Keith F Martens, CFP®
Senior Vice President, Financial Advisor, Investment Management Specialist
Phone:
(414) 226-3136(414) 226-3136
The Lighthouse Group at Morgan Stanley
Direct:
(414) 226-3100(414) 226-3100
Toll-Free:
(800) 558-7505(800) 558-7505
Our Mission Statement
Guiding individuals and families towards secure lifestyles and legacies.
Meet our Team
The Lighthouse Group at Morgan Stanley is a team of experienced financial professionals focused on providing comprehensive, personalized financial strategies and solutions to a select group of high-net-worth individuals and families around the country. Our team has more than 65 years of combined experience, and a deep understanding of complex financial situations. We are a team that brings our perspective, experiences, and skill sets seeking to effectively solve our clients’ financial challenges.
We follow a disciplined process that starts with an expansive discovery process and addresses two main questions:
• Am I going to “make it?”
• What are the risks to making it?
We follow an integrated wealth management process that encompasses advanced planning, investment knowledge, and superior relationship management with our clients, and other trusted advisors.
Our priority is client-focused results, and a high-touch service experience from a team of professionals who value respect for their clients, and cultivate trusting relationships. By utilizing the firm’s vast array of resources, human capital, and industry professionals, we are able to create and manage solutions tailored to our clients needs, and help them adapt to life’s changes.
We follow a disciplined process that starts with an expansive discovery process and addresses two main questions:
• Am I going to “make it?”
• What are the risks to making it?
We follow an integrated wealth management process that encompasses advanced planning, investment knowledge, and superior relationship management with our clients, and other trusted advisors.
Our priority is client-focused results, and a high-touch service experience from a team of professionals who value respect for their clients, and cultivate trusting relationships. By utilizing the firm’s vast array of resources, human capital, and industry professionals, we are able to create and manage solutions tailored to our clients needs, and help them adapt to life’s changes.
Services Include
- Wealth ManagementFootnote1
- Financial PlanningFootnote2
- Retirement PlanningFootnote3
- Asset Management
- Professional Portfolio ManagementFootnote4
- Stock Plan ServicesFootnote5
- Alternative InvestmentsFootnote6
- Structured ProductsFootnote7
- Cash ManagementFootnote8
- Lending Products
- AnnuitiesFootnote9
- Estate Planning StrategiesFootnote10
- Trust Services*
- Life InsuranceFootnote11
- Long Term Care InsuranceFootnote12
- Sustainable InvestingFootnote13
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
OUR PROCESS AND EXPERIENCE
Our comprehensive process focuses on you, your family and your future – where you are today and where you want to go. Working together, we develop the strategies to help get you there, navigating life’s challenges and empowering you to make smart decisions about your wealth now and over time.
To reach your goals, you need a wealth plan informed by a comprehensive assessment of your current budget and finances, clear objectives and sound advice that puts you in the center of the process. We use our four-step process to create your personal roadmap towards financial achievement and protection.
Our team also has multiple advanced industry and firm designations aimed at providing exceptional service towards you and your loved ones.
Keith F. Martens, Financial Advisor, Investment Management Specialist, CFP® (1996- present)
Paul G. Smith, Financial Advisor, Investment Management Specialist, Senior Portfolio Manager (1998- Present)
Abraham Dispennette, Financial Advisor, Financial Planning Specialist, CPWA®
Chris Walker, Financial Advisor
To reach your goals, you need a wealth plan informed by a comprehensive assessment of your current budget and finances, clear objectives and sound advice that puts you in the center of the process. We use our four-step process to create your personal roadmap towards financial achievement and protection.
Our team also has multiple advanced industry and firm designations aimed at providing exceptional service towards you and your loved ones.
Keith F. Martens, Financial Advisor, Investment Management Specialist, CFP® (1996- present)
Paul G. Smith, Financial Advisor, Investment Management Specialist, Senior Portfolio Manager (1998- Present)
Abraham Dispennette, Financial Advisor, Financial Planning Specialist, CPWA®
Chris Walker, Financial Advisor
Our 4-Step Process
1. Define & Quantify Objectives:
Develop a thorough understanding of your financial and experiential needs, goals and objectives.
