Executive Director, Financial Advisor, Certified Investment Management Analyst, Family Wealth Director, Alternative Investments Director, Lending Specialist
Phone:
(214) 696-7132(214) 696-7132
The Behnke-Ashmore Group at Morgan Stanley
Direct:
(214) 696-7132(214) 696-7132
Our Mission Statement
We offer comprehensive wealth management while serving as our clients' advisors and stewards of their financial resources.
The Behnke Ashmore Story
We serve our clients bringing together a dedicated team with the experience, independence, and flexibility to help us meet our client’s needs. We work with our clients to develop:
- An integrated investment approach that focuses on optimizing performance while managing risk
- Strategic wealth advisory strategies to help meet the needs of each client including, tax planning and estate planning
- A robust family governance framework to help sustain family unity, values and wealth through successive generations
- Thoughtful legacy and charitable planning so that each family’s beliefs and values match their charitable giving
Services Include
- Wealth ManagementFootnote1
- Alternative InvestmentsFootnote2
- Business Succession PlanningFootnote3
- Cash Management and Lending ProductsFootnote4
- Endowments and FoundationsFootnote5
- Estate Planning StrategiesFootnote6
- Financial PlanningFootnote7
- Professional Portfolio ManagementFootnote8
- Trust ServicesFootnote9
- Sustainable InvestingFootnote10
- Divorce Financial AnalysisFootnote11
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
By working together we are better able to meet our client’s needs for sophisticated, confidential, and objective personal wealth management. We have succeeded in creating a family office like environment overseeing a family’s investment, financial planning, and charitable planning.
More importantly, we have focused on and have significant experience managing the financial affairs of high net-worth families. Our advice is based on a deep understanding of those with significant wealth and the opportunities and challenges that face them.
Investment management is the core service we offer; furthermore, our philosophy, process, and results are the strengths of our practice. Our advice is objective and focused on your best interests. We have access to some of the finest financial solutions, including investment managers, hedge funds, and private equity firms. Similarly, we offer access to comprehensive suite of customized lending options as well as cash management services.
From working with our clients we have come to understand how important it is for our families to define their legacies in order to pass on the family values to future generations. We are here to assist clients with implementing their legacy and evaluating the best way to carry out charitable intentions whether through direct gifts, a private foundation, or with a donor-advised fund.
More importantly, we have focused on and have significant experience managing the financial affairs of high net-worth families. Our advice is based on a deep understanding of those with significant wealth and the opportunities and challenges that face them.
Investment management is the core service we offer; furthermore, our philosophy, process, and results are the strengths of our practice. Our advice is objective and focused on your best interests. We have access to some of the finest financial solutions, including investment managers, hedge funds, and private equity firms. Similarly, we offer access to comprehensive suite of customized lending options as well as cash management services.
From working with our clients we have come to understand how important it is for our families to define their legacies in order to pass on the family values to future generations. We are here to assist clients with implementing their legacy and evaluating the best way to carry out charitable intentions whether through direct gifts, a private foundation, or with a donor-advised fund.
