The Malone Neuhaus Group

Frank is a Private Wealth Advisor at Morgan Stanley Private Wealth Management. Frank has worked for 29 years in private wealth management: at Morgan Stanley (16 years), at Goldman Sachs (7 years) and Merrill Lynch’s Private Banking & Investment Group (6 years). Prior to graduate school at Duke University, Frank worked in Corporate Finance for Bank of America.

Since 2014, Frank has been recognized by Barron’s each year as one of the Top 1,200 Financial Advisors in the U.S. including being named to the Top 100 Financial Advisors 2017-2022. He was also named to The Financial Times’ list of America’s Top 400 Financial Advisors in 2014, 2016-2019 in addition to being named to Forbes Magazine's Best in State Wealth Advisors each year since 2018.


 Frank graduated with a MBA from Duke University’s Fuqua Graduate School of Management. He also earned a Masters credit in International Finance from the University of Leuven in Leuven, Belgium. Frank earned his B.S. degree in Finance from the University of Notre Dame. Frank actively participates in fund-raising and serving in other voluntary functions. Frank is married with four children and resides in Palos Verdes Estates, CA.

2014, 2016-2019 Financial Times 400 Top Financial Advisors
Source: ft.com. Data compiled by the Financial Times based the following time periods:
Awarded 2019; data 6/30/15 - 6/30/18
Awarded 2018; data 6/30/15 - 6/30/17
Awarded 2017; data 9/30/14 - 9/30/16
Awarded 2016; data 9/30/13 - 9/30/15
Awarded 2014; data 9/30/12 - 9/30/13

Source: Barrons.com (Awarded 2017-2023). Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.
Source: Forbes.com (Awarded 2018-2023). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.

Jon is a Managing Director and Private Wealth Advisor at Morgan Stanley Private Wealth Management. Jon has worked for 20 years in private wealth management: at Morgan Stanley (16 years) and in Merrill Lynch’s Private Banking & Investment Group (4 years). Before graduating from business school, Jon worked at Deloitte Consulting Group and, after two years, co-founded a management consulting firm which advised Fortune 15 companies. Jon has been recognized by Barron's Magazine since 2020 as one of the top 100 Advisors nationally, and each year since 2016 as one of the Top 1,200 Financial Advisors in America. He was also named to The Financial Times’ list of America’s Top 400 Financial Advisors in 2018 and 2019 in addition to being named to Forbes Magazine's Best in State Wealth Advisors since 2018.
 

Jon graduated with an MBA from the Kellogg School of Management at Northwestern University. He received his B.A. with high honors in Political Science and History and high distinction in general scholarship from U.C. Berkeley, where he played ice hockey. Jon currently serves on the City Year Los Angeles Board. Jon served as a Corps Member in CY-Boston in 1990-91, just after graduating from Phillips Exeter Academy in New Hampshire. He also serves on the Quilts of Valor Foundation board. Jon served on Rumsey Hall School’s Board of Trustees for 8 years, including Chair as 3, in his hometown of Washington, CT. Jon coached youth baseball in Oakland while in college and in Palos Verdes, CA for several years after graduating from Northwestern. Jon currently resides in Hermosa Beach, CA.

2018-2019 Financial Times 400 Top Financial Advisors
Source: ft.com. Data compiled by the Financial Times based the following time periods:
Awarded 2019; data 6/30/15 - 6/30/18
Awarded 2018; data 6/30/15 - 6/30/17

Source: Barrons.com (Awarded 2020-2023). Data compiled by Barron's based on 12-month period concluding in Dec of the year prior to the issuance of the award.
Source: Forbes.com (Awarded 2018-2023). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.

Chris is a Financial Advisor at Morgan Stanley Private Wealth Management. Before joining the Malone Neuhaus Group, Chris spent the lion’s share of his career as a Portfolio Manager in the commodity hedge fund and institutional bank space over the last two decades, including Morgan Stanley’s proprietary trading desk in Purchase, NY. He began his career covering energy in Merrill Lynch’s equity research department, during which time he earned the CFA designation.

Chris is a native of Palos Verdes Estates, CA and has returned home after this 24 year financial career in New York. A graduate of the University of Notre Dame, Chris is married with three children.

Rishi Mangal is a Vice President and the Director of Business Strategy for the Malone Neuhaus Group at Morgan Stanley Private Wealth Management. Rishi began his career with Morgan Stanley in 2005 as an intern with Morgan Stanley Wealth Management in New York City, while finishing his B.S. degree in Finance at Rutgers University. He’s worked in various positions in MS Wealth Management over the last 14 years, including as a Registered Client Service Associate/Financial Planning Specialist, Product Manager and WM Operations Relationship Partner. As a Product Manager at Morgan Stanley, Rishi helped build out the Advisor Platform prior to moving to the Relationship Partner role where he supported many of the top Advisor teams in the firm, including the Malone Neuhaus Group.

