor, and Certified Financial Planner™ Practitioner with the Mathias Group Wealth Management team at Morgan Stanley. As a CFP® practitioner, Tom helps his clients define and achieve their goals by delivering a comprehensive financial plan with investment solutions personalized to their objectives.
Tom earned a Certificate in Financial Planning from Northwestern University and received his B.S. degree in Finance from the Farmer School of Business at Miami University. He also holds the FINRA Series 7 and 66 registrations.
In addition to his work with Morgan Stanley, Tom enjoys contributing his time towards WITS (Working in the Schools), LOSS – Catholic Charities, and is a founding member of the CHRISCHROSS Foundation. He resides in Chicago, Illinois and loves to golf, travel, and try new restaurants.
Tom earned a Certificate in Financial Planning from Northwestern University and received his B.S. degree in Finance from the Farmer School of Business at Miami University. He also holds the FINRA Series 7 and 66 registrations.
In addition to his work with Morgan Stanley, Tom enjoys contributing his time towards WITS (Working in the Schools), LOSS – Catholic Charities, and is a founding member of the CHRISCHROSS Foundation. He resides in Chicago, Illinois and loves to golf, travel, and try new restaurants.
Securities Agent: UT, IL, CO, WV, TN, CA, VA, MN, HI, DE, NY, MT, MO, DC, WA, MD, LA, GA, SC, OH, NV, CT, AZ, AR, OR, NC, MI, ME, KS, IA, WI, RI, PA, NM, NJ, FL, TX, OK, MA, KY, IN, SD, NH; General Securities Representative; Investment Advisor Representative
NMLS#: 2383921
NMLS#: 2383921
About John Pizzoferrato
John joined The Mathias Group in 2018, bringing with him a wealth of knowledge and experience. He earned his Certificate in Financial Planning from Northwestern University in Chicago, Illinois, and holds a B.S. in Finance and Business Administration from Elmhurst University.
As a second-generation Financial Advisor, John has witnessed firsthand the dedication his father showed to his clients, treating them like family. Following in his father’s footsteps, John is passionate about helping his “family” achieve their financial goals. As a Certified Financial Planner™ Professional, he offers a comprehensive and personalized approach to wealth planning.
Outside of work, John is committed to giving back to the community. He actively supports several charitable organizations, including The Humane Society, LIVESTRONG, and WITS (Working in the Schools). A passionate sports enthusiast, John enjoys playing volleyball, baseball, and golf. In his free time, you can often find him at the gym or spending quality time with his wife and family.
As a second-generation Financial Advisor, John has witnessed firsthand the dedication his father showed to his clients, treating them like family. Following in his father’s footsteps, John is passionate about helping his “family” achieve their financial goals. As a Certified Financial Planner™ Professional, he offers a comprehensive and personalized approach to wealth planning.
Outside of work, John is committed to giving back to the community. He actively supports several charitable organizations, including The Humane Society, LIVESTRONG, and WITS (Working in the Schools). A passionate sports enthusiast, John enjoys playing volleyball, baseball, and golf. In his free time, you can often find him at the gym or spending quality time with his wife and family.
Securities Agent: TN, DC, NM, AK, WY, SC, MN, KY, WV, SD, PA, OR, OH, MO, RI, NV, ND, IL, ID, AL, WI, TX, PR, NH, NC, IN, FL, DE, WA, MA, CO, AZ, VT, NE, LA, HI, CT, AR, UT, IA, MT, ME, MD, KS, GA, CA, OK, NY, NJ, MS, MI, VI, VA; General Securities Representative; Investment Advisor Representative
NMLS#: 2637863
NMLS#: 2637863
About Carolina Serna
Carolina is a Group Director with The Mathias Group. She has been in the finance industry since 2013. Carolina has a certificate in financial planning from Northwestern University, she holds the FINRA Series 7 and 66 licenses, as well as the Illinois Life and Health Insurance Licenses. She graduated from DePaul University with a B.S. degree in both Finance and Business Management. Carolina is from Chicago, Illinois. Outside of work, she loves to read, travel, and enjoys all types of music.
