Pete Maguire, CFP®, CDFA®
Senior Vice President, Wealth Management, Financial Advisor, Family Wealth Advisor
Phone:
(312) 419-3540(312) 419-3540
The Maguire Group at Morgan Stanley
Direct:
(312) 419-3540(312) 419-3540
Toll-Free:
(800) 621-2842(800) 621-2842
Our Mission Statement
Finding the right path for you means learning your story. Our process is customized to each client, built on trust and experience.
Client Service Model
While it is vitally important that we act as faithful stewards of our client’s wealth, in the end, money is the tool used to arrive at a desired outcome - a lifestyle, travel, gifting, or maybe a philanthropic or family legacy. Among our most important tasks is understanding what the client wishes the money to do for them.
When you work hard to understand the client, fulfilling their needs becomes personal. It takes time to do it right. In that time, we earn their trust and often times, friendship. You get to know their families and treat them with the same attention and care as you would your own. Their needs are often inter-generational, with assets and values passed from one to the next. We make every effort to serve all of them, each in their own time, with our own multi-generational team. When you know and treat your clients as family, your actions remain accountable to them - a cultivated trust earned over time.
When you work hard to understand the client, fulfilling their needs becomes personal. It takes time to do it right. In that time, we earn their trust and often times, friendship. You get to know their families and treat them with the same attention and care as you would your own. Their needs are often inter-generational, with assets and values passed from one to the next. We make every effort to serve all of them, each in their own time, with our own multi-generational team. When you know and treat your clients as family, your actions remain accountable to them - a cultivated trust earned over time.
Services Include
- Executive Financial ServicesFootnote1
- Financial PlanningFootnote2
- Philanthropic Services
- Wealth ManagementFootnote3
- Estate Planning StrategiesFootnote4
- Retirement PlanningFootnote5
- Alternative InvestmentsFootnote6
- Business Succession PlanningFootnote7
- Divorce Financial AnalysisFootnote8
- Planning for Education FundingFootnote9
- Sustainable InvestingFootnote10
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
INDUSTRY STANDING & ACCOMPLISHMENTS
The Maguire Group's commitment to providing high-quality service, a proven track record of exceeding client expectations, and maintaining their trust has earned them the following awards and recognitions by the industry leading publications.
Forbes Best-In-State Wealth Management Teams 2025
The Maguire Group named a Forbes Best-In-State Wealth Management Team (2025)
Disclosures:
2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period 3/31/23–3/31/24.
Forbes Profile: The Maguire GroupDisclosures:
2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period 3/31/23–3/31/24.
Forbes Best-In-State Wealth Management Teams 2024
The Maguire Group named a Forbes Best-In-State Wealth Management Team (2024)
Disclosures:
Forbes Best-In-State Wealth Management Teams
Source: https://www.forbes.com/lists/wealth-management-teams-best-in-state/?sh=2201156f76f2 (Awarded Jan 2024) Data provided by SHOOK ® Research, LLC – Data as of 3/31/23.
Forbes Profile: The Maguire GroupDisclosures:
Forbes Best-In-State Wealth Management Teams
Source: https://www.forbes.com/lists/wealth-management-teams-best-in-state/?sh=2201156f76f2 (Awarded Jan 2024) Data provided by SHOOK ® Research, LLC – Data as of 3/31/23.
Forbes Best-In-State Wealth Management Teams 2023
The Maguire Group named a Forbes Best-In-State Wealth Management Team (2023)
Disclosures:
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
Forbes Profile: Pete MaguireDisclosures:
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
Forbes Best-In-State Wealth Advisors 2022
Dan Maguire named a Forbes Best-In-State Wealth Advisor (2022)
Disclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Apr 2022) Data compiled by SHOOK Research LLC based on time period from 6/30/20 - 6/30/21.
Forbes Profile: Daniel MaguireDisclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Apr 2022) Data compiled by SHOOK Research LLC based on time period from 6/30/20 - 6/30/21.
Forbes Best-In-State Wealth Advisors 2021
Dan Maguire named a Forbes Best-In-State Wealth Advisor (2021)
Disclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Feb 2021) Data compiled by SHOOK Research LLC based on time period from 6/30/19 - 6/30/20.
Forbes Profile: Daniel MaguireDisclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Feb 2021) Data compiled by SHOOK Research LLC based on time period from 6/30/19 - 6/30/20.
Forbes Best-In-State Wealth Advisors 2020
Dan Maguire named a Forbes Best-In-State Wealth Advisor (2020)
Disclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Jan 2020) Data compiled by SHOOK Research LLC based on time period from 6/30/18 - 6/30/19.
Forbes Profile: Daniel MaguireDisclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Jan 2020) Data compiled by SHOOK Research LLC based on time period from 6/30/18 - 6/30/19.
