Jim Graves
Executive Director, Private Wealth Management, Global Sports and Entertainment Director
Phone:
(424) 421-4558(424) 421-4558
The Graves Group at Morgan Stanley
Direct:
(424) 421-4558(424) 421-4558
Our Mission Statement
Creating and inspiring sustainable wealth management strategies through our advisory team to help pursue your financial future.
Our Story
At The Graves Group, we are a seasoned advisory team that helps athletes, executives, and artists across the country to achieve their goals, prepare for the future, and enjoy the wealth they have worked so hard to create.
With a deep history of client loyalty and enduring relationships, we serve as your financial coach, providing the dedicated skills, sophisticated strategies and disciplined process needed to help make informed decisions about your future, your family and your finances with clarity and confidence.
"Skate to where the puck is going to be, not where it has been"
-Wayne Gretzky
Financial markets move rapidly, and it can be difficult to determine where trends may lead to next. But with analytical reasoning, and keen observation we have been able to build for the future, not the past.
We are proud of the work we do for our clients and welcome the opportunity to deliver this same level of excellence to you and your loved ones.
Services Include
- Wealth ManagementFootnote1
- Cash ManagementFootnote2
- Professional Portfolio ManagementFootnote3
- Retirement PlanningFootnote4
- Alternative InvestmentsFootnote5
- Trust ServicesFootnote6
- Estate Planning StrategiesFootnote7
- Executive Benefit ServicesFootnote8
- Cash Management and Lending ProductsFootnote9
- Life InsuranceFootnote10
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Sports
Athletes, coaches, and executives understand how competitive professional sports truly are, but what they may not realize is that the same is true when it comes to their finances. With numerous places to entrust your wealth, it can be difficult to know you are getting the highest quality of service.
For more than 28 years Jim Graves has been providing NFL, NHL and MLB athletes with consistent, attentive and forward looking service, allowing him to stand out in such a difficult field.
Our goal is handle all the challenges that may arise when dealing with the complexities of your financies, so you can focus on doing what you do best.
If you would like a complementary portfolio review or a conversation about what we can do for you: call us at +1 (424) 421-4558 or email Jim directly at jim.graves@morganstanley.com
To learn more about Morgan Stanley's work with professionals in the sports industry please view the information below.
NFLPA Partnership
As an NFLPA registered advisor, and one of the founders of the program, Jim Graves undestands the intricacies and challenges of working with NFL athletes to build, preserve and share their wealth with their families.
Manage Your Cybersecurity Like a Pro
While you might want to emulate an all-star player on the field, it's just as important to handle your cybersecurity like a seasoned professional.
The Path from Athlete to Entrepreneur
Many athletes think about their careers after sports, with some choosing to become entrepreneurs. Learn how a trusted Financial Advisor can help plan for success.
Entertainment
Working in the entertainment industry requires a specialized skillset and attention to detail which, when applied correctly, can lead to a spectacular outcome. Jim Graves has been well known to industry executives, writers, and artists for over 28 years as someone who consistently delivers at the standards they are accustomed to.
From sneaking into industry parties as a young man living in Los Angeles, to becoming a trusted advisor to some of the top executives in Hollywood, Jim has seen the world of entertainment from all angles, and can offer a unique perspective on how to manage the wealth of those within it.
If you would like a complementary portfolio review or a conversation about what we can do for you: call us at +1 (424) 421-4558 or email Jim directly at jim.graves@morganstanley.com
To learn more about Morgan Stanley's work with professionals in the entertainment industry please view the information below:
Protecting your Child Star's Earnings
Achieving stardom at an early age is the dream of many child entertainers and their parents. But with fame comes a fortune that parents must properly manage. Coogan Accounts may play a key role.
5 Things to Consider when Monetizing your Music Catalog
Recording artists are tapping their catalogs for cash as the market for investible music rights grows. What should musicians know about the benefits and drawbacks?
Equity for Endorsements
Star athletes and entertainers have been inking endorsement deals that include equity compensation. Here's what to consider when determining whether this approach makes sense for you.
Photo Gallery
Here are some of the most memorable pictures from our (almost) three decades as an advisory team.
We're proud to have met so many fascinating people over the years and look forward to creating more memories with our clients!
Wealth Management Tools and Resources
Morgan Stanley's comprehensive suite of digital resources has carefully been designed to help enhance each aspect of your financial portfolio. Take some time to learn about some of the many Modern Wealth Management resources that we offer to our clients.
Morgan Stanley Online
Your investments and everyday finances are always just a few clicks away with Morgan Stanley Online (MSO) and the Morgan Stanley mobile app! Access your finances and invest in an instant with the help of this hand resource that is available 24/7.
Total Wealth View
Complete your financial profile with Total Wealth View. By linking your external account information, you will benefit from more educated and holistic wealth planning, and convenient connectivity.
MS Reserved
Reserved Living & Giving is a tiered complimentary loyalty program that rewards clients with over one million dollars in assets and liabilities invested at the firm. The program is designed to enhance your lifestyle and relationship with the firm beyond traditional wealth management services.
Portfolio Risk Platform
Morgan Stanley's Portfolio Risk Platform is powered by BlackRock's Aladdin risk engine, a state of the art, innovative risk engine used by several of the world's largest institutional asset managers, providing you with comprehensive risk analytics and a sophisticated view of the risk/ return dichotomy across your financial portfolios. This helpful tool can assist you in making educated investment decisions with increased confidence.
