Our Story & Services

How do you protect what you have earned? Have your investment selections been given careful reflection? Are your children ready to manage the money they will inherit and will having that money cause them problems?

These are the kinds of questions that we help our clients work through every day. As a highly experienced team of portfolio managers, financial planners and concierge-level service associates, our goal is to figure out where you are financially and where you want to be — then bridge the gap.

Because every family is different, the strategies, structures and education we employ are perfectly suited to each family’s particular challenges and opportunities. Based on an in-depth understanding of you and your family, we can create a customized plan to help you realize your unique vision of a successful life. By taking this approach, we can help preserve your family’s shared values and help in creating an enduring family legacy, making it more likely that descendants will lead meaningful, fulfilled and engaged lives.

Our clients are discerning professionals, business owners and families who need help managing and ultimately passing along money to their children. Many have been with us for a long time. In fact, we’re honored to serve the third and fourth generation of some clients, guiding them through important
life stages — just as we did for their parents, grandparents and, in some cases, their great grandparents.

We treat you like family because, with families of our own, we understand the financial issues people face during all stages of life. With spouses, children, aging parents and extended family members — there can be a lot to manage. You want the best for everyone, and need to balance today’s interests with the well-being of your family’s financial future.
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Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

Working Together

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We build wealth management plans from the ground up. This means that we start with the foundation — you. Before we talk about investments, we want a deep understanding of you and your goals. What have you worked hard to achieve? What keeps you up at night? What gets you excited about getting up in the morning? How do you envision life when you retire? We ask these questions and more. Then we create a financial plan tailored to fit your unique needs — a virtual road map that we monitor and adjust as needed.

Deeply committed to a high level of communication with clients, we plan regularly scheduled meetings to review objectives, mitigate risks, and ensure that your financial plan stays aligned with your vision for the future. We believe it’s important for you to understand your plan: to know where your money is invested and why those investment vehicles were chosen. We also coordinate with your attorneys and CPAs for a truly comprehensive wealth management strategy. With this powerful combination, we provide a financial strategy that’s not only coordinated, but comprehensive. It comes down to this: we believe in making financial planning clear and simple. We want you to be comfortable with the process and confident about the decisions you make each step of the way — today, tomorrow and beyond.

Building Generational Wealth
As your family grows and your wealth increases, you may face more subtle and profound wealth management issues. As the demands of your family grow and evolve, you will likely need advisors who have expanded their capabilities.

It’s serious stuff. We know that people are trusting us with their life’s work.
That’s why we like to host client appreciation events. Basically, it’s a good excuse for everyone to get together. We invite all of our clients, and sometimes we’ll even cook (yes, Sanford is quite the grill master). Often, we’ll host discussions on topics you or your loved ones may be going through. Topics might include:
• Wills, Trusts, End-of-Life Decisions
• Politics and Investments
• Medicare and Social Security
• Annual Economic Update
Whatever the subject matter, we like to keep you informed on relevant topics while at the same time letting you know that we are here for you. After all, you have worked hard to build a meaningful life. You deserve a team who is as invested in your future as you are.
Our Clients
Our clients are discerning professionals, business owners and families who need help managing and ultimately passing along money to their children. Many have been with us for a long time. In fact, we’re honored to serve the third and fourth generation of some clients, guiding them through important life stages - just as we did for their parents, grandparents, and in some cases, their great grandparents.

We treat you like family. Because with families of our own, we understand the financial issues people face during all stages of life. With spouses, children, aging parents and extended family members—there can be a lot to manage. You want the best for everyone, and need to balance today’s interests with the well-being of your family’s financial future.

Our Approach to Managing Your Assets

We manage multiple portfolios and utilize a core and satellite approach. Our Tactical Asset Allocation Portfolios serve as a foundation for your custom portfolio. We may custom blend some of our Equity Portfolios or individual bonds to complement your core portfolio. As with many portfolio managers, our goal is to outperform the respective index.

However, we also factor in “the mathematics of a loss” and have developed a strategy that will help to exit the market in longer bear markets. By doing this, our strategy seeks to outperform by missing the big downswings in the markets. This can potentially lower the volatility of our portfolios, which is crucial for many of our clients.