2. Develop Strategies:
Review and analyze your options, assess costs & benefits, and communicate our recommendations.
3. Implement the Plan:
Advocate for the implementation of your customized strategies, including personalized services and benefits.
4. Ongoing Review & Management:
Monitor and review progress toward goals; recommend alterations as needed.
Develop a thorough understanding of your financial and experiential needs, goals and objectives.
2. Develop Strategies:
Review and analyze your options, assess costs & benefits, and communicate our recommendations.
3. Implement the Plan:
Advocate for the implementation of your customized strategies, including personalized services and benefits.
4. Ongoing Review & Management:
Monitor and review progress toward goals; recommend alterations as needed.
Five Star Wealth Manager Award
2012-2024 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2012- 2024) These awards were determined through an evaluation process conducted by Five Star Professional, based on objective criteria, during the following periods:
2012 Award - 09/06/2011 through 05/05/2012
2013 Award - 09/06/2012 through 05/05/2013
2014 Award - 09/06/2013 through 05/05/2014
2015 Award - 09/06/2014 through 05/05/2015
2016 Award - 09/06/2015 through 05/05/2016
2017 Award - 09/30/2016 through 04/17/2017
2018 Award - 10/03/2017 through 04/18/2018
2019 Award - 09/17/2018 through 04/12/2019
2020 Award - 09/16/2019 through 04/10/2020
2021 Award - 09/07/2020 through 04/09/2021
2022 Award - 09/27/2021 through 03/25/2022
2023 Award - 09/12/2022 through 03/31/2023
2024 Award - 10/04/2023 through 03/29/2024
Source: fivestarprofessional.com (Awarded 2012- 2024) These awards were determined through an evaluation process conducted by Five Star Professional, based on objective criteria, during the following periods:
2012 Award - 09/06/2011 through 05/05/2012
2013 Award - 09/06/2012 through 05/05/2013
2014 Award - 09/06/2013 through 05/05/2014
2015 Award - 09/06/2014 through 05/05/2015
2016 Award - 09/06/2015 through 05/05/2016
2017 Award - 09/30/2016 through 04/17/2017
2018 Award - 10/03/2017 through 04/18/2018
2019 Award - 09/17/2018 through 04/12/2019
2020 Award - 09/16/2019 through 04/10/2020
2021 Award - 09/07/2020 through 04/09/2021
2022 Award - 09/27/2021 through 03/25/2022
2023 Award - 09/12/2022 through 03/31/2023
2024 Award - 10/04/2023 through 03/29/2024
CERTIFIED FINANCIAL PLANNER™
The CERTIFIED FINANCIAL PLANNER® certification is the standard of excellence in financial planning. CFP® professionals meet rigorous education, training and ethical standards, and are committed to serving their clients' best interests today to prepare them for a more secure tomorrow.
Certified Private Wealth Advisor®
The CERTIFIED PRIVATE WEALTH ADVISOR® certification is designed for Financial Advisors and consultants who work with high-net-worth clients. The CPWA® professional is armed with the knowledge and skills necessary to guide sophisticated clients through the life cycle of wealth: accumulation, preservation, and distribution.
2024 Forbes Best-In-State Wealth Advisors
Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded April 2024) Data compiled by SHOOK Research LLC for the period 6/30/22 - 6/30/23.
Source: Forbes.com (Awarded April 2024) Data compiled by SHOOK Research LLC for the period 6/30/22 - 6/30/23.
INDIVIDUAL PLANS FOR INDIVIDUALS LIKE YOU
Goals you set today will evolve over time. Our process is designed to evolve with them- and with the changing circumstances of your life. Holistic in its approach, our planning process will encompass all the elements of your financial and personal life, making sure they align with your current and future goals.