Location
55 East 52nd Street 10th
28 Floor
New York, NY 10055
US
Direct:
(424) 421-4558(424) 421-4558
Meet The Graves Group
Jaslinne Lopez
Wealth Management Associate, Assistant Vice President
Phone:
(212) 883-7798(212) 883-7798
About Jim Graves
Jim brings a lifetime of experience to his role as a Sports and Entertainment Director and Financial Advisor. For nearly 25 years, he has been serving the specialized needs of professional athletes, performing artists and entertainers, and the executives who run these powerful industries. His experience and exceptional relationship management skills enable him to understand the intricate details of each client’s personal wealth. He focuses on what is most important to each client so he can develop a tailored plan designed to build, preserve and transition wealth.
Growing up in St. Louis, Jim was always intrigued by the stock market and the power of investing. At the age of 15, he put his passion for finance to work, starting an internship at Prudential Securities. This experience inspired Jim to pursue a career in the financial industry. He attended Missouri State University, where he majored in finance and minored in economics, and took a second internship at Merrill Lynch.
Upon graduation, he joined Merrill full time, spending the next 24 years there. He proudly joined Morgan Stanley in 2019 as a Sports and Entertainment Director, which is a rare designation. Jim has built a successful career educating and advising clients on how to better understand and manage their total financial picture. He believes investing should be based on a strategy that is easy to understand and easy to implement. Through a goals-based process and world class resources, Jim works diligently to provide clients with clarity and confidence about their finances so they can invest their time in the people and activities that bring their lives joy.
Jim currently lives in Upper Saddle River, New Jersey, with his wife, Allisen, and their two children, Madison and Ryan. Outside of the office, he enjoys coaching the Palisades Predators youth ice hockey team. His favorite leisure activities include traveling, attending sports events and trying new restaurants.
Growing up in St. Louis, Jim was always intrigued by the stock market and the power of investing. At the age of 15, he put his passion for finance to work, starting an internship at Prudential Securities. This experience inspired Jim to pursue a career in the financial industry. He attended Missouri State University, where he majored in finance and minored in economics, and took a second internship at Merrill Lynch.
Upon graduation, he joined Merrill full time, spending the next 24 years there. He proudly joined Morgan Stanley in 2019 as a Sports and Entertainment Director, which is a rare designation. Jim has built a successful career educating and advising clients on how to better understand and manage their total financial picture. He believes investing should be based on a strategy that is easy to understand and easy to implement. Through a goals-based process and world class resources, Jim works diligently to provide clients with clarity and confidence about their finances so they can invest their time in the people and activities that bring their lives joy.
Jim currently lives in Upper Saddle River, New Jersey, with his wife, Allisen, and their two children, Madison and Ryan. Outside of the office, he enjoys coaching the Palisades Predators youth ice hockey team. His favorite leisure activities include traveling, attending sports events and trying new restaurants.
Securities Agent: CO, NY, OR, TN, NJ, NH, DC, UT, DE, MD, MA, IL, GA, PA, CA, TX, FL, WA, RI, MI, KY, VA, NC, MO, MN, CT, OK, AZ, SC, OH; General Securities Representative; Investment Advisor Representative
NMLS#: 578248
NMLS#: 578248
About Jaslinne Lopez
As a Wealth Management Associate at The Graves Group, Jaslinne focuses on building strong client relationships and providing excellent service. She not only understands how to address each client’s concerns, she knows how to anticipate them as well.
With more than 15 years of industry experience, Jaslinne is committed to providing each client with the highest level of personal service and integrity, as she provides a wide range of administrative and operational services. Her primary responsibilities include onboarding new clients, preparing performance reports, executing trade orders, and helping clients manage their personal, business and cash management accounts.
Jaslinne began her career in financial services at Citi Personal Wealth Management as a Client Service Associate in 2006. After six years there, she joined Merrill Lynch as a Registered Client Service Associate, where she met Jim Graves. Jaslinne has been an integral member of The Graves Group ever since. She joined Morgan Stanley when Jim moved his practice to the global wealth management firm in 2019. Jaslinne holds her Series 7 and 66 FINRA registrations and maintains her New York Real Estate license.
Originally from Manhattan, Jaslinne now calls Westchester her home, where she lives with her husband and two children. Outside of the office, Jaslinne enjoys tennis, reading, writing and traveling.
With more than 15 years of industry experience, Jaslinne is committed to providing each client with the highest level of personal service and integrity, as she provides a wide range of administrative and operational services. Her primary responsibilities include onboarding new clients, preparing performance reports, executing trade orders, and helping clients manage their personal, business and cash management accounts.
Jaslinne began her career in financial services at Citi Personal Wealth Management as a Client Service Associate in 2006. After six years there, she joined Merrill Lynch as a Registered Client Service Associate, where she met Jim Graves. Jaslinne has been an integral member of The Graves Group ever since. She joined Morgan Stanley when Jim moved his practice to the global wealth management firm in 2019. Jaslinne holds her Series 7 and 66 FINRA registrations and maintains her New York Real Estate license.
Originally from Manhattan, Jaslinne now calls Westchester her home, where she lives with her husband and two children. Outside of the office, Jaslinne enjoys tennis, reading, writing and traveling.
Contact Jim Graves
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Wealth Management for Athletes and Entertainers
Understanding the unique financial challenges of athletes and entertainers and how they differ from one profession to the next, we deliver the experience and resources you need to help create and implement a comprehensive, multigenerational wealth management plan based on your needs, values and aspirations.
- Investment Management
- Wealth Transfer & Philanthropy
- Private Banking Solutions
- Family Governance & Wealth Education
- Lifestyle Advisory
Ready to start a conversation? Contact The Graves Group today.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
3Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
6Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
10Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
3Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
4When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
6Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
10Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
