Ben Fagerlind, CPWA®
Vice President, Wealth Management, Financial Advisor
Phone:
(425) 202-1991(425) 202-1991
The FG Group at Morgan Stanley
Direct:
(425) 202-1991(425) 202-1991
Our Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
Our Story and Services
As your Financial Advisors, we can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together we can help you to preserve and grow your wealth. You’ll have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
WHO WE SERVE
As a specialized financial advisory team, we provide tailored guidance and strategic wealth management solutions for corporate executives, founders and entrepreneurs operating within the dynamic sectors of technology, media, and entertainment. Our deep understanding of the unique challenges and opportunities in these industries allows us to craft highly customized plans that align with our clients' personal and professional goals by thinking outside of the box.
You're Unique, We Know Why
From your variable income streams to your taxes, from your obligations to your aspirations, "typical" is not part of your vocabulary. You need distinctive financial strategies that match your lifestyle and career trajectory.
Concentrated Experience in Capable Hands
Our organization was developed to respond to the specific needs of technology, media and entertainment professionals at every stage of their careers. We understand your unique financial opportunities and challenges.
Tailored Advice to Meet Your Objectives
You can leverage us and the vast resources of Morgan Stanley to address any objective, from building and preserving wealth, to starting a philanthropic foundation, to expanding your brand. Whatever aspirations you may have for yourself and your family, we present strategies, products, and services customized to help you reach your goals, your way.
The Power of a Team
We will routinely work in partnership with other trusted advisors to guide financial decision-making. We support and respect your personal confidants, combining our strengths to help you succeed.
PURSUING YOUR GOALS, TOGETHER
Managing family wealth is like running a company - you need a strategy to help manage assets and mitigate risks. Bridging the gap between private wealth and investment management services, we work with owners and founders striving to accelerate growth and develop robust succession plans. We help manage the entire process by leveraging some of the top research and investment management resources in the industry.
Equity Award Analysis
Equity awards are a recognition of hard work. Leveraging an innovative analysis platform, our team provides strategy and perspective to help your leaders maximize the impact of their equity.
Pre-Liquidity Planning
If your company is going through a liquidity event, some advance planning on your part may help you get the most out of your equity compensation.
Qualified Small Business Stock
The Qualified Small Business Stock exclusion provides owners of eligible companies with a tax exclusion for some (or all) of the realized gains on the sale of their stock.
Executive Financial Services
Empower your leaders to manage their equity compensation and complex financial needs with a dedicated Executive Services Relationship Manager.
10b5-1 Plans
As a corporate executive, you may be aware of material non-public information at any time and can also face company-imposed quarterly or specific blackout periods restricting market access to trading your company stock. A 10b5-1 plan is designed to address these issues. By utilizing a 10b5-1 plan, you can gain an affirmative defense against claims of insider trading. Your plan can include tailored trading schedules that coordinates with your personal need for liquidity and your own timing requirements.
Family Office Resources
Morgan Stanley Family Office Resources provides specialized, technical expertise to select clients across a broad range of family wealth management issues. Our core capabilities span three complimentary areas of focus including Governance & Legacy, Wealth Strategies and Signature Access.
WHY MORGAN STANLEY
At Morgan Stanley Wealth Management, exclusive access to vast resources, combined with our unique capabilities, gives me the means to support your goals at every stage in your life.
Advice and Solutions
Our clients benefit from access to the intellectual capital of our Global Investment Committee, a group of leading market thinkers uniquely dedicated to providing high-quality, industry-leading investment ideas to Wealth Management clients.
Morgan Stanley at Work
Whether you're a global corporation or a growing start-up, we understand your needs and offer tailored solutions and technology to help meet them.
Financial Planning
Morgan Stanley Financial Planning can show you a single, comprehensive snapshot of your finances. We can help you create a wealth plan that's adaptable to the different stages of your life using our award-winning tools- Goals Planning System (GPS) and LifeView.
Managing Concentrated Equity Positions
For many, equity in their company is an important piece of their full financial picture and since everyone's situation is unique, we can help create a plan that caters specifically to your needs and goals.
Lending and Cash Management
We recognize that clients and their families have unique needs that require dedicated experience and capabilities. Our goal is to help simplify your financial life with a combination of cash management and lending solutions designed to complement your investment strategy and support your financial goals.