Using advanced technology and our long experience, we develop a plan that includes not only investments, but also ways to help mitigate investment-related taxes, manage your everyday finances and address borrowing needs. Plus, we provide regular progress updates so you can see whether your savings and spending habits are in line with your goals – making it easier for you to stay the course.
Using advanced technology and our long experience, we develop a plan that includes not only investments, but also ways to help mitigate investment-related taxes, manage your everyday finances and address borrowing needs. Plus, we provide regular progress updates so you can see whether your savings and spending habits are in line with your goals – making it easier for you to stay the course.
LifeView Intelligent Planning
LifeView is a suite of planning tools that includes goal-specific analysis that we can use with our clients to create a realistic, integrated strategy that incorporates the various aspects of an individual’s financial life, including investments and cash management needs.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
LifeView QuestionnaireMorgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Aladdin - Intelligent Risk Management
There’s a chance your portfolio may be at risk, but how you manage that risk is what matters.
Portfolio Risk Platform – Powered by Aladdin is a risk management platform that provides comprehensive risk estimation and reporting across a broad range of asset classes and security types. This platform provides both an overview and a detailed view to help better enable risk to be effectively monitored and managed.
Portfolio Risk Platform – Powered by AladdinPortfolio Risk Platform – Powered by Aladdin is a risk management platform that provides comprehensive risk estimation and reporting across a broad range of asset classes and security types. This platform provides both an overview and a detailed view to help better enable risk to be effectively monitored and managed.
WHAT'S HAPPENING WITH MY TEAM AND THE FIRM
We are fortunate to have a culture built on open discourse of thought-provoking ideas and information. While our clients expect us to share our thoughts on the latest finance and market updates, we believe that the holistic wealth management experience includes discussing lifestyle and current events as well. To this point, the Monthly Newsletter is our space to share the latest news on what is being discussed in our office.
Understanding Private Credit
Private credit, which can offer floating interest rates that increase in tandem with benchmark rates, has seen significant growth in recent years and could become a $2.8 trillion market by 2028.
See how.Will Mortgage Rates Go Down in 2024?
Mortgage rates are forecast to drop slightly, but affordability likely won’t return to pre-pandemic levels.
Here’s what to expect.6 Steps To Creating an Emergency Fund
Having an emergency fund for unplanned expenses can help save you from a bad situation.
Here’s how to create and prioritize one.Your Cash Management and Lending Needs at Morgan Stanley
At Morgan Stanley, we recognize that clients and their families have unique needs that require dedicated professionals and capabilities. Our cash management and lending solutions are designed to help meet these unique needs. We will work with a team of professionals including dedicated Private Bankers, to develop a specialized approach for managing cash flow, liquidity and financing needs.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Learn MoreMorgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Valuable Tools and Resources
Our comprehensive suite of digital tools are designed to help enhance every aspect of your financial life. Below are a few of the technologies we have to offer our clients. We have also included resources meant to transform complex financial analysis and research into concise and easily digestible content.
Morgan Stanley Online (MSO) & MS Mobile
Morgan Stanley Online (MSO) has a variety of features beyond viewing your account balance and activity. Features include paperless documents, bill pay and secure account management.
Morgan Stanley Online
Global Investment Committee “On the Markets” Report
Every month, Morgan Stanley’s top research analysts publish their “On the Markets” report, providing detailed market commentary on such topics as global equities, fixed income and monetary policy.
Read the most recent report
Total Wealth View
With this service, you can view all your investments together – whether they are held at Morgan Stanley or elsewhere. When you add your external 401(k), as well as your checking, savings and brokerage accounts to this portal, all your assets will be in one place, providing a current and comprehensive view of your wealth.
To learn more, click here
Global Investment Committee Weekly Research Report
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.
Access this week's edition
Digital Vault
The Digital Vault on Morgan Stanley Online allows you to build a centralized document library where all documents are stored using encryption.
Watch this video to learn more
Thoughts on the Markets Podcast
With perspectives on the forces shaping the market, Mike Wilson, Chief Investment Officer and Chief US Equity Strategist for Morgan Stanley, and his colleagues discuss a variety of viewpoints regarding the latest trends in the financial marketplace.