*Disclaimer: This role cannot solicit or provide investment advice.
*Disclaimer: This role cannot solicit or provide investment advice.
About Christopher M. Lakatos
Chris Lakatos is a Registered Associate with the Mathias Group and joined the Morgan Stanley in late 2022. Chris has several years of client service experience in various industries including retail, software support, and sales. In 2021, he made the decision to shift gears and pursue a career in the Finance industry. Prior to joining Morgan Stanley, Chris began his finance career with Empower Retirement as an Advisory and Planning Consultant. Chris graduated from the University of Arkansas in 2014 with a major in Business Administration and minor in Marketing Management. Chris holds the FINRA Series 7 and Series 66 licenses.
Chris is originally from Dallas, Texas. Outside of work, he enjoys spending time with his family and friends, exercising, being outdoors, and traveling.
Chris is originally from Dallas, Texas. Outside of work, he enjoys spending time with his family and friends, exercising, being outdoors, and traveling.
About Ryan Witt
Ryan Witt is a Registered Associate with the Mathias Group and joined Morgan Stanley in the summer of 2023. He previously worked with U.S. Bank as a mutual fund administrator where he helped with the servicing on a variety of mutual funds before he decided to make the shift to wealth management. He graduated from Marquette University in 2022 majoring in Finance and Economics with a concentration in Applied Investment Management. Ryan is licensed with his Series 7 and Series 66.
Outside of work, he likes to spend time traveling with his family, playing pickup hockey, exercising, and rooting for his favorite Chicago teams.
Outside of work, he likes to spend time traveling with his family, playing pickup hockey, exercising, and rooting for his favorite Chicago teams.
About Meg Witt
Meg Witt is a Client Service Associate with the Mathias Group and has recently joined Morgan Stanley. Before making the switch to wealth management Meg previously worked with Fay Servicing, a mortgage servicer, as an internal auditor where she helped with analyzing the business's risk and processes. In May of 2020 she graduated from St. Norbert College with a degree in Business Administration and concentration in Finance.
In her free time, she enjoys walking her dog, playing tennis, exercising, and having a good meal with her family.
In her free time, she enjoys walking her dog, playing tennis, exercising, and having a good meal with her family.
About Eagan Callahan
Eagan Callahan joined The Mathias Group at Morgan Stanley as a Client Service Associate. He graduated from Elon University in 2023 with a degree in Economic Consulting and a minor in Supply Chain Operations. With a background in process optimization and leadership, he served as president and captain of Elon University’s Hockey Club. In his free time, Eagan enjoys playing hockey and golf.
Contact Trevor Mathias
Contact Patrick C Ryan
Contact Adam C Coons
Contact Thomas Dougherty, CFP®
Contact John Pizzoferrato
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Zaven Dadian
Planning Associate
About Zaven Dadian
Zaven Dadian is a Planning Associate at Morgan Stanley providing dedicated financial planning support to Financial Advisors and their teams. Operating as an extension of the FA/Team, he collaborates with clients to discover and define goals that matter most to them. Leveraging state of the art technology, he will evaluate various options and their potential outcomes to help clients confidently choose the appropriate course of action. Zaven provides expertise across a wide suite of Morgan Stanley planning tools designed to assist in the areas of investment accumulation, retirement, education, major purchase, cash flow, risk management, tax efficiency, and wealth transfer planning.
He earned his undergraduate degree from the University of Michigan and received the Financial Planning Specialist® designation from the College for Financial Planning. Zaven is originally from Birmingham, Michigan and currently resides in New York City.
He earned his undergraduate degree from the University of Michigan and received the Financial Planning Specialist® designation from the College for Financial Planning. Zaven is originally from Birmingham, Michigan and currently resides in New York City.
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Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
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Working closely with you to guide your wealth and investments through the most challenging market cycles.
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Creating customized financial strategies for the challenges that today’s families face.
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Financial Planning for Life After Selling a Business
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Donor Advised Funds: A Smart Way to Manage Your Giving
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Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Mathias Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
