About Richard Fromstein
Rich Fromstein has a lifetime of experience with entrepreneurship, having run businesses and sales operations, and has been a Morgan Stanley advisor since 1996. His clientele centers on entrepreneurial families, private business owners and managers, and ownership-minded professional people. His mission is to lead clients to financial satisfaction through management of risks and opportunities. Rich is a studied investor who believes that education and research are essential to his task.
His clientele has brought him into contact with several specialized areas, including Rule 144 securities, company retirement plans and stock purchase plans. A two-time business owner, he understands the challenging emotions of investing just as well as the guts of business and finance.
Recently, a wave of late-life needs from his clientele has led to an emphasis on family account consolidations. Rich values the teamwork of having a seat at the family planning table.
Rich is committed to his community's passions as well. Having accepted many community service positions over the years, he has established a track record in education, social service, and youth sports campaigns.
Areas of focus: Asset Allocation, access to Portfolio Management, Retirement Plans, Rule 144 Securities, Family Account Consolidation, Late-Life Needs, Financial Planning.
Securities Agent: OR, RI, IL, CA, CO, IA, MD, NC, NJ, PA, MS, WI, IN, MN, SC, TX, AZ, ME, FL, DC, WA, VA, NY, MA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1279420