Cybersecurity
Your security is our top priority. Morgan Stanley proactively defends our systems and monitors our digital landscapes to anticipate issues before they arise and responds appropriately when they do. The Firm is actively supporting a multitude of layers of security. Read more about the cybersecurity resources used by the firm below.
VALUABLE TOOLS AND RESEARCH
It has never been more important to have a financial plan in place to get you to where you want to be. To help stay up to date on the broader economy as well as with personal finance best practices, we have provided some resources below to help you to get started.
Thoughts on the Market Podcast
With perspectives on the forces shaping the market, join Morgan Stanley's top analysts and strategists as they discuss a variety of viewpoints regarding the latest trends in the financial marketplace.
On The Markets Research Report
Detailed market commentary from Morgan Stanley's thought leaders on topics such as global equities, fixed income, monetary policy and more.
GIC Weekly Research Report
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.
Wealth and Estate Planning Video Series
Explore a series of educational videos covering topics such as Foundational Estate Planning Documents, Estate & Gift Taxes, Grantor Retained Annuity Trusts (GRATs), Irrevocable Life Insurance Trusts and more.
Location
9665 Wilshire Blvd, Suite 600
Beverly Hills, CA 90212
US
Direct:
(425) 202-1991(425) 202-1991
4000 Carillon Point
Suite 600
Kirkland, WA 98033
US
Meet The FG Group
Benjamin Goebert, CRPC®
Vice President, Wealth Management, Financial Advisor
Phone:
(310) 285-4872(310) 285-4872
About Me
As a founding member of The FG Group, Ben coordinates complex financial strategies and comprehensive wealth plans for a diverse range of clients, including high net worth individuals and their families, entrepreneurs, business owners and attorneys.
Ben leverages his synergistic background in both private banking and wealth advisory services to provide guidance across all aspects of his clients' financial needs. He leverages the full scope of Morgan Stanley products to help manage both sides of the balance sheet and provide appropriate strategies for an array of needs—investment management, lending solutions, trust and estate planning strategy and more. With over 20 years of wealth management experience, Ben brings extensive background and thought leadership to his practice. He is committed to nurturing strong relationships and strives to build a deep level of trust.
A native of Iowa, Ben began his financial services career at The Northern Trust Company in Chicago, serving the private banking and wealth advisory needs of ultra-highnet- worth families. He joined Deutsche Bank Alex Brown as a Client Advisor and was a Senior Private Banker at City National Bank. Ben was at Merrill Lynch for five years before joining J.P. Morgan in 2018. In 2025, Ben moved to Morgan Stanley with his team. He is pleased to offer clients the security of the firm's fortress balance sheet and the breadth of its global investment platforms.
Ben is a graduate of the University of Iowa, where he received B.B.A. degrees from the Tippie College of Business, in both Finance and Management. He holds the Certified Private Wealth Advisor® certification (CPWA), an advanced credential that focuses on every phase of wealth—accumulation, preservation and distribution. This designation positions advisors to develop strategies that are designed to help minimize tax impacts, monetize and protect assets, maximize growth and prepare for the transfer of wealth.
As residents of Issaquah, WA, Ben and his children, Charlotte and Dominic, take advantage of all that the Pacific Northwest has to offer. Together, they enjoy boating, biking, golfing and skiing.
Ben holds a deep interest in philanthropy and is a Board Trustee of the Issaquah Schools Foundation, whose focus is on providing programs that help students build academic foundations, explore limitless opportunities, and launch successfully into the future.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Ben leverages his synergistic background in both private banking and wealth advisory services to provide guidance across all aspects of his clients' financial needs. He leverages the full scope of Morgan Stanley products to help manage both sides of the balance sheet and provide appropriate strategies for an array of needs—investment management, lending solutions, trust and estate planning strategy and more. With over 20 years of wealth management experience, Ben brings extensive background and thought leadership to his practice. He is committed to nurturing strong relationships and strives to build a deep level of trust.
A native of Iowa, Ben began his financial services career at The Northern Trust Company in Chicago, serving the private banking and wealth advisory needs of ultra-highnet- worth families. He joined Deutsche Bank Alex Brown as a Client Advisor and was a Senior Private Banker at City National Bank. Ben was at Merrill Lynch for five years before joining J.P. Morgan in 2018. In 2025, Ben moved to Morgan Stanley with his team. He is pleased to offer clients the security of the firm's fortress balance sheet and the breadth of its global investment platforms.