Forbes Top Next-Gen Wealth Advisors 2019
Pete Maguire named a Forbes Top Next-Gen Wealth Advisor (2019)
Disclosures:
Forbes Top 1,000 Next Gen Wealth Advisors
Source: Forbes.com (Awarded Jul 2018) Data compiled by SHOOK Research LLC based on time period from 3/31/17 - 3/31/18.
Forbes Profile: Pete MaguireDisclosures:
Forbes Top 1,000 Next Gen Wealth Advisors
Source: Forbes.com (Awarded Jul 2018) Data compiled by SHOOK Research LLC based on time period from 3/31/17 - 3/31/18.
Forbes Best-In-State Wealth Advisors 2019
Dan Maguire named a Forbes Best-In-State Wealth Advisor (2019)
Disclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Feb 2019) Data compiled by SHOOK Research LLC based on time period from 6/30/17 - 6/30/18.
Forbes Profile: Dan MaguireDisclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded Feb 2019) Data compiled by SHOOK Research LLC based on time period from 6/30/17 - 6/30/18.
Forbes Top 1000 Next Gen Wealth Advisors 2018
Pete Maguire named a Forbes Top 1000 Next Gen Wealth Advisor (2018)
Disclosures:
Forbes Top 1,000 Next Gen Wealth Advisors
Source: Forbes.com (Awarded Jul 2018) Data compiled by SHOOK Research LLC based on time period from 3/31/17 - 3/31/18.
Forbes Profile: Pete MaguireDisclosures:
Forbes Top 1,000 Next Gen Wealth Advisors
Source: Forbes.com (Awarded Jul 2018) Data compiled by SHOOK Research LLC based on time period from 3/31/17 - 3/31/18.
Forbes Best-In-State Wealth Advisors 2018
Dan Maguire named a Forbes Best-In-State Wealth Advisor (2018)
Disclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Feb 2018) Data compiled by SHOOK Research LLC based on time period from 6/30/16 - 6/30/17.
Forbes Profile: Dan MaguireDisclosure:
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Feb 2018) Data compiled by SHOOK Research LLC based on time period from 6/30/16 - 6/30/17.
Online Resources for Our Clients
Learn about how each tool can help you manage and secure your financial journey.
Morgan Stanley Online
Morgan Stanley Online (MSO) has a suite of features that allow you to manage your everyday finances. Download the Morgan Stanley Mobile app to check your finances on the go!
Learn About MSO
Total Wealth View
You can now conveniently view your accounts from other financial institutions on Morgan Stanley Online, or by using the Morgan Stanley Mobile App.
Learn About Total Wealth View
Online Security Center
Learn about how Morgan Stanley protects you through our security measures and how you can protect yourself online.
Learn About Online Security
Goals Planning System
Learn about how to plan for your financial future with the Goals Planning System (GPS). Discover your goals, follow a plan, and reflect on your progress.
Learn About GPS
Intelligent Withdrawals
Morgan Stanley's new analytics tool helps investors make withdrawals that match their financial goals.
Learn About Intelligent Withdrawals
Digital Vault
Digital Vault lets you easily manage life's most important documents, statements, and filings.
Learn About Digital Vault
Spending and Budgeting Tool
You can link all your financial accounts and analyze your cash flow in one place. Create budgets, and track spending habits to help you meet your goals.
Enhance Your Goal Planning
Portfolio Risk Platform
A risk management platform that provides risk estimation and reporting across a broad range of asset classes and security types.
Watch the VideoWhat to Know About the Market
This quarterly presentation explains the state of the markets with language and charts designed to be particularly accessible to investors who may not be up to date on technical financial jargon, but keen on market news.
Discovery
We develop a deep understanding of your professional, personal, and financial situation, so we can define your life goals in financial terms. It’s particularly important to have a clear understanding of the things you can control, like a retirement date or the financial legacy you plan to leave to your children, so we can make timely adjustments to your financial plan.
To help prepare for this meeting, you can login to Morgan Stanley Online to set up your account and provide us your financial information to create a more customized plan.
Login to MSOTo help prepare for this meeting, you can login to Morgan Stanley Online to set up your account and provide us your financial information to create a more customized plan.
Coordination of Your Advisory Team
We like to work collaboratively with your estate attorney, CPA and any other investment advisors, so that we have a clear picture of your total balance sheet and estate plans. This well-rounded picture gives us a framework for designing a comprehensive financial blue-print.
On Morgan Stanley Online, you can keep your documents safe and accessible with Digital Vault to assist the coordination portion of our process.
Digital Vault InfoOn Morgan Stanley Online, you can keep your documents safe and accessible with Digital Vault to assist the coordination portion of our process.
