Gary E. Johnston
Senior Vice President, Wealth Management, Financial Advisor, Portfolio Management Director
Phone:
(541) 341-3446(541) 341-3446
The Dimensional Group at Morgan Stanley
Direct:
(541) 485-1111(541) 485-1111
Toll-Free:
(888) 791-4440(888) 791-4440
Our Mission Statement
Improving Generational Opportunities For Our Clients By Delivering A
Multi-Dimensional Approach To Wealth Management
Multi-Dimensional Approach To Wealth Management
The Dimensional Group
Managing wealth involves far more than managing an investment portfolio. It begins with developing a holistic, comprehensive understanding of who you are and the financial forces at work in your life. It means helping you understand and respond effectively to these forces. And, of course, it means helping you invest your assets in a way that reflects the realities of your life and the uniqueness of your long term goals.As Financial Advisors, we are committed to building a relationship of trust in which we can work closely with you to help you define your objectives, explore alternatives and choose the financial and investment strategies that are most appropriate for you. As our relationship evolves,we hope you will come to regard us as a valued resource and professionals who can help you make a more informed decision on any financial issue.Our most important goal: to help you achieve your objectives, providing guidance that helps your wealth do more for you.
Services Include
- Professional Portfolio ManagementFootnote1
- Wealth ManagementFootnote2
- Alternative InvestmentsFootnote3
- Business PlanningFootnote4
- Cash ManagementFootnote5
- Estate Planning StrategiesFootnote6
- Financial PlanningFootnote7
- Trust Services*
- Philanthropic ManagementFootnote8
- Cash Management and Lending ProductsFootnote9
- Business Succession PlanningFootnote10
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Working With You
Affluence is a blessing but managing it can be a challenge. Striving to preserve your wealth for your family’s future and building a legacy that last generations can be a complex mission. Combining our own experience with the global resources of Morgan Stanley we can create and implement a comprehensive strategy designed to help you address many dimensions of your financial life.
Our Dimensional Process focuses on what matters to you, and our core philosophies regarding your financial lives.
These four steps were developed to help achieve that goal:
Our Dimensional Process focuses on what matters to you, and our core philosophies regarding your financial lives.
These four steps were developed to help achieve that goal:
Trust and Estate Planning Strategies
We will work closely with your legal advisors to help ensure that your heirs are provided for, protected and prepared to assume their roles in family’s future.
Disclosures:
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
Disclosures:
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
Cash Management
Managing cash flow can help provide your family the ability to identify if you are on track towards your goals for the lifestyles you wish today and in the future.
Disclosures:
"Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY"
Disclosures:
"Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY"
Legacy Planning
Family-governance and philanthropic efforts can promote a continuing shared mission and can help ensure you pass along your values as well as your wealth.
Wealth Managment
Combining traditional tools and innovative strategies can help you build a foundation for your family’s finances.
Family Stewardship
We strive to be a resource for your family planning needs, from wealth education and college planning to home buying and marital finances.
Tax Management Strategies
Focusing on managing potential tax implications for you and your heirs, while seeking to maximize the societal impact of your charitable giving.
Disclosures:
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning or other legal matters.
Disclosures:
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning or other legal matters.
Risk Management Strategies
There’s more to protecting your family and wealth than just comprehensive investing. Life, health, long term care, disability and business coverages can help you prepare for the unexpected.
Disclosures:
Life insurance, disability income insurance, annuities, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Disclosures:
Life insurance, disability income insurance, annuities, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
The complexities of affluence
Affluence can often generate more family questions than answers. Issues which once may have been simple money matters can become complex, multi layered situations involving family values, sibling rivalry, parenting styles and generational differences as well as financial choices. And how you answer these questions can potentially impact not just the future of your wealth but the long-term health of your family.
• How much of your wealth do you want your heirs to inherit, and are they prepared intellectually and emotionally to manage it?
• Are your children and grandchildren uncomfortable with the fact of your wealth or its source?
• How should you define fairness when passing wealth to your heirs?
• How can you be sure your wealth can help empower your children rather than inhibits their own ambitions?
• How can you seek to Preserve wealth and unity?