Ben is a graduate of the University of Iowa, where he received B.B.A. degrees from the Tippie College of Business, in both Finance and Management. He holds the Certified Private Wealth Advisor® certification (CPWA), an advanced credential that focuses on every phase of wealth—accumulation, preservation and distribution. This designation positions advisors to develop strategies that are designed to help minimize tax impacts, monetize and protect assets, maximize growth and prepare for the transfer of wealth.
As residents of Issaquah, WA, Ben and his children, Charlotte and Dominic, take advantage of all that the Pacific Northwest has to offer. Together, they enjoy boating, biking, golfing and skiing.
Ben holds a deep interest in philanthropy and is a Board Trustee of the Issaquah Schools Foundation, whose focus is on providing programs that help students build academic foundations, explore limitless opportunities, and launch successfully into the future.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Securities Agent: WA, MD, WI, RI, OH, GA, MA, IL, CO, TN, OR, AZ, NC, MO, CA, VA, UT, TX, NY, ME, IA, FL, CT, NJ, MI, DC, SC, NV; General Securities Representative; Investment Advisor Representative
NMLS#: 589416
NMLS#: 589416
About Me
Ben is a founding member of The FG Group and serves a specialized group of executives, founders and entrepreneurs in the technology, media and entertainment industries. He delivers a range of portfolio management and goals-based wealth planning services to align with his clients' short- and long-term objectives.
Ben's engaging manner equips him to relate to a younger generation of wealth whose values and concerns he shares. He helps educate them on various areas of portfolio and wealth management as well as lending and banking to help add value to both sides of the balance sheet. He is dedicated to building and fostering trusted relationships conveyed with a boutique-quality experience that reflects his in-depth knowledge of wealth and investment management.
In a career that spans nearly two decades, Ben's financial services experience encompasses advisory and consulting roles at Commerce One, TD Ameritrade and Merrill Lynch. He co-founded the team in 2014, which transitioned to J.P. Morgan in 2018 before moving to Morgan Stanley in 2025.
Ben is an alumnus of the Windward School in Mar Vista and graduated from Northeastern University, earning a B.S. in International Business with concentrations in Finance and Spanish. As part of his academic program, he spent one year at ICADE Business School of Comillas Pontifical University in Madrid.
Ben has lived on both the East and West coasts, as well as in Mexico and Spain, and is fluent in Spanish. He now resides in Mar Vista with his wife, Jessica, and their young children, Ryder and Chloe. In his free time, Ben enjoys cooking, traveling and rooting for the Dodgers, Lakers and Arsenal.
Ben's engaging manner equips him to relate to a younger generation of wealth whose values and concerns he shares. He helps educate them on various areas of portfolio and wealth management as well as lending and banking to help add value to both sides of the balance sheet. He is dedicated to building and fostering trusted relationships conveyed with a boutique-quality experience that reflects his in-depth knowledge of wealth and investment management.
In a career that spans nearly two decades, Ben's financial services experience encompasses advisory and consulting roles at Commerce One, TD Ameritrade and Merrill Lynch. He co-founded the team in 2014, which transitioned to J.P. Morgan in 2018 before moving to Morgan Stanley in 2025.
Ben is an alumnus of the Windward School in Mar Vista and graduated from Northeastern University, earning a B.S. in International Business with concentrations in Finance and Spanish. As part of his academic program, he spent one year at ICADE Business School of Comillas Pontifical University in Madrid.
Ben has lived on both the East and West coasts, as well as in Mexico and Spain, and is fluent in Spanish. He now resides in Mar Vista with his wife, Jessica, and their young children, Ryder and Chloe. In his free time, Ben enjoys cooking, traveling and rooting for the Dodgers, Lakers and Arsenal.
Securities Agent: MD, ME, HI, FL, CT, OR, DC, CA, IL, GA, CO, AZ, TX, OH, WA, UT, MO, IA, VA, MA, WI, TN, RI, NJ, MI, NY, NV, SC, NC; General Securities Representative; Investment Advisor Representative
NMLS#: 1010757
NMLS#: 1010757
Contact Ben Fagerlind
Contact Benjamin Goebert
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact The FG Group today.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