In an effort to enhance return and further diversify risk, for those clients who qualify, we also incorporate allocations to less liquid investments like Private Equity, Private Debt and Private Real Estate. The intention is to seek potentially higher returns as a result of the illiquidity premium, as well as, to participate in return streams that are characteristically different given their significantly longer investment time horizons. Private investments are also often less correlated with the public markets.

Upcoming Firm Events

We hope you will join us for this upcoming event.

U.S. Policy Pulse: 100 Days of Trump 2.0

DATE: April 24, 2025 at 4:15 p.m. ET

What do the policies of the administration's first 100 days indicate for the economy and the markets? Join Morgan Stanley Wealth Management Chief Investment Officer, Lisa Shalett, for a conversation with Global Head of Government Relations, Michael J. Stein, and Head of U.S. Policy, Monica Guerra, about potential implications for investors.Can't attend the live event? Register anyway for access to the replay.

Registration Link
4398292 04/2025
Online
    Elizabeth Carson
    - Forbes Best-in-State Wealth Advisors 2019 - 2024
    - Forbes Top Women Wealth Advisors 2020 - 2025
    - Barron's Top 1,200 Financial Advisors March 2025

    Forbes Best-In- State Wealth Advisors
    Source: Forbes.com 2019-2024 Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
    Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In- State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
    Source: Forbes.com 2020 2025 Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
    Barron's Top 1,200 Financial Advisors: State-by-State
    ​Source: barrons.com (Awarded Mar 2025) Data compiled by Barron's for the period Oct 2023-Sept 2024.
    Sanford J. Roberds
    - Forbes Best-in-State Wealth Advisors 2019 - 2024

    Forbes Best-In- State Wealth Advisors
    Source: Forbes.com 2019-2024. Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
    Carson Roberds Wealth Management Team
    Forbes Best-In-State Wealth Management Teams 2023-2025

    Source: Forbes.com 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.

WORKPLACE FINANCIAL BENEFITS WITH MORGAN STANLEY AT WORK

Our mission is to help your company elevate your workplace financial benefits—helping you to attract and retain top talent. Our end-to-end solutions support your company and employees at any stage of growth through a powerful combination of modern technology, insightful guidance, and dedicated service.

    Equity Solutions

    Equity ownership is a powerful motivator. Streamline equity management through our leading-edge technology and provide global audit-ready reporting and insights, alongside customizable participant experiences to engage and educate your employees on how to make the most of their benefits. Our global solutions support private and public companies at any stage of growth.

    • Equity Administration and Financial Reporting
    • Liquidity Events
    • 409A Valuation Services and Cap Table Management

    Learn more
    Retirement

    For your employees, retirement is more than a date in the future—it's a milestone that takes time, hard work, and the right tools. Through our consultative process, we strive to assist with the management of your fiduciary responsibilities and risk, simplify plan management, and help you improve retirement readiness for your employees.

    • Defined Contribution Consulting
    • Solutions-Oriented Plans
    • Fiduciary Investment Oversight

    Learn more
    Deferred Compensation

    Access a range of Nonqualified Deferred Compensation plan services or pick the ones that best fit your needs. We provide recordkeeping and plan design, portfolio construction services, and plan education for your executive talent. We help you determine the appropriate plan design and inform a funding strategy through a needs-based assessment and consultative approach.

    Services include:

    • Recordkeeping and Plan Design
    • Portfolio Construction
    • Wealth Management Services
    Learn more
    Executive Services

    Our dedicated team provides concierge-level support for your executives' equity compensation plans, from 10b5-1 trading plans to form filing related to Rule 144 transactions, to access to wealth management and tax-optimization strategies, so helping them navigate their complex financial needs with greater confidence and certainty:

    • Equity Compensation Services
    • Equity Award Analysis
    • Specialized Solutions
    Learn more
    Saving and Giving

    Saving and Giving benefits can make a real difference in your employees' lives as they can support the things that matter most to them—like saving for education and repaying student loans. Show that you are committed to your employees' priorities with leading-edge solutions that help them chart a path toward financial well-being.

    • College Savings
    • Student Loan Repayment and Refinancing
    • Charitable Giving
    Learn more
    Financial Wellness

    We offer Financial Wellness with every solution we provide. Through a powerful combination of education, digital tools and guidance, Financial Wellness is designed to address the unique needs of your employees and empower their financial journey at every stage. Give your employees the confidence to take charge of their finances.