Listen to the latest episode
Impact Quotient(IQ)
The Morgan Stanley Impact Quotient™ application gives Wealth Management clients new customizable insights into the social and environmental impact of their investment portfolios.
Impact Quotient(IQ)
Morgan Stanley Minute
In this ongoing series of one-minute videos from our firm’s top investment thinkers, you can explore current trends and topics like green bonds, active investment, monetizing small businesses, cybercrime and more.
View our our library of interesting content
Morgan Stanley Now What's Next Podcast
From satellite data technology used to solve some of the world's most complex problems to learning how not to follow the crowd when making decisions, the Morgan Stanley Now What's Next Podcast brings forward thinking innovations about the world of business, finance, technology and beyond.
Listen to the newest ideasLocation
411 E Wisconsin Ave
Suite 2200
Milwaukee, WI 53202
US
Direct:
(414) 226-3100(414) 226-3100
Toll-Free:
(800) 558-7505(800) 558-7505
Meet The Lighthouse Group
Paul G Smith
Senior Vice President, Financial Advisor, Investment Management Specialist, Senior Portfolio Manager
Phone:
(414) 226-3032(414) 226-3032
Phone:
(414) 226-3134(414) 226-3134
Chris Walker
Financial Advisor
Phone:
(414) 226-3060(414) 226-3060
Phone:
(414) 226-3084(414) 226-3084
Sue Ewers
Portfolio Associate
Phone:
(414) 226-3147(414) 226-3147
Margaret Smith
Business Development Director, Assistant Vice President
Phone:
(414) 226-3026(414) 226-3026
About Keith F Martens
Keith Martens is a Senior Vice President, Financial Advisor, Certified Financial Planner™ (CFP®) at Morgan Stanley. He has been in the financial services industry since 1996; all that time with Morgan Stanley and its predecessor firms. Prior to becoming a financial advisor, Keith spent seven years in the U.S. Navy as an aviator, and as an ROTC instructor at Marquette University, where he had previously earned his B.S. in Business Administration and Finance.
A senior partner of The Lighthouse Group at Morgan Stanley, Keith’s role focuses on comprehensive solutions for individuals and families, designed to help clients meet their short- and long-term financial goals with an appropriate level of risk. He works closely with his clients to help design and execute customized Advanced Planning Strategies for Wealth Management that cover the spectrum of needs: Lifestyle and Legacy Management; Liquidity and Liability Management; Risk Management; and Investment Management. As a CFP®, Keith is able to design and execute financial plans that help give his clients the freedom to pursue their dreams as well as providing confidence that they are on course to achieve their goals. He prides himself on his ability to listen to and interpret clients’ ideas about their financial situations, preferences and goals, and he uses the vast resources of Morgan Stanley to help them explore a wide range of possible solutions.
A native of Door County, Wisconsin, Keith and his wife reside in Bayside now, and have three grown children. An avid sports fan, he enjoys cheering on his alma mater, the Packers, Brewers, and Bucks. Though his aging knees have forced him to give up playing basketball and running, he now enjoys riding his bike year-round. Both Keith and his wife have pursued training in trauma focused narrative therapy, and this experience has helped him to better listen to people with their diverse needs in a more understanding and empathetic manner.
A senior partner of The Lighthouse Group at Morgan Stanley, Keith’s role focuses on comprehensive solutions for individuals and families, designed to help clients meet their short- and long-term financial goals with an appropriate level of risk. He works closely with his clients to help design and execute customized Advanced Planning Strategies for Wealth Management that cover the spectrum of needs: Lifestyle and Legacy Management; Liquidity and Liability Management; Risk Management; and Investment Management. As a CFP®, Keith is able to design and execute financial plans that help give his clients the freedom to pursue their dreams as well as providing confidence that they are on course to achieve their goals. He prides himself on his ability to listen to and interpret clients’ ideas about their financial situations, preferences and goals, and he uses the vast resources of Morgan Stanley to help them explore a wide range of possible solutions.
