About Us

Services Include
  • Financial Planning1
  • Life Insurance2
  • Long Term Care Insurance3
  • Planning for Education Funding4
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

Experience

Each of us come from a rich financial services background, from trading and institutional money management, corporate financial analysis, consumer and business banking and lending, and - of course - personal and business financial planning and investment management. Our team finds its strength in its members' combined over-20 years of industry experience. Let us show you the difference we can make in your life today!

    Working With You

    Our approach is simple: Lead with financial planning. We find clients have often been led to believe value is only demonstrated by investment performance, which simply is not true. Our goal is to understand the hopes, fears, and obstacles of every client before ever presenting a solution. As we get to know each other, we will build trust through education and communication around life's most challenging situations. It is imperative to us our clients not only understand what we are doing, but how and why we are doing it. Our commitment to client service is what sets us apart. Call us and we will show you what you have been missing!

      Our Clients

      Our team works with a diverse group of individuals, families, and businesses to help achieve any goal at every phase of life. We do our best work with clients that bring challenging situations requiring comprehensive strategies and solutions. We value every relationship we are fortunate to have, and we are always looking for new clients with complex needs requiring in-depth financial planning. Whether you are a young professional with a family, trying to get a head start on ensuring your financial security; a soon-to-be retiree, looking for the assurance you will have enough money to live your life to the fullest; or a high-net-worth individual or family with robust planning and estate needs... We are here for you and any challenges you are experiencing. How can we assist you?

        Events

        Check back for our next exciting client event!

          Location

          221 East 4th St Atrium Two
          22 Fl
          Cincinnati, OH 45202
          US
          Direct:
          (513) 721-2000(513) 721-2000
          Toll-Free:
          (800) 659-6599(800) 659-6599

          Meet The CGM Group

          About Me

          Securities Agent: OH, VA, TX, RI, PA, NY, NC, MI, LA, KY, IN, IL, GA, FL, CO, CA; General Securities Representative; Investment Advisor Representative
          NMLS#: 981416

          About Me

          Securities Agent: OH, VA, RI, PA, NY, NC, MI, LA, KY, IN, IL, FL, CO, CA; General Securities Representative; Investment Advisor Representative
          NMLS#: 1632031
          Investment and Market Perspectives

          On the Markets

          Retirement

          Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
          • 401(k) Rollovers
          • IRA Plans
          • Retirement Income Strategies
          • Retirement Plan Participants
          • Annuities
          The Simple Six-Step Retirement Checkup

          The Simple Six-Step Retirement Checkup

          Given market volatility in 2018, checking in on your retirement plan may be one of the wisest New Year’s resolutions you can make.

          Investing

          Working closely with you to guide your wealth and investments through the most challenging market cycles.
          • Asset Management
          • Wealth Planning
          • Traditional Investments
          • Alternative Investments
          • Impact Investing
          Five Smart Strategies to Use a Bonus or Raise

          Five Smart Strategies to Use a Bonus or Raise

          Have extra money coming in? Here are ways to put your money to work for you now, so you can reap the rewards down the road.

          Family

          Creating customized financial strategies for the challenges that today's families face.
          • Estate Planning Strategies
          • 529 Plans / Education Savings Planning
          • Long Term Care Insurance
          • Special Needs Planning
          • Trust Services
          Financial Transition: A Guide for Women

          Financial Transition: A Guide for Women

          Here's how to take control of your finances if a death or divorce leaves you holding the reins.

          Business Planning

          Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
          • Succession Planning
          • Business Planning
          • Retirement Plan Sponsors
          • Qualified Retirement Plans
          • Corporate Pension Funds
          6 Keys to Building a Startup

          6 Keys to Building a Startup

          Entrepreneurs share ideas and learnings from the experience of starting a company.

          Philanthropy

          Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
          • Endowments
          • Foundations
          • Donor Advised Funds
          • Impact Investing
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          A New Roadmap for Mission Alignment

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          Sign Up for eDelivery

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          Access Morgan Stanley Online

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          Ready to start a conversation? Contact The CGM Group today.
          Market Information Delayed 20 Minutes
          1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.

          2Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

          3Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

          4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

          The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

          Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

          The securities/instruments, services, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

          Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

          The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

          *References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


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