Brian D Wong, CFP®
First Vice President, Wealth Management, Financial Advisor, Portfolio Management Director
Phone:
(626) 405-9384(626) 405-9384
The Infinitee Group at Morgan Stanley
Direct:
(626) 449-1240(626) 449-1240
Toll-Free:
(800) 488-1240(800) 488-1240
Our Mission Statement
Helping clients like you achieve all of your retirement and investing goals.
About Us
At the Infinitee Group at Morgan Stanley, we build client relationships that span lifetimes and generations. We believe that the better and the longer we know you, the more effectively we can use this knowledge to create a comprehensive financial plan that reflects your goals, values and priorities. We want to develop a plan and investment portfolio that evolve with the changes in your life.
Most of our clients are looking for guidance to navigate the complexities of their financial lives without taking undue risks with their hard-earned money. That’s why we have a conservative approach to growing your wealth—we want it to be there when you need it or when you are ready to pass it on to future generations.
Your life is about more than just your finances, so we are also here for your other concerns. We want to be the first call you make when you need advice, and we’ll help refer or connect you to the professional services you require. With two advisors and a client service associate, the Infinitee Group works as a team to provide personal communications and timely responses to all of your questions and requests.
Most of our clients are looking for guidance to navigate the complexities of their financial lives without taking undue risks with their hard-earned money. That’s why we have a conservative approach to growing your wealth—we want it to be there when you need it or when you are ready to pass it on to future generations.
Your life is about more than just your finances, so we are also here for your other concerns. We want to be the first call you make when you need advice, and we’ll help refer or connect you to the professional services you require. With two advisors and a client service associate, the Infinitee Group works as a team to provide personal communications and timely responses to all of your questions and requests.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Infinitee Group Process
DISCOVER
Our relationship begins with a thorough understanding of your immediate needs, priorities and goals. We’ll discover details about your credit and basic finances and help you take precautions to maintain credit and preserve assets.
CREATE
We develop a tailored roadmap to begin to help you rebuild your wealth and achieve the outcomes you seek. We’ll identify the strategies to help you:
• Plan for retirement
• Provide healthcare protection for yourself and your children
• Revise your estate plan
• Plan for retirement
• Provide healthcare protection for yourself and your children
• Revise your estate plan
ACT
Next, we help you implement the strategies we formulate together, taking into account special circumstances, such as alimony, child support and tax consequences of selling large assets like your home.
ADJUST
Achieving your goals requires vigilance and flexibility. We help monitor your progress and make adjustments as life evolves, markets and tax laws shift and priorities change.
Professional Portfolio Management
PERSONALIZED PORTFOLIOS
Your Portfolio Manager will use his/her discretion to identify an investment strategy tailored to meet your needs.
COMPREHENSIVE COMMUNICATIONS
Throughout your relationship, you’ll have direct access to the investment professional managing your portfolio.
CLIENT FOCUS
Each account can be individually customized to meet your requirements for growth, income or preservation of capital within your risk constraints.
ASSET-BASED FEE
Fees for the program are based on your account’s asset level, not on the number of transactions performed in a given time period.
4 Step Process
ESTABLISH FINANCIAL OBJECTIVES
Work with you to establish a realistic set of objectives based on:
Your financial goals
Time horizon
Liquidity needs
Tolerance to volatility and risk
DEFINE INVESTMENT
STRATEGY
Develop an investment strategy designed to help produce optimal portfolio performance
Seek to generate the highest return potential consistent with the strategy’s level of risk
EVALUATE AND SELECT
INVESTMENTS
Leverage the global resources of Morgan Stanley to select investments to implement your personal strategy
ONGOING REVIEW
PROCESS
Monitor your portfolio to track its performance relative to your stated objectives
Modify the portfolio on a discretionary basis as your needs and circumstances change over time
Work with you to establish a realistic set of objectives based on:
Your financial goals
Time horizon
Liquidity needs
Tolerance to volatility and risk
DEFINE INVESTMENT
STRATEGY
Develop an investment strategy designed to help produce optimal portfolio performance
Seek to generate the highest return potential consistent with the strategy’s level of risk
EVALUATE AND SELECT
INVESTMENTS
Leverage the global resources of Morgan Stanley to select investments to implement your personal strategy
ONGOING REVIEW
PROCESS
Monitor your portfolio to track its performance relative to your stated objectives
Modify the portfolio on a discretionary basis as your needs and circumstances change over time
ESTABLISH FINANCIAL OBJECTIVES
Work with you to establish a realistic set of objectives based on:
• Your financial goals
• Time horizon
• Liquidity needs
• Tolerance to volatility and risk
• Your financial goals
• Time horizon
• Liquidity needs
• Tolerance to volatility and risk
DEFINE INVESTMENT STRATEGY
• Develop an investment strategy designed to help produce optimal portfolio performance
• Seek to generate the highest return potential consistent with the strategy’s level of risk
• Seek to generate the highest return potential consistent with the strategy’s level of risk
EVALUATE AND SELECT INVESTMENTS
Leverage the global resources of Morgan Stanley to select investments to implement your personal strategy.