A native of Door County, Wisconsin, Keith and his wife reside in Bayside now, and have three grown children. An avid sports fan, he enjoys cheering on his alma mater, the Packers, Brewers, and Bucks. Though his aging knees have forced him to give up playing basketball and running, he now enjoys riding his bike year-round. Both Keith and his wife have pursued training in trauma focused narrative therapy, and this experience has helped him to better listen to people with their diverse needs in a more understanding and empathetic manner.
Securities Agent: DC, WA, UT, PA, CA, NH, MN, IL, ID, IA, WI, MI, MA, IN, FL, NJ, NY, NM, MO, AZ, VA, NC, CT, TX, NV, HI, OR, CO, DE, TN, SC, OH, MT, MS, GA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1275808
NMLS#: 1275808
About Paul G Smith
Paul Smith strives to provide his clients with assistance by serving as a Financial Advisor focused on their needs; guiding individuals and families through a process that can help enhance the probability for achievement of lifelong goals.
A First Vice President and Financial Planning Specialist with The Lighthouse Group at Morgan Stanley, Paul develops and executes the procedural and operational aspects of delivering high-quality personalized service to the team’s clients. The team strives for “Client-Focused Results,” and Paul does his best to make sure that commitment is kept. Starting in the financial services industry in 1988, and at Morgan Stanley (and its predecessor firms) in 2000, he has helped individuals and families reach their goals by leveraging basic truths and a disciplined process. Before entering financial services, Paul earned his B.S. in Communications from Minnesota State University at Mankato and, for five years, served as a reporter and editor for a variety of small newspapers where he developed his passion for focusing on understanding an individual’s story and translating the story into action.
Clients can expect Paul to build long-term relationships that encourage open communication. He believes that simple is often better and that plans should be no more complex than they need to be. The disciplined approach to helping clients employed by Paul and The Lighthouse Group begins by listening to understand his client’s personal, professional and/or philanthropic objectives and then by helping clients to prioritize their goals. Paul works together with his clients to define and implement the steps and strategies that can result in helping achieve the client’s lifelong goals.
Paul spends much of his free time pursuing outdoor activities. He enjoys hunting ducks, geese, pheasant, turkeys, and also likes to fish and golf. He supports and is involved with a variety of organizations, such as Ducks Unlimited, the Make-A-Wish Foundation and the West Granville Presbyterian Church. He and his wife live in rural Germantown. They have three adult daughters.
A First Vice President and Financial Planning Specialist with The Lighthouse Group at Morgan Stanley, Paul develops and executes the procedural and operational aspects of delivering high-quality personalized service to the team’s clients. The team strives for “Client-Focused Results,” and Paul does his best to make sure that commitment is kept. Starting in the financial services industry in 1988, and at Morgan Stanley (and its predecessor firms) in 2000, he has helped individuals and families reach their goals by leveraging basic truths and a disciplined process. Before entering financial services, Paul earned his B.S. in Communications from Minnesota State University at Mankato and, for five years, served as a reporter and editor for a variety of small newspapers where he developed his passion for focusing on understanding an individual’s story and translating the story into action.
Clients can expect Paul to build long-term relationships that encourage open communication. He believes that simple is often better and that plans should be no more complex than they need to be. The disciplined approach to helping clients employed by Paul and The Lighthouse Group begins by listening to understand his client’s personal, professional and/or philanthropic objectives and then by helping clients to prioritize their goals. Paul works together with his clients to define and implement the steps and strategies that can result in helping achieve the client’s lifelong goals.
Paul spends much of his free time pursuing outdoor activities. He enjoys hunting ducks, geese, pheasant, turkeys, and also likes to fish and golf. He supports and is involved with a variety of organizations, such as Ducks Unlimited, the Make-A-Wish Foundation and the West Granville Presbyterian Church. He and his wife live in rural Germantown. They have three adult daughters.