Rishi currently holds his Series 7, 66, 3, Financial Planning Specialist licenses. He's also obtained the Certified Portfolio Managers designation from the Academy of Certified Portfolio Managers, in conjunction with Columbia University, and has previously held the NY Life, Accident & Health Insurance license.

In his free time, Rishi enjoys travelling, playing golf, working out, cooking, reading and watching movies.


Disclaimer: This role cannot solicit or provide investment advice.

Gabi is a Wealth Management Associate with the Malone Neuhaus Group. Gabi interned with the team in 2014 as part of her bachelors degree from Nottingham Trent University in the UK. Gabi graduated in 2016 and has been with the team since in various roles. Gabi is a certified personal trainer, and enjoys running, hiking and traveling in her spare time. Gabi currently resides in Redondo Beach, California.


Disclaimer: This role cannot solicit or provide investment advice.

Lucy joined the Malone Neuhaus Group at Morgan Stanley Private Wealth Management in 2017 as a Wealth Management Associate.  She has worked in the finance industry in various roles since 2001. After graduating from CSU Long Beach with her Bachelor of Science degree in Business Administration, she went to work for an investment advisor based in San Francisco.  Her role included researching publicly traded companies and making trading recommendations to the portfolio manager.  After returning to school and acquiring her MBA, she worked in the finance department of a large manufacturing company.   In her most recent role, Lucy worked in the wealth management department of one of the largest credit unions in Southern California, supporting the department's efforts to assist investors to achieve their financial goals.

Kristina Charles is a Registered Client Service Associate for the Malone Neuhaus Group at Morgan Stanley Private Wealth Management.

Prior to joining Morgan Stanley, she worked as a Client Associate/Analyst with Rockefeller Capital Management in Century City where she focused on leading the team, investment research and providing quality service to high net worth families. She earned her bachelor's degree from University of California, Los Angeles majoring in Economics and African American studies. Kristina currently holds her Series 7 and 66 licenses.

Kristina enjoys spending time with her family, spending time outdoors and volunteering with a non-profit organization striving to help former foster youths graduate college and launch successful careers.

Lisette Carrillo joined the Malone Neuhaus team as a Senior Registered Client Service Associate. After graduating from Cal State Long Beach with a Bachelor of Science in Business Management and Operations Management, Lisette spent more than a decade at UBS. As a Registered Client Service Associate and Team Administrator she worked closely with clients and their advisors in an operational and administrative capacity. Lisette holds her Series 7, 66, and CA Insurance License.

In her spare time, she enjoys quality time and fun activities with her husband and their two sons including movie nights, theme park outings, and exploring her native Southern California.

Josh is a Registered Client Service Associate for the Malone Neuhaus Group at Morgan Stanley Private Wealth Management. He completed his bachelor’s degree in Agricultural Business from California Polytechnic State University, San Luis Obispo. Prior to joining the team, Josh worked as a Registered Client Service Associate for several years at Morgan Stanley in Downtown Los Angeles.

Josh is a California native and has spent time in several different beach cities north and south of Los Angeles. Now, he resides in Santa Monica. In his free time, he loves surfing, trying new restaurants, music, and he is studying for the CFA Level II exam.

Justin is a Portfolio Management Associate with the Malone Neuhaus Group at Morgan Stanley. He completed his Bachelor's degree in Finance from Brigham Young University's Marriott School of Management. Prior to joining the team, Justin worked as an Equity Analyst with Global Financial Advisors and as a Bank Examiner with the FDIC. In his spare time, he enjoys travelling, snowboarding, and bowling. Justin grew up in Pittsburgh, PA and currently resides in Los Angeles, CA.

Erica is a Senior Client Service Associate with the Malone Neuhaus Group at Morgan Stanley Private Wealth Management. She joined the team in 2012 and in her spare time she enjoys volunteering for the National Kidney Foundation and the Gentle Barn. She grew up in Los Angeles and currently resides in Santa Clarita, CA.

Nick is a Client Service Associate for the Malone Neuhaus Group at Morgan Stanley Private Wealth Management. He completed his bachelor’s degree in Finance from Brigham Young University’s Marriott School of Business. Prior to joining the team, Nick worked as an analyst for an investment advisor based in Salt Lake City, UT. Growing up, Nick spent time in several different cities in California and Idaho, but now finds himself coming full circle back to Los Angeles where he currently resides. In his free time, he loves playing pickleball, golfing, traveling, and white-water rafting.