The Genesis Group at Morgan Stanley

Sergio, Senior Vice President of Investments, started his financial services career in 2003 in the hedge fund industry as a research analyst. In 2009, he was recruited by Morgan Stanley, where he now focuses on portfolio management and financial planning for high-net-worth individuals and family offices. As a Portfolio Management Director, his focus is portfolio construction across equities, fixed income, hedge funds, structured notes and private equity. Sergio’s clients are successful business owners, corporate executives, retirees and international investors.

He loves his job and strategizing with team members daily.

He received his B.A. in economics from City University of New York.
Sergio currently resides in the village of Garden City with his wife and daughter. He is the Garden City Turkey Trot Treasurer.

Sergio starts his day at 5AM which consist of weightlifting, running and reading market news. He has completed 3 marathons and over 20 half marathons. In his free time, he enjoys to travel and attend his daughter’s competitive lacrosse games and other sports.

Keith is a Certified Financial Planner^® and Retirement Income Certified Professional.^® Keith began his financial advisory practice in 1984 and has helped guide clients and their families through some of the most difficult and volatile periods in financial market history. Keith works with a select group of successful small business owners, professionals and their families. Many of which enjoy a work optional lifestyle.

Keith develops wholistic, custom strategies designed to address each client’s unique needs. In many cases, these are designed to: preserve wealth, replace income, mitigate taxes, take care of heirs, make sure assets are not unjustly taken and to institute charitable giving programs.

Keith graduated from Marist College with a B.S. in accounting and currently resides in the village of Garden City with his wife and two children.

Keith is a member of the Garden City Planning Commission and enjoys snowboarding, white water rafting and road trips with the family.

Andrea has been in the financial industry for over 36 years. In 2009, Andrea came to Morgan Stanley because one of her greatest joys is helping her clients succeed.

Clients have described Andrea as concerned, informed and caring.

Andrea has had great success helping women discover financial independence. She works with families and individuals on generational investing and generational wealth throughout a life cycle; which has led to multi-generational relationships including baby boomers, generation X, and millennials.

Andrea is a graduate of Tufts University with B.A. in English and French. Andrea volunteers at her local food bank and delivers meals. She also is involved in animal rescue for both dogs and cats.

In her free time, Andrea is an avid tennis player and enjoys the outdoors, especially hiking and biking. She has two grown children, aged 30 and 28 that she loves dearly. Her cat named Tiger is a trusted companion.

Alan brings over 20 years of experience to the team around capital markets, investing and real estate. Alan focuses on working with real estate professionals, business owners and business executives.

Alan earned the prestigious, Lending Specialist designation, due to his pronounced success in real estate and lending solutions. Alan further helps his clients by identifying their goals and finding solutions for retirement planning, investment strategies and creating strategies around liquidity and financing.

Alan was also named to Morgan Stanley's prestigious *2024 Master's Club, a group of the Firm's successful Financial Advisors acknowledging the dedication he has to clients while providing a wide range of services.

Alan received his B.S from NYU College of Business and Public Administration and his M.P.A from NYU Graduate School of Public Administration.


*Morgan Stanley Wealth Management Master's Club members must meet a number of criteria including performance, conduct and compliance standards, revenue, length of experience and asset under supervision.
Masters Club membership is no guarantee of future performance.

Bill, Senior Vice President of Investments and Senior Portfolio Manager, has been with Morgan Stanley for over twenty-five years. As a seasoned professional with a keen understanding of global markets, his ability to react to today’s fast moving, often volatile market conditions, makes him uniquely attuned to his client’s short and long term goals. He specializes in holistic planning, crafting portfolios which balance wealth building along with retirement and estate planning.

Outstanding service is the hallmark of Bill’s financial philosophy. He understands that while wealth building is often where a new client begins a conversation, it is the long-term goals, funding children’s education, saving for a second or even third home, building a substantial retirement fund, that provides the basis for a decades long, successful partnership between client and financial planner.

Many of Bill’s clients have been with him since his beginnings on Wall Street, when he specialized in equity trading at Lehman Brothers. From that unique focus, Bill has expanded to multi-generational family accounts, serving not only children but now the grandchildren of many of his first clients. By utilizing the global scope of Morgan Stanley’s resources, Bill is uniquely qualified to help you reach your financial goals while providing you with the ultimate in client satisfaction.