Securities Agent: HI, NY, DC, GA, SC, MN, TX, TN, IA, NH, CT, CA, AZ, OH, VA, NV, NM, MI, WI, UT, MA, ID, FL, DE, CO, PA, NJ, MS, MO, IN, IL, WA, OR, NC, MT; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1274680
NMLS#: 1274680
About Abraham Dispennette
Abraham feels that thoughtful financial planning should be centered on a process designed to first identify a family's financial priorities that then guides them to secure their desired lifestyle . Clients can expect to build a rich relationship with Abraham that fosters honest, straight forward conversations built on his commitment to always act in their best interest.
Prior to Morgan Stanley, Abraham was a Staff Officer in the United States Army with multiple deployments to the Middle East in support of Operation Enduring Freedom and Operation Red Dawn. His drive to serve eventually lead to his discovery of a passion to help others realize their opportunities and potential. After several years of owning an Insurance and Financial Service Agency, Abraham found his way to Morgan Stanley and is thrilled to be on the very best Team with the very best Firm in the industry.
When not working you can find Abraham spending time with his wife and 3 teenagers, on the mat improving his Jiu Jitsu, grilling on his Big Green Egg, or supporting various charity organizations for Vets and the underserved in Milwaukee.
Prior to Morgan Stanley, Abraham was a Staff Officer in the United States Army with multiple deployments to the Middle East in support of Operation Enduring Freedom and Operation Red Dawn. His drive to serve eventually lead to his discovery of a passion to help others realize their opportunities and potential. After several years of owning an Insurance and Financial Service Agency, Abraham found his way to Morgan Stanley and is thrilled to be on the very best Team with the very best Firm in the industry.
When not working you can find Abraham spending time with his wife and 3 teenagers, on the mat improving his Jiu Jitsu, grilling on his Big Green Egg, or supporting various charity organizations for Vets and the underserved in Milwaukee.
Securities Agent: CT, UT, MT, IN, ID, CO, SC, TX, PA, NM, NC, MO, NJ, KY, WI, NY, IA, MN, MI, IL, CA, AZ, WA, ME, DE, TN, OR, MS, GA, FL, OH, NH, DC, VA, NV, MA, HI; General Securities Representative; Investment Advisor Representative
NMLS#: 1190779
NMLS#: 1190779
About Chris Walker
As a financial advisor at the Lighthouse Group at Morgan Stanley, Chris works with individuals and families to help them plan for a strong financial future. Chris believes the key to successful investment relationships is establishing trust and then working together to identify his clients’ financial goals. After this foundation has been built, Chris and the Lighthouse Group provide recommendations and work with clients to craft a comprehensive financial plan leveraging the full suite of investment products, market knowledge and experience that the Light House Group and Morgan Stanley provide.
With years of experience growing relationships, delivering personalized client service and providing strategic guidance, Chris has spent his career working closely with organizations across industries to solve their brand and business objectives. As a financial advisor, Chris uses this same skill set to listen to his clients and help them solve their financial goals and objectives. Before entering the financial services industry, Chris worked as an account director in the branding and advertising industry where he managed teams and client relationships. Chris has a degree in Political Science from Gordon College.
Chris lives in Elm Grove with his wife and three school-aged kids. He grew up an avid soccer player and enjoys watching and following the sport. He is also an avid Green Bay Packer fan. Outside of the sports world, Chris loves coffee, traveling and finding new restaurants to try. The most important thing to him in life is his wife and kids and he is blessed to be a husband and father.
With years of experience growing relationships, delivering personalized client service and providing strategic guidance, Chris has spent his career working closely with organizations across industries to solve their brand and business objectives. As a financial advisor, Chris uses this same skill set to listen to his clients and help them solve their financial goals and objectives. Before entering the financial services industry, Chris worked as an account director in the branding and advertising industry where he managed teams and client relationships. Chris has a degree in Political Science from Gordon College.