Our team understands the complexities that can come with managing wealth. That is why we focus on being a long-term resource and our Dimensional Process aims to help support you in navigating both the financial and emotional challenges that significant wealth may bring. In the process, we focus on helping you strive to preserve your family unity as well as wealth.
• We can review your existing trust, tax and estate plans to help make sure they reflect your family’s values.
• We can structure and lead family meetings to help you create family mission statements, governance structures and documents.
• We can implement family wealth education plans and help you create strategies to address the needs of a challenged or troubled family member.
Disclosures:
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning or other legal matters.
• How much of your wealth do you want your heirs to inherit, and are they prepared intellectually and emotionally to manage it?
• Are your children and grandchildren uncomfortable with the fact of your wealth or its source?
• How should you define fairness when passing wealth to your heirs?
• How can you be sure your wealth can help empower your children rather than inhibits their own ambitions?
• How can you seek to Preserve wealth and unity?
Our team understands the complexities that can come with managing wealth. That is why we focus on being a long-term resource and our Dimensional Process aims to help support you in navigating both the financial and emotional challenges that significant wealth may bring. In the process, we focus on helping you strive to preserve your family unity as well as wealth.
• We can review your existing trust, tax and estate plans to help make sure they reflect your family’s values.
• We can structure and lead family meetings to help you create family mission statements, governance structures and documents.
• We can implement family wealth education plans and help you create strategies to address the needs of a challenged or troubled family member.
Disclosures:
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third‐party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trusts, estate planning, charitable giving, philanthropic planning or other legal matters.
Media & Research
Morgan Stanley provides clients with resources meant to transform complex financial analysis and research into concise and easily digestible content. The links below offer insight into the modern market and economic landscape.
Weighing the business vs the personal
For the owner of a successful business, many decisions can have personal as well as business implications. We believe our Dimensional Process can help you weigh both elements of your financial life when making decisions. We can help you consider the short-term business impact versus the long-term personal impact of options. Our experience, backed by the resources of Morgan Stanley can help address both sides of your wealth equation.
• How can you sell your business and use the proceeds to finance a new venture or seek to solidify your own future?
• Alternatively, how can you leverage your business to help fund your retirement while still passing it along to a family member?
• What can you do if only one of your children wants to continue the business?
• What if all of your children want to benefit, but none want to take over?
• How can you sell your business and use the proceeds to finance a new venture or seek to solidify your own future?
• Alternatively, how can you leverage your business to help fund your retirement while still passing it along to a family member?
• What can you do if only one of your children wants to continue the business?
• What if all of your children want to benefit, but none want to take over?
Liquidity events and succession planning
With so much of your family wealth and legacy tied up with your business it is vital to examine all your options and explore the potential impact on every dimension of your financial life.
• We can help you explore both private—Strategic Client Group/Investment Bank—and public—IPO--sales options.
• We can help you evaluate various strategies to understand the pros and cons of each depending on your goals and timing for exit.,
• We can also help you evaluate potential cash flow needs, post-sale career options, and various succession plans.
Finally, we can help you establish a process to evaluate the next generation of leadership and help them understand your family’s shared set of values such as philanthropic efforts.
• We can help you explore both private—Strategic Client Group/Investment Bank—and public—IPO--sales options.
• We can help you evaluate various strategies to understand the pros and cons of each depending on your goals and timing for exit.,
• We can also help you evaluate potential cash flow needs, post-sale career options, and various succession plans.
Finally, we can help you establish a process to evaluate the next generation of leadership and help them understand your family’s shared set of values such as philanthropic efforts.
At Morgan Stanley, we provide clients with resources meant to transform complex financial analysis and research into concise and easily digestible content. The links below offer insight into the modern market and economic landscape.
Morgan Stanley Online
Morgan Stanley Online (MSO) gives users the view of their account balance and activity, and also encompasses a suite of features that allow you to manage your everyday finances. From paying bills and sending money to transferring funds and authorizing transactions.
Morgan Stanley Online
Total Wealth View
Total Wealth View gives you the ability to view all of your assets together and provides the opportunity to advise on your Morgan Stanley accounts with your entire financial picture in mind.