Goal-Driven Plan and Asset Allocation
We develop a detailed plan designed to help you achieve each of the goals that were identified in our discovery process and refined through further discussions. This typically includes a customized asset allocation, across multiple entities, that integrates your investing and estate plans.
At this stage, we clearly explain how your plan addresses your objectives and the volatility it implies. It is a process used to reconcile where you want to go, with what allows you to sleep at night.
Financial Planning ResourcesAt this stage, we clearly explain how your plan addresses your objectives and the volatility it implies. It is a process used to reconcile where you want to go, with what allows you to sleep at night.
Implementation
Drawing on the extensive resources of Morgan Stanley and our own experience, we conduct exhaustive due diligence to select and recommend the investments we believe are best suited to handling the various parts of your asset allocation. Because true due diligence cannot be done on the Internet; it’s essential to have scale and resources. It’s done on the ground, around the world, in front of people —scale is key. We are open architecture and use a mix of custom tailored active/passive, cost effective and tax efficient investments that suit your needs and objectives.
Total Wealth View
Monitoring and Review
Once we have a plan, we continually monitor its progress toward the goals, making adjustments to meet market conditions and changes as they happen in our clients’ lives. We are firm believers in proactive, frequent communication and concierge service.
Portfolio Risk PlatformLocation
233 S Wacker Dr
Ste 8600
Chicago, IL 60606
US
Direct:
(312) 419-3540(312) 419-3540
Toll-Free:
(800) 621-2842(800) 621-2842
Meet The Maguire Group
Phone:
(312) 419-3453(312) 419-3453
Jonathon Holland, CFA
Vice President, Consulting Group Analyst
Phone:
(312) 419-3277(312) 419-3277
Lauren Hankamer
Client Service Associate
Phone:
(312) 419-3646(312) 419-3646
About Pete Maguire
As a Financial Advisor based out of the Morgan Stanley Chicago Willis Tower Office, Pete provides financial advice and guidance to individuals, families, and several institutional relationships. He was named one of Forbes America's Next Gen Advisors in 2018 and one of Forbes Next Gen Best-In-State Wealth Advisors in 2019. Pete is also a member of the Master's Club as of 2025. The Maguire Group was honored by Forbes as a Best-In-State Wealth Management Team in 2023, 2024, and 2025.
Pete and team couple their extensive experience with Morgan Stanley’s exceptionally deep resources and talent pool to help clients protect and enhance wealth, create a meaningful legacy, and enjoy the lifestyle they want to live. Utilizing a fully open architecture of products and services, Pete is able to explore any opportunity best suited to helping clients implement plans and reach their goals in the most cost effective, tax efficient manner, while seeking optimal risk adjusted returns.
Prior to joining Morgan Stanley, Pete spent several years at Merrill Lynch as an Intern, Client Associate, and Financial Solutions Advisor. He graduated from the University of Colorado at Boulder receiving a B.S. in Business Administration with emphasis in Finance. To further his financial education, he has earned the CERTIFIED FINANCIAL PLANNER™ designation as well as the Certified Divorce Financial Analyst® designation.
Pete lives in Winnetka, IL with his wife, Megan, and children, Mason, Charlotte, and George. He enjoys all things sports related as well as travel with family and friends. He is a supporter of various organizations including PAWS Chicago, Children's Home and Aid, among others.
Disclosures:
Forbes Top Next-Gen Wealth Advisors
Source: Forbes.com (Awarded June 2019) Data compiled by SHOOK Research LLC based on time period from 3/31/18 - 3/31/19.
Forbes Top 1,000 Next Gen Wealth Advisors
Source: Forbes.com (Awarded Jul 2018) Data compiled by SHOOK Research LLC based on time period from 3/31/17 - 3/31/18.
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
Forbes Best-In-State Wealth Management Teams
Source: Best-In-State Wealth Management Teams 2024 (forbes.com) (Awarded January 2024) Data provided by SHOOK ® Research, LLC – Data as of 3/31/23.
Source: Best-In-State Wealth Management Teams 2025 (forbes.com) (Awarded January 2025) Data provided by SHOOK ® Research, LLC – Data as of 3/31/24.
Pete and team couple their extensive experience with Morgan Stanley’s exceptionally deep resources and talent pool to help clients protect and enhance wealth, create a meaningful legacy, and enjoy the lifestyle they want to live. Utilizing a fully open architecture of products and services, Pete is able to explore any opportunity best suited to helping clients implement plans and reach their goals in the most cost effective, tax efficient manner, while seeking optimal risk adjusted returns.
Prior to joining Morgan Stanley, Pete spent several years at Merrill Lynch as an Intern, Client Associate, and Financial Solutions Advisor. He graduated from the University of Colorado at Boulder receiving a B.S. in Business Administration with emphasis in Finance. To further his financial education, he has earned the CERTIFIED FINANCIAL PLANNER™ designation as well as the Certified Divorce Financial Analyst® designation.