Chris lives in Elm Grove with his wife and three school-aged kids. He grew up an avid soccer player and enjoys watching and following the sport. He is also an avid Green Bay Packer fan. Outside of the sports world, Chris loves coffee, traveling and finding new restaurants to try. The most important thing to him in life is his wife and kids and he is blessed to be a husband and father.
Securities Agent: PR, TN, VI, WV, HI, DC, OH, MN, NC, MA, WY, WI, WA, VT, VA, UT, TX, SD, SC, RI, PA, OR, OK, NY, NV, NM, NJ, NH, NE, ND, MT, MS, MO, MI, ME, MD, LA, KY, KS, IN, IL, ID, IA, GA, FL, DE, CT, CO, CA, AZ, AR, AL, AK; General Securities Representative; Investment Advisor Representative
NMLS#: 2582202
NMLS#: 2582202
About Me
Securities Agent: ID, CA, SC, IN, MT, MI, FL, WI, PA, NH, NC, MA, DC, AZ, WY, HI, WA, OH, NY, IL, IA, UT, TX, TN, GA, DE, CO, VA, CT, OR, NM, MS, MO, MN, NV, NJ; General Securities Representative; Investment Advisor Representative
NMLS#: 2621694
NMLS#: 2621694
About Sue Ewers
Sue Ewers brings clients confidence by knowing administrative processes inside and out. She leverages systems and process to effectively help address client issues and needs in a timely and accurate manner
Sue has long experience in the financial services industry. She joined Morgan Stanley in 2001, following a 10-year career at Bank of New York Clearing where she focused on providing efficient back office support for branches. With more than 25 years of industry experience, Sue plays a vital role as the team's lead Portfolio Associate. Her focus is on providing the highest quality client support through in-depth operational and administrative account maintenance on a day-to-day basis.
Sue earned an undergraduate degree in finance. When she is not working, Sue enjoys bowling, reading and attending country music concerts.
Sue has long experience in the financial services industry. She joined Morgan Stanley in 2001, following a 10-year career at Bank of New York Clearing where she focused on providing efficient back office support for branches. With more than 25 years of industry experience, Sue plays a vital role as the team's lead Portfolio Associate. Her focus is on providing the highest quality client support through in-depth operational and administrative account maintenance on a day-to-day basis.
Sue earned an undergraduate degree in finance. When she is not working, Sue enjoys bowling, reading and attending country music concerts.
About Margaret Smith
Maggie works with us to maintain and improve our service levels and strategy offerings. In addition, she helps clients understand the usefulness and security offered by Morgan Stanley’s digital tools and how to implement them effectively to bring greater organization to their financial lives. In her free time, Maggie enjoys playing board and card games with her family, working a puzzle, or listening to a podcast or audiobook.
Contact Keith F Martens
Contact Paul G Smith
Contact Abraham Dispennette
Contact Chris Walker
Contact Monica Nichol
Wealth Management
Global Investment Office
Portfolio Insights
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Mosaic
Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
A Change of Greenery
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Ready to start a conversation? Contact The Lighthouse Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Structured Investments are complex and not appropriate for all investors. An investment in structured investments involves risks. These risks can include but are not limited to: fluctuations in the price, level or yield of underlying asset(s), interest rates, currency values and credit quality, substantial loss of principal, limits on participation in appreciation of underlying asset(s), limited liquidity, credit risk, and/or conflicts of interest. Many structured investments do not pay interest or guarantee a return above principal at maturity. Investors should read the security’s offering documentation prior to making an investment decision.
8Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
9Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
11Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
12Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
13The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
7Structured Investments are complex and not appropriate for all investors. An investment in structured investments involves risks. These risks can include but are not limited to: fluctuations in the price, level or yield of underlying asset(s), interest rates, currency values and credit quality, substantial loss of principal, limits on participation in appreciation of underlying asset(s), limited liquidity, credit risk, and/or conflicts of interest. Many structured investments do not pay interest or guarantee a return above principal at maturity. Investors should read the security’s offering documentation prior to making an investment decision.
8Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
9Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
11Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
12Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
13The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
