
The Law Firm Group at Morgan Stanley

Our Mission Statement
Welcome
Welcome to the Law Firm Group
At the Law Firm Group, we understand the unique financial landscape of the legal profession. With years of experience working with attorneys and law firms, we've developed a deep appreciation for the complexities of the business of law and the evolving financial needs that come with it. Whether you're starting as an associate or are a seasoned senior partner, we're here to provide guidance tailored to your stage in life and career.
Understanding Your Needs
The legal profession demands precision and dedication, and we believe your financial planning should reflect the same standard. We take the time to understand your priorities, challenges, and goals to create a partnership built on trust and alignment. Our approach centers on supporting you in making informed decisions, whether your re-evaluating near-term financial concerns or planning for the future.
A Partnership You Can Count On
At the heart of our practice is a commitment to building lasting relationships. We're here to navigate life's complexities with you, being a sounding board for your ideas, and offering clarity and confidence in every step of your financial journey.
- 401(k) Rollovers
- 529 PlansFootnote1
- Alternative InvestmentsFootnote2
- AnnuitiesFootnote3
- Art AdvisoryFootnote4
- Asset Management
- Business PlanningFootnote5
- Business Succession PlanningFootnote6
- Cash ManagementFootnote7
- Certificates of DepositFootnote8
- Endowments and FoundationsFootnote9
- Life InsuranceFootnote10
- Long Term Care InsuranceFootnote11
- Planning for Individuals with Special Needs
- Sustainable InvestingFootnote12
Equity Compensation & Stock Plan Guidance
Helping you maximize the value of your equity compensation and navigate the complexities of stock plans with a tailored financial plan.
You may be asking yourself:
- How well do I understand my equity compensation and the strategies that exist to maximize its value?
- How do I turn my company equity into something I can enjoy?
- Can I afford to leave my company, and how should I plan for that?
- Is it risky to hold onto my company's stock?
- How does my equity compensation affect my taxes?
Understanding how your stock or option plan works is only the first step. We work to help you unlock the full potential of your equity compensation - navigating tax implications, managing risks, and aligning your stock plan with long-term financial goals.
Experienced in Equity Compensation
Our team has deep experience with stock plans, including RSUs, stock options, and ESPPs, allowing us to offer comprehensive strategies that can help maximize the beenfits of your equity.
Tailored Financial Strategies
We know every client's situation is unique. Our advice is customized to your personal goals, financial needs, and career timeline to help ensure your equity compensation aligns with your larger financial picture.
Tax-Efficient Planning
Our financial advisors develop strategies to help manage tax impact through optimized exercise and selling strategies, helping to ensure you can retain more of your earnings.
Risk Management Diversification
We help you navigate the risks of holding company stock, creating a balanced portfolio that supports your financail security while taking advantage of your equity compensation.
Accessible and Client-Focused
We prioritize your financial success, offering clear, actionable advice in a supportive environment. From consultation to implementation, our financial advisors are here every step of the way.
Location
Meet The Law Firm Group
About Constance E Niehaus
Throughout my career, I have focused on institutional fixed income for banks, insurance companies and money managers. Most recently my focus has turned to high net worth individuals and across most assets classes. My strategy seeks to enhance overall returns versus respective benchmarks while establishing a clear plan to help clients reach their goals.
Although not originally from Houston, I have spent most of my adult life here. I attended the University of Houston where I recieved a BBA and the University of St. Thomas receiving my MBA in Finance. Having done many triathlons and marathons over the years, I continue to enjoy running.
NMLS#: 1674813
About Blake M Jones
Five Star Wealth Manager - Texas Monthly, 2014 - 2018
40 under 40 (HM) - Houston Business Journal
South Texas College of Law - JD
University of Texas - BA
2014-2018 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2014-2018) These awards were determined through an evaluation process conducted by Five Star Professional, based on objective criteria, during the following periods:
2014 Award - 10/16/2013 through 05/16/2014
2015 Award - 10/16/2014 through 05/16/2015
2016 Award - 10/16/2015 through 05/16/2016
2017 Award - 10/24/2016 through 05/24/2017
2018 Award - 10/27/2017 through 05/21/2018
NMLS#: 1383173
About Taylor Mosley
Actively involved in the Houston Livestock Show and Rodeo, The Junior League of Houston, and Daughters of the American Revolution
Background in Accounting and Finance
Texas Tech University - BBA
NMLS#: 1689853
About Lyndsay B. Schick

Contact Constance E Niehaus

Contact Blake M Jones

Contact Taylor Mosley
Portfolio Insights
Business Planning
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Family
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Investing
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Philanthropy
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Retirement
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Financial Wellness
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
1Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
4Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley does not assist with buying or selling art in any way and merely provides information to clients interested learning more about the different types of art markets at a high level. Any client interested in buying or selling art should consult with their own independent art advisor.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
7Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
8Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
11Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
12The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
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The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
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Awards Disclosures