Total Wealth ViewLocation
975 Oak Street
Suite 300
Eugene, OR 97401
US
Direct:
(541) 485-1111(541) 485-1111
Toll-Free:
(888) 791-4440(888) 791-4440
4800 SW Meadows Rd
Ste 400
Lake Oswego, OR 97035
US
Direct:
(503) 534-3421(503) 534-3421
Meet The Dimensional Group
David E. Anderson
Vice President, Financial Advisor, Family Wealth Advisor
Phone:
(541) 465-1441(541) 465-1441
Adam M. Anderson
First Vice President, Financial Advisor, Portfolio Management Director
Phone:
(503) 534-3421(503) 534-3421
Spencer Stark, CFP®, CEPA®
Financial Advisor
Phone:
(541) 341-3449(541) 341-3449
Alicia B. Heer
Registered Client Service Associate
Phone:
(541) 341-3448(541) 341-3448
About Gary E. Johnston
Gary Johnston’s goal is to keep clients centered between being optimistic or pessimistic about their finances. With more than 30 years of experience in the financial services industry Gary has helped multiple generations navigate many different economic cycles. He focuses on supporting clients and their goals through comprehensive wealth management and asset allocation strategies designed to help clients navigate volatility while also seeking to generate income. Gary’s prudence stems from his Alaska roots. He believes comprehensive planning can help clients weather a challenging financial winter.
Gary left Alaska to attend the University of Oregon and has never looked back. He subsequently earned his MBA from Portland State University. Gary began his financial services career with U.S. Bank in 1993. He joined Morgan Stanley in 2009 and founded The Dimensional Group in 2014. Gary and his wife live in Eugene. Much to his chagrin, both his sons are attending Oregon State. When Gary isn’t rooting for the Ducks, he loves to ski and shoot clay.
Securities Agent: MN, CA, VA, TX, NY, NV, NE, ID, GA, AK, AZ, WA, MT, CO, OR, MI, FL, NM, MO, ME, IL, WI, UT, AR, PA, HI; General Securities Representative; Investment Advisor Representative
NMLS#: 1278914
Disclosures:
Asset allocation and diversification do not guarantee a profit or protect against a loss in a declining financial market.
Gary left Alaska to attend the University of Oregon and has never looked back. He subsequently earned his MBA from Portland State University. Gary began his financial services career with U.S. Bank in 1993. He joined Morgan Stanley in 2009 and founded The Dimensional Group in 2014. Gary and his wife live in Eugene. Much to his chagrin, both his sons are attending Oregon State. When Gary isn’t rooting for the Ducks, he loves to ski and shoot clay.
Securities Agent: MN, CA, VA, TX, NY, NV, NE, ID, GA, AK, AZ, WA, MT, CO, OR, MI, FL, NM, MO, ME, IL, WI, UT, AR, PA, HI; General Securities Representative; Investment Advisor Representative
NMLS#: 1278914
Disclosures:
Asset allocation and diversification do not guarantee a profit or protect against a loss in a declining financial market.
Securities Agent: MN, CA, VA, TX, NY, NV, NE, ID, GA, AK, AZ, WA, MT, CO, OR, MI, FL, NM, MO, ME, IL, WI, UT, AR, PA, HI; General Securities Representative; Investment Advisor Representative
NMLS#: 1278914
NMLS#: 1278914
About David E. Anderson
David Anderson believes affluent families deserve a financial advisory approach that aims to integrate virtually all the elements of their financial lives into a comprehensive holistic plan. That’s why David joined Gary Johnston in founding The Dimensional Group in 2014, merging his own four decades of banking and trust experience with Gary’s capital markets background. Having worked in both the commercial and retail sides of banking, he focuses on helping to provide clients with strategies for both their business and personal needs, as well as the potential impact on subsequent generations.
David began working as a trainee with U.S Bank right out of high school and returned there after earning a degree from Western Oregon University and serving two years with the U.S. Marine Corps. He spent the next 44 years with U.S. Bank in business and consumer lending and management. David joined Morgan Stanley in 2014. He and his wife live in Eugene, and now that their son is away at Oregon State University, they are spending more time traveling and on the golf course.