    • Financial Education
    • Digital Tools
    • Financial Guidance

    Learn more

Location

2200 S Utica Place
Suite 300
Tulsa, OK 74114
US
Direct:
(918) 744-4639(918) 744-4639

Meet Carson Roberds Wealth Management

Photo of Connie Buckley

Connie Buckley

*Financial Planning Specialist, Portfolio Associate
Phone:
(918) 744-4641(918) 744-4641
Photo of Wilson Fields

Wilson Fields

Vice President, Wealth Management Associate
Phone:
(918) 744-4667(918) 744-4667
Photo of Danielle Custer

Danielle Custer

Client Service Associate
Phone:
(918) 744-4695(918) 744-4695

About Elizabeth Carson

Elizabeth Carson is a Family Wealth Director, Alternative Investments Director, Executive Director, and Financial Advisor with Carson Roberds Wealth Management at Morgan Stanley. With over 25 years of experience in the financial services industry, Elizabeth focuses on financial planning and comprehensive portfolio management for business owners, professionals, and families.

Building upon her background in Accounting, Elizabeth began her career in the financial services industry in 1997 as a Financial Advisor with BOSC, and in 2004 she joined Morgan Stanley. Elizabeth has attained several advanced professional certifications, including Chartered Financial Consultant (ChFC) and Certified Financial Planner (CFP).

She is also a Certified Portfolio Manager (CPM), an elite designation awarded jointly by the Academy of Certified Portfolio Managers and Columbia University in New York City. As a CPM, Elizabeth has deep knowledge of fundamental security analysis and portfolio management. In 2017, Elizabeth attained the Alternative Investment Director title which denotes her experience incorporating alternative investments in client portfolios. She helps clients build portfolios emphasizing capital growth and preservation strategies through asset allocation, diversification, risk management, and tax mitigation.

In 2020, Elizabeth attained her Family Wealth Director Designation. Fewer than 4% of Financial Advisors have completed this rigorous certification program as of December 2023. The training enables her the better assist ultra-high net worth families with their broad and unique wealth management needs.

Elizabeth is a member of the Tulsa Financial Planning Association, the University of Tulsa’s Friends of Finance, and the Academy of Certified Portfolio Managers.

Outside of work, Elizabeth is an active volunteer with Dress for Success Tulsa. Elizabeth enjoys running, yoga and snow skiing. She enjoys traveling and spending time at the lake with her family. She has 2 small granddaughters that hold a special place in her heart.
Securities Agent: NY, PR, WA, VT, IL, ID, AR, PA, MT, MN, KS, SC, OK, NV, ND, NC, AK, MA, KY, WY, VA, UT, NE, MD, CO, TX, NM, MS, LA, GA, CT, AZ, SD, NJ, HI, DC, CA, MO, AL, WI, TN, OR, OH, MI, IN, FL; General Securities Representative; Investment Advisor Representative
NMLS#: 1859800

About Sanford J Roberds

Sanford J. Roberds is a Portfolio Management Director, Alternative Investments Director, Executive Director, and Financial Advisor with Carson Roberds Wealth Management. With nearly 25 years of experience in the financial services industry, Sanford offers customized wealth management strategies and portfolio management for business owners, professionals, and families.

Working closely with his clients, Sanford helps them articulate their unique aspirations, both short term and for their futures. Utilizing his extensive research and analytical skills, he crafts investment portfolios tailored to help his clients meet today’s objectives and tomorrow’s goals for their businesses and families.

A graduate of the University of Kansas, Sanford earned his B.S. in Accounting and Business Administration in 1997. He entered the financial services industry in 1999 as a Financial Advisor with A.G. Edwards & Sons, Inc., and joined Morgan Stanley in 2001. To provide his clients with the most up-to-date skills and analysis, Sanford is both a Certified Financial Planner (CFP) and a Certified Portfolio Manager (CPM). As a CFP, he meets the highest ethical standards in his client dealings, and as a CPM®, he intensively studied portfolio management and asset allocation at the Academy of Certified Portfolio Managers and at Columbia University. In 2017, Sanford attained the Alternative Investment Director title which recognizes his experience with utilizing Private Investments.