Pete lives in Winnetka, IL with his wife, Megan, and children, Mason, Charlotte, and George. He enjoys all things sports related as well as travel with family and friends. He is a supporter of various organizations including PAWS Chicago, Children's Home and Aid, among others.
Disclosures:
Forbes Top Next-Gen Wealth Advisors
Source: Forbes.com (Awarded June 2019) Data compiled by SHOOK Research LLC based on time period from 3/31/18 - 3/31/19.
Forbes Top 1,000 Next Gen Wealth Advisors
Source: Forbes.com (Awarded Jul 2018) Data compiled by SHOOK Research LLC based on time period from 3/31/17 - 3/31/18.
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
Forbes Best-In-State Wealth Management Teams
Source: Best-In-State Wealth Management Teams 2024 (forbes.com) (Awarded January 2024) Data provided by SHOOK ® Research, LLC – Data as of 3/31/23.
Source: Best-In-State Wealth Management Teams 2025 (forbes.com) (Awarded January 2025) Data provided by SHOOK ® Research, LLC – Data as of 3/31/24.
Securities Agent: NE, NM, OH, AZ, NY, AK, VA, TX, WI, IN, NV, WA, MO, GA, FL, TN, DC, CT, PA, KS, NJ, MS, MN, MI, IL, IA, HI, MA, CO, SC, MD, DE, CA, VT, SD; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1380684
NMLS#: 1380684
About Matt Maguire
As your Financial Advisor, I can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together, I can help you to preserve and grow your wealth. You will have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.
Prior to joining Morgan Stanley, Matt spent 9 years at Nuveen as a Wealth Advisor Consultant, Internal Advisor Consultant and Mutual Fund Consultant. He graduated from the University of Colorado at Boulder with a B.A. in Communication Studies and is FINRA Series 7 and Series 66 licensed. He lives in downtown Chicago and enjoys spending time with family and friends. He is an avid sports fan who will also watch and play golf whenever possible.
Prior to joining Morgan Stanley, Matt spent 9 years at Nuveen as a Wealth Advisor Consultant, Internal Advisor Consultant and Mutual Fund Consultant. He graduated from the University of Colorado at Boulder with a B.A. in Communication Studies and is FINRA Series 7 and Series 66 licensed. He lives in downtown Chicago and enjoys spending time with family and friends. He is an avid sports fan who will also watch and play golf whenever possible.
Securities Agent: NC, FL, MA, ID, CA, SC, MD, ND, MT, MS, DC, CT, WV, OH, NV, TN, NE, MI, KS, AZ, WA, TX, ME, GA, AL, WI, VT, RI, OR, NM, AR, WY, VI, SD, MO, CO, DE, KY, IN, IL, UT, MN, PR, NY, NH, AK, LA, HI, VA, PA, OK, IA, NJ; General Securities Representative; Investment Advisor Representative
NMLS#: 2585441
NMLS#: 2585441
About Jonathon Holland, CFA
Jonathon joined the firm as a Consulting Group Analyst in 2016 after spending three years with an independent wealth advisory practice, where he served as an investment analyst. Jonathon is responsible for leveraging the resources and intellectual capital of the Consulting Group Investment Advisor Research team to select Investment Managers that align with both our clients' objectives and Morgan Stanley's economic and Capital Market research. Using one of the industry's largest databases of manager analytics and investment statistics, he enables the Group to implement a highly disciplined and objective process to Manager Selection and Portfolio Construction. He also assists with performance monitoring and reporting.
In 2013, Jonathon graduated from the University of Iowa with a Bachelor of Business Administration. He is FINRA Series 7 and 66 licensed.
When Jonathon is not cheering on a Chicago team, he spends his free time on the golf course or tennis court.
In 2013, Jonathon graduated from the University of Iowa with a Bachelor of Business Administration. He is FINRA Series 7 and 66 licensed.
When Jonathon is not cheering on a Chicago team, he spends his free time on the golf course or tennis court.
About Lauren Hankamer
Lauren Hankamer is a Registered Client Service Associate. Originally from Houston, TX, Lauren is a graduate of Texas Christian University with a Bachelor of Business Administration.
She has obtained the SIE, Series 7 and 66 licenses. Outside of the office, Lauren enjoys spending time with family and friends, playing tennis and pickleball, and going on walks.
She has obtained the SIE, Series 7 and 66 licenses. Outside of the office, Lauren enjoys spending time with family and friends, playing tennis and pickleball, and going on walks.
Contact Pete Maguire
Contact Matt Maguire
Wealth Management
Global Investment Office
Portfolio Insights
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Mosaic
Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Maguire Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
10The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
10The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
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Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
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Awards Disclosures
CRC 6491812 (04/2024)