Securities Agent: WA, AZ, MO, AR, WI, TX, FL, AK, HI, CA, ID, PA, NE, MT, MN, GA, VA, NY, NV, IL, UT, CO, OR, NM, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 520519
David began working as a trainee with U.S Bank right out of high school and returned there after earning a degree from Western Oregon University and serving two years with the U.S. Marine Corps. He spent the next 44 years with U.S. Bank in business and consumer lending and management. David joined Morgan Stanley in 2014. He and his wife live in Eugene, and now that their son is away at Oregon State University, they are spending more time traveling and on the golf course.
Securities Agent: WA, AZ, MO, AR, WI, TX, FL, AK, HI, CA, ID, PA, NE, MT, MN, GA, VA, NY, NV, IL, UT, CO, OR, NM, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 520519
Securities Agent: WA, AZ, MO, AR, WI, TX, FL, AK, HI, CA, ID, PA, NE, MT, MN, GA, VA, NY, NV, IL, UT, CO, OR, NM, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 520519
NMLS#: 520519
About Adam M. Anderson
Adam Anderson sees his role as being a dedicated financial advisor to an entire family and aims to help provide a voice of reason in what can be chaotic times. He feels fortunate to now be working with some of the third and fourth generations of his earliest clients’ families. Adam focuses on providing guidance to each generation through the many stages of their financial lives. Whether clients are Progressing from wealth accumulation, to retirement, to wealth transition and philanthropy, he focuses on helping clients seek to preserve their family’s values as well as their wealth. That guidance includes frequent, scheduled reviews to help maintain the ongoing dialog of the client-advisor relationship.
Adam moved to the Northwest right after graduating from Fort Hays State University in Kansas, along with his wife who is a Portland native. He began his 35-year financial services career with U.S. Bancorp, U.S. Bank’s investment division, in 1990. He joined Morgan Stanley and The Dimensional Group in 2017. Now that their three children have all graduated college, Adam and his wife have more time to pursue their interests in hiking, biking and RVing around the Northwest and Southwest areas of the U.S.
Securities Agent: MT, OR, MO, WI, NY, DC, NE, AK, PA, CA, NV, AR, SD, IL, UT, OK, OH, MN, HI, GA, WY, MI, FL, CO, TX, TN, WA, NM, ID, AZ, VA, SC, KS; BM/Supervisor; General Securities Representative; Investment Advisor Representative
NMLS#: 1847121
Adam moved to the Northwest right after graduating from Fort Hays State University in Kansas, along with his wife who is a Portland native. He began his 35-year financial services career with U.S. Bancorp, U.S. Bank’s investment division, in 1990. He joined Morgan Stanley and The Dimensional Group in 2017. Now that their three children have all graduated college, Adam and his wife have more time to pursue their interests in hiking, biking and RVing around the Northwest and Southwest areas of the U.S.
Securities Agent: MT, OR, MO, WI, NY, DC, NE, AK, PA, CA, NV, AR, SD, IL, UT, OK, OH, MN, HI, GA, WY, MI, FL, CO, TX, TN, WA, NM, ID, AZ, VA, SC, KS; BM/Supervisor; General Securities Representative; Investment Advisor Representative
NMLS#: 1847121
Securities Agent: MT, OR, MO, WI, NY, DC, NE, AK, PA, CA, NV, AR, SD, IL, UT, OK, OH, MN, HI, GA, WY, MI, FL, CO, TX, TN, WA, NM, ID, AZ, VA, SC, KS; BM/Supervisor; General Securities Representative; Investment Advisor Representative
NMLS#: 1847121
NMLS#: 1847121
About Spencer Stark
Spencer Stark believes that the most successful individuals have the discipline and basic knowledge to get their businesses and families close to achieving their aspirations. He often notices that most are just one or two elements away from reaching their goals, whether it’s advanced technical skills or experienced market insights. Spencer utilizes his CERTIFIED FINANCIAL PLANNER® training and experience with the goal to fully understand his clients’ needs and seeks to help provide those final elements. Utilizing the Dimensional Process, he aims to help you fit the pieces of your financial puzzle together. He believes that by asking comprehensive questions, he can help clients remain on track toward their financial goals. Spencer grew up in California and came to the Pacific Northwest to attend the University of Oregon, where he played football, appearing in the Rose Bowl and the 2015 National Championship game. After graduating in 2018 with a degree in Applied Mathematics he joined Morgan Stanley so he could combine his analytical skills with his love of helping people. Spencer spends most of his spare time with his fiancée and son, often mountain biking, snowboarding or skiing.