Sanford is deeply involved in community and professional organizations. He currently sits on the alumni board of Holland Hall, and has served as its President as well as a school trustee. He is also a member of the Academy of Certified Portfolio Managers and the University of Tulsa’s Friends of Finance.

In addition to running and golfing, he enjoys coaching his son, John’s, soccer team and cooking with his daughter, Lauren.
Securities Agent: WI, PR, TX, SC, OK, NM, NJ, MS, MN, MD, CA, WA, MI, UT, OR, ND, KS, VT, KY, MO, CT, AL, NY, NV, MA, LA, HI, AZ, TN, PA, NE, IN, GA, AR, VA, NC, MT, IL, DC, SD, OH, ID, FL, CO, WY, AK; General Securities Representative; Investment Advisor Representative
NMLS#: 1859799

About Jake Freudenrich

Jake joined our team as a Financial Advisor. He will be working along side Sanford and Elizabeth. We are thrilled to have Jake on the team and can’t wait for you to meet him next time you’re in the office or at our next client event.

Jake graduated with an accounting degree from Oklahoma State University and went on to receive his Master’s in accounting from the University of Texas – Austin. After college, Jake spent 3 years in Chicago working for Price Waterhouse Cooper Consulting while also acquiring his CPA designation. He then returned home to Tulsa, securing a job with Williams Companies in their M&A group before transitioning to the private wealth industry and working for Capital Advisors most recently, within their Financial Planning group. While with Capital Advisors, Jake received his Certified Financial Planner® designation.

In his free time, Jake enjoys serving as the President of the Holland Hall Alumni Association and as a member on the Holland Hall Board of Trustees. The Holland Hall community was instrumental in helping Jake find his footing when he was looking to move home from Chicago and put down roots in Tulsa. He serves his alma mater via these two associations to help connect alumni and students with the hopes of providing guidance and opportunities to others to help them find their way in the world.

Jake and his wife, Kinsey have a 20-month-old boy, Theo, with another baby girl on the way in July. Currently his interests rotate between cycling, running, basketball, golf and simply hanging out on the back porch playing basketball with Theo.
Securities Agent: AZ, AK, VA, PA, NV, NJ, MS, VT, ID, IA, MO, MN, MA, KY, IN, FL, WI, AR, AL, WY, OK, HI, GA, CO, CA, PR, OH, LA, KS, DC, WA, SD, NY, NH, MT, ME, CT, TX, UT, TN, SC, OR, NM, NE, NC, MI, MD, IL; General Securities Representative; Investment Advisor Representative

About Roger Littlefield, CFP®*, CPM®*

Roger's role on the team is analyzing and monitoring both public and private investments.
Roger has over 20 years of investment experience. He is a graduate of the University of Kansas. He earned his B.S. in Business Administration in 1989. He entered the financial services industry in 1999 as a Financial Advisor with Smith Barney, Inc. Most recently he worked at BOK Financial as an investment advisor in the private wealth division.

*Disclaimer: This role cannot solicit or provide investment advice

About Connie Buckley

Connie Buckley is the Operations Concierge for Carson Roberds Wealth Management at Morgan Stanley. With over 26 years in the financial services industry, she brings experience and enthusiasm to her role maintaining effective client relationships for the team.

Connie works closely with both current and prospective clients, cultivating relationships that give the team insight on how best to meet each client's needs. Always eager to embrace a new challenge, as our Operations Concierge, Connie resolves inquiries with a keen attention to detail and a passion for problem solving.

A graduate of Northeastern State University, Connie received her Bachelor's degree in Business Finance and Business Administration. She's been working at Morgan Stanley since 2004. Connie is licensed in Series 7 and Series 63.

Outside of work, Connie enjoys working out, travel, and family time.

*Disclaimer: This role cannot solicit or provide investment advice

About Wilson Fields

Wilson Fields is a Wealth Management Associate with Carson Roberds Wealth Management at Morgan Stanley. With over 21 years in the financial services industry, Wilson focuses on maintaining effective client relationships for the team.

Wilson applies the principles of respect, diligence, and commitment to everything he does. As our Service Concierge, his main focus is ensuring that all clients, current and prospective, receive the level of professional personal service that has become a hallmark of The Carson Roberds Group.