Ken has been in the business for over 25 years. His focus is on the Employee Retirement Income Security Act market, with a primary emphasis on 401(k) plans. He assists clients who are seeking a fiduciary review of their current retirement plan. Additionally, he works with clients that are seeking proposals, with the intention of changing their plan provider. His typical plan size is in excess of $100 million, including both the private and public sector.

He also works closely with board members, who are seeking advice on their personal wealth, by leveraging his team’s extensive resources and diligent wealth management process.

Ken also manages the team’s burgeoning and successful relationship with the E*TRADE.

This effort has resulted in the team raising over $70 million dollars, through the first half of 2023.

Ken is dedicated to fitness, having competed in over two dozen triathlons. He is also an avid surfer. In his free time, he coaches youth lacrosse. He is a graduate of UNC, where he played lacrosse. His four children all played Lacrosse at the college level.

Matt has been with Morgan Stanley since 2018, where he finished amongst the top of his peers through the Morgan Stanley program.

He received the Workplace Advisor-Equity Compensation designation from success in working with corporate executives who receive Restricted Stock Units, Performance Stock Units, Non-Qualified Options, Incentive Stock Options, and other equity awards as part of their compensation. Many of these conversations revolve around tax implications for different strategies of exercising, selling, buying, or holding their equity awards.

He was also named to Morgan Stanley's prestigious *2024 Pacesetter's Club, a group of the Firm's successful Financial Advisors acknowledging the dedication he has to clients while providing a wide range of services.

With his Financial Planning Specialist designation, Matt approaches client conversations holistically and takes many factors into consideration before recommendations; Income, Retirement Targets, Assets, Liabilities & Debt, Estate Plans, to name a few. He works diligently to help sustain a client’s success so they can pursue their personal ambitions & utilizes the multitude of resources at Morgan Stanley to deliver the best possible outcome for a client.

He is a former competitive athlete of lacrosse, rugby, wrestling, jiujitsu, and football. He received his B.A. from Coastal Carolina University, where he graduated magna cum laude.

Today, Matt enjoys; golf, tennis, pickleball, focusing on health & wellness, and spending time with his dog, Hunter. He currently resides in The Landing, Glen Cove, with his wife.”


*Morgan Stanley Wealth Management Pacesetter's Club members must meet a number of criteria including performance, conduct and compliance standards, revenue, length of experience and asset under supervision.
Pacesetter's Club membership is no guarantee of future performance.

Jenna started her career in the financial services industry in 2016 as a client service associate. She joined Morgan Stanley in 2019 as a Financial Advisor. She focuses on goals-based financial planning for high-net-worth individuals.

Jenna received her Bachelor of Arts from the University at Buffalo. She currently holds her Series 7 and 66 Licenses.

In her free time, Jenna enjoys travelling and spending time with family and friends. She currently resides on the Upper West Side of New York City with her husband, Randy. They have a 1 year old daughter, Sloane, and a newborn daughter, Noa.

Jesse is a Financial Advisor and member of The Genesis Group at Morgan Stanley. His central concentration is overseeing the day-to-day operations of the team and clients’ accounts to ensure the quality of our field services. He is passionate about helping clients clarify their financial goals, and ensuring the appropriate financial planning and investment strategies are in place. He provides personalized and tailored wealth management solutions to ultra-high net worth families and individuals.

Jesse was also named to Morgan Stanley's prestigious 2024 Pacesetter's Club, a group of the Firm's successful Financial Advisors acknowledging the dedication he has to clients while providing a wide range of services.

Prior to joining Morgan Stanley, Jesse worked as senior sales associate for Hermes of Manhasset NY. He is a graduate of Hofstra University where we received his B.B.A in Finance. In his free time, Jesse is an avid golfer and pickleball player.


*Morgan Stanley Wealth Management Pacesetter's Club members must meet a number of criteria including performance, conduct and compliance standards, revenue, length of experience and asset under supervision.
Pacesetter's Club membership is no guarantee of future performance.

Kathryn McLam is a Client Service Associate with The Genesis Group at Morgan Stanley.
Kate has become a vital member of team since joining in 2024. She works closely with clients in the overall management of account administration, special projects, and complex administrative, operational, and technical issues that often involve sophisticated techniques and business structures.
Kate is a recent graduate of Franklin & Marshall College where she was twice named to the Centennial Conference Academic Honor Roll as well as being a key part of the Women’s Championship Lacrosse Team.