ONGOING REVIEW PROCESS
• Monitor your portfolio to track its performance relative to your stated objectives
• Modify the portfolio on a discretionary basis as your needs and circumstances change over time
• Modify the portfolio on a discretionary basis as your needs and circumstances change over time
Financial Planning with the Infinitee Group
Your wealth strategy doesn’t just consider your investment objectives. Rather, it is tailored to address the personal life goals you’ve identified and prioritized.
Using our suite of tools — our LifeView® platform — we can create your personal roadmap to help achieve and protect your goals — a framework that makes the connection between your life goals and your financial resources, and provides a baseline for future discussions.
LifeView® helps us:
• Analyze your current investments, and financial situation
• Review and prioritize your goals with you, such as Retirement
• Education funding
• Major purchases and philanthropic goals
• Protect your goals
• Develop wealth transfer strategies
Click the links below to access the sample LifeView® Goal Analysis and Client Profile:
Using our suite of tools — our LifeView® platform — we can create your personal roadmap to help achieve and protect your goals — a framework that makes the connection between your life goals and your financial resources, and provides a baseline for future discussions.
LifeView® helps us:
• Analyze your current investments, and financial situation
• Review and prioritize your goals with you, such as Retirement
• Education funding
• Major purchases and philanthropic goals
• Protect your goals
• Develop wealth transfer strategies
Click the links below to access the sample LifeView® Goal Analysis and Client Profile:
Location
55 South Lake Ave
Ste 700
Pasadena, CA 91101
US
Direct:
(626) 449-1240(626) 449-1240
Toll-Free:
(800) 488-1240(800) 488-1240
Meet The Infinitee Group
Leticia Perkins
First Vice President, Wealth Management, Financial Advisor, Financial Planning Associate
Phone:
(626) 405-9385(626) 405-9385
About Brian D Wong
Brian specializes in working with clients who have unique financial challenges, including multigenerational families, individuals in retirement, business owners, and widows and divorcees. As a CERTIFIED FINANCIAL PLANNERTM with more than 30 years of experience, he has the knowledge to develop effective long-term investment strategies and design portfolios that match clients’ values to their objectives.
Brian uses a collaborative approach, viewing clients as both business partners and friends whose financial interests he has been entrusted to preserve and enhance. He believes that a consistent approach to communications and regular investment reviews are the most important factors in fostering the life-long relationships that he intends to share with his clients. He and Leticia Perkins work as a team to ensure that clients are always confident that their best interests are being protected every day.
Before partnering with Tish to found the Infinitee Group at Morgan Stanley, Brian worked with her at Morgan Stanley, advising clients for more than 20 years as a Financial Advisor. He also spent several years each at PaineWebber, Dean Witter Reynolds and Linsco/Private Ledger.
Brian graduated from Cal State University, Los Angeles, with a B.S. in finance. In his spare time, he enjoys the company of his family, including his two daughters, as well as golfing, traveling, collecting watches, dining out, and appreciating French and Italian wines.
Brian uses a collaborative approach, viewing clients as both business partners and friends whose financial interests he has been entrusted to preserve and enhance. He believes that a consistent approach to communications and regular investment reviews are the most important factors in fostering the life-long relationships that he intends to share with his clients. He and Leticia Perkins work as a team to ensure that clients are always confident that their best interests are being protected every day.