After getting a Bachelor's of Finance degree from Northeastern State University, Wilson earned an MBA from the University of Tulsa. He started his career at Merrill Lynch in 1997 and joined Morgan Stanley in 2000 where he's been ever since.

Outside of work, Wilson is heavily involved in soccer. He is a certified referee, and both his kids play club soccer. During the summer, Wilson enjoys trout fishing and vacationing at the beach with his family.

About Danielle Custer

Danielle joined Carson Roberds Wealth Management in 2023 as a Client Service Associate. Danielle’s focus on the team is enhanced client service level. She enjoys the day-to-day interactions with our clients. She is highly motivated to help ensure client satisfaction and earn their trust.
Danielle joined the industry in 2014 as an Executive Assistant and moved to Client Service Associate to support Financial Advisors.
Danielle was born and raised in Oklahoma.
Outside of work, Danielle enjoys traveling and spending time with family and friends.
Wealth Management
From Our Team

2024 Global Macroeconomic Outlook: Central Banks Look for ‘Just Right’ on Rates

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Portfolio Insights

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Equity Compensation

Helping you make the most of your equity awards and better understand how it may fit into your your larger financial picture – today and tomorrow.

  • Vesting events
  • Option expirations
  • Restricted stock units
  • Tax implications

Retirement

Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
  • 401(k) Rollovers
  • IRA Plans
  • Retirement income strategies
  • Retirement plan participants
  • Annuities
Learn More about Retirement
4 Financially Smart Ways to Take Money Out of Retirement Accounts
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4 Financially Smart Ways to Take Money Out of Retirement Accounts

Discover how planning for required minimum distributions from retirement accounts can help you fund future needs and support loved ones.

Investing

Working closely with you to guide your wealth and investments through the most challenging market cycles.
  • Asset Management
  • Wealth Planning
  • Traditional Investments
  • Alternative Investments
  • Impact Investing
Learn More about Investing
2025 Global Economic Outlook: U.S. Policies May Temper Global Growth
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2025 Global Economic Outlook: U.S. Policies May Temper Global Growth

Global growth is likely to be around 3% in 2025 and 2026, as tariff and immigration policies begin to slow the U.S. economy late next year, and China's underperformance restrains emerging markets.

Family

Creating customized financial strategies for the challenges that today’s families face.
  • Estate Planning Strategies
  • 529 Plans / Education Savings Planning
  • Long Term Care Insurance
  • Special Needs Planning
  • Trust Services
Learn More about Family
Taking Control of Your Finances After Death of a Spouse
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Taking Control of Your Finances After Death of a Spouse

Financial planning after a divorce or death can be trying, but with the right approach and the right advice you can turn a difficult situation into empowerment.

Business Planning

Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
  • Succession Planning
  • Business Planning
  • Qualified Retirement Plans
Learn More about Business Planning
Financial Planning for Life After Selling a Business
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Financial Planning for Life After Selling a Business

Selling your business can mean big changes for your life, both personally and financially. Know how to make the most of your windfall.

Philanthropy

Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
  • Endowments
  • Foundations
  • Donor Advised Funds
  • Impact Investing
Learn More about Philanthropy
Donor Advised Funds: A Smart Way to Manage Your Giving 
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Donor Advised Funds: A Smart Way to Manage Your Giving 

There’s more to charitable giving than you may realize. Here’s one method that may be a tax-efficient way to give and can help maximize your impact.

Financial Wellness

Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
  • Reduce employee stress,
  • Improve retention and engagement, and
  • Set themselves apart by offering comprehensive financial wellness benefits.
Learn More about Financial Wellness
The Business Case for a Financially Resilient Workforce
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The Business Case for a Financially Resilient Workforce

In the face of turbulent markets, the word “resilience” may be top of mind. Broadly speaking, resilience is the ability to “bounce back” when encountering life’s inevitable challenges.
Ready to start a conversation? Contact Carson Roberds Wealth Management today.
Market Information Delayed 20 Minutes
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.

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2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.

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3Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.

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4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.

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5Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.

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6Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) and its Financial Advisors and Private Wealth Advisors do not provide any tax/legal advice. Consult your own tax/legal advisor before making any tax or legal-related investment decisions.

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7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

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8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

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9Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

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10Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

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Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.

The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney.  The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.

Awards Disclosures
CRC 6491812 (04/2024)