Securities Agent: TX, ID, IL, VA, OH, NV, MO, WA, OR, NC, HI, GA, CA, UT, FL, MT, MN, AK, PA, NE, AZ, SC, CO, AR, WI, NY, NM, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 1767243
CA Insurance License #: 4120992
Securities Agent: TX, ID, IL, VA, OH, NV, MO, WA, OR, NC, HI, GA, CA, UT, FL, MT, MN, AK, PA, NE, AZ, SC, CO, AR, WI, NY, NM, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 1767243
CA Insurance License #: 4120992
Securities Agent: TX, ID, IL, VA, OH, NV, MO, WA, OR, NC, HI, GA, CA, UT, FL, MT, MN, AK, PA, NE, AZ, SC, CO, AR, WI, NY, NM, MI; General Securities Representative; Investment Advisor Representative
NMLS#: 1767243
CA Insurance License #: 4120992
NMLS#: 1767243
CA Insurance License #: 4120992
About Alicia B. Heer
Alicia Heer enjoys getting to know clients and what is important to them, learning how she can help support them towards achieving their financial goals and helping with even the smallest details. She is dedicated to a client-first mindset, providing support with everyday needs. Alicia’s background in running a small business gives her insight into how personal and financial aspects can interact and believes they should be treated as two separate components of the same wealth advisory experience.
Alicia grew up in Eugene and graduated from the University of Oregon. After working in the banking industry, she and her husband launched their own business where she was responsible for operational and financial management as well as customer service and marketing. Alicia then joined a marketing agency where she focused on business development. She joined Morgan Stanley in 2021. Outside of work Alicia enjoys spending time with her husband and their three children.
Alicia grew up in Eugene and graduated from the University of Oregon. After working in the banking industry, she and her husband launched their own business where she was responsible for operational and financial management as well as customer service and marketing. Alicia then joined a marketing agency where she focused on business development. She joined Morgan Stanley in 2021. Outside of work Alicia enjoys spending time with her husband and their three children.
Contact Gary E. Johnston
Contact David E. Anderson
Contact Adam M. Anderson
Contact Spencer Stark
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Ian McCormick
Private Banker
About Ian McCormick
Ian McCormick is a Private Banker serving Morgan Stanley Wealth Management offices in Oregon.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Ian began his career in financial services in 2011, and joined Morgan Stanley in 2015 as a Private Banker. Prior to joining the firm, he was a Director of Business Development at Fort West. He also served as a Production Manager-Loan Officer at Churchill Mortgage.
Ian is a graduate of Oregon State University, where he received a Bachelor of Science in Finance. He lives in Portland, Oregon with his family. Outside of the office, Ian enjoys hunting, fishing, skiing and rafting.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Ian began his career in financial services in 2011, and joined Morgan Stanley in 2015 as a Private Banker. Prior to joining the firm, he was a Director of Business Development at Fort West. He also served as a Production Manager-Loan Officer at Churchill Mortgage.
Ian is a graduate of Oregon State University, where he received a Bachelor of Science in Finance. He lives in Portland, Oregon with his family. Outside of the office, Ian enjoys hunting, fishing, skiing and rafting.
NMLS#: 845310
Private Bankers, Ultra High Net Worth ("UHNW") Specialists, PBG Market Managers, Lending Advisors, Mortgage Consultants, Regional Mortgage Specialist, Cash Management Specialists, Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Wealth Management
From Our Team
Want to Keep More of Your Investment Returns? Consider These Tax Moves
Wealth Management
Global Investment Office
Portfolio Insights
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Dimensional Group today.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
3Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
8Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
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1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
3Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
8Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