Before partnering with Tish to found the Infinitee Group at Morgan Stanley, Brian worked with her at Morgan Stanley, advising clients for more than 20 years as a Financial Advisor. He also spent several years each at PaineWebber, Dean Witter Reynolds and Linsco/Private Ledger.
Brian graduated from Cal State University, Los Angeles, with a B.S. in finance. In his spare time, he enjoys the company of his family, including his two daughters, as well as golfing, traveling, collecting watches, dining out, and appreciating French and Italian wines.
Securities Agent: NC, CO, SC, TX, NY, MN, NV, CA, ID, TN, OH, AZ, FL, WA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1282904
CA Insurance License #: 0a59998
NMLS#: 1282904
CA Insurance License #: 0a59998
About Leticia Perkins
Tish focuses on working with clients who have complex wealth management situations, including pre-retirees in the wealth accumulation stage; income-oriented retirees; owners of small and medium-sized businesses; CPAs and attorneys; and widows and divorcees. For all of her clients, Tish’s goal is to provide a continuum of services over their lifetimes and establish multigenerational working relationships within their families.
Tish views her clients’ financial health as a puzzle, and it is her job to get to know each client fully, so that she can uncover all of the pieces to the puzzle and fit them into a comprehensive long-term investment strategy. She believes that her ability to serve a wide range of clients effectively is based on her understanding that each individual client has unique needs, values and interests. She and Brian Wong work together to ensure that clients are always confident that their best interests are being protected every day.
Prior to teaming up with Brian to found the Infinitee Group at Morgan Stanley, Tish worked with him at Morgan Stanley advising clients for more than 20 years, first as a senior registered associate and later as a financial advisor. She began her career in 1993 as a client service associate at PaineWebber.
Tish earned a B.A. in business administration from Whittier College, where she ran track and cross country and played basketball. Outside the office, she enjoys spending time with her husband and two children, as well as running half and full marathons.
Tish views her clients’ financial health as a puzzle, and it is her job to get to know each client fully, so that she can uncover all of the pieces to the puzzle and fit them into a comprehensive long-term investment strategy. She believes that her ability to serve a wide range of clients effectively is based on her understanding that each individual client has unique needs, values and interests. She and Brian Wong work together to ensure that clients are always confident that their best interests are being protected every day.
Prior to teaming up with Brian to found the Infinitee Group at Morgan Stanley, Tish worked with him at Morgan Stanley advising clients for more than 20 years, first as a senior registered associate and later as a financial advisor. She began her career in 1993 as a client service associate at PaineWebber.
Tish earned a B.A. in business administration from Whittier College, where she ran track and cross country and played basketball. Outside the office, she enjoys spending time with her husband and two children, as well as running half and full marathons.
Securities Agent: FL, MN, NY, NC, TN, ID, AZ, TX, OH, SC, WA, NV, CA, CO; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1278778
CA Insurance License #: 0c72237
NMLS#: 1278778
CA Insurance License #: 0c72237
Contact Brian D Wong
Contact Leticia Perkins
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Dwight Guinto
Private Banker
About Dwight Guinto
Dwight Guinto is a Private Banker serving Morgan Stanley Wealth Management offices in California.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Dwight began his career in financial services in 1996, and joined Morgan Stanley in 2014 as a Private Banker. Prior to joining the firm, he was a Business Banking Area Manager at Wells Fargo. He also served as a Senior Business Relationship Manager and Business Development Officer at Wells Fargo.
Dwight is a graduate of the California State Polytechnic University - Pomona, where he received a Bachelor of Liberal Arts in Education. He lives in Monrovia, California with his family. Outside of the office, Dwight enjoys spending time with his family in outdoor activities.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Dwight began his career in financial services in 1996, and joined Morgan Stanley in 2014 as a Private Banker. Prior to joining the firm, he was a Business Banking Area Manager at Wells Fargo. He also served as a Senior Business Relationship Manager and Business Development Officer at Wells Fargo.
Dwight is a graduate of the California State Polytechnic University - Pomona, where he received a Bachelor of Liberal Arts in Education. He lives in Monrovia, California with his family. Outside of the office, Dwight enjoys spending time with his family in outdoor activities.
NMLS#: 1211641
Wealth Management
From Our Team
Building Value from Values
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Ready to start a conversation? Contact The Infinitee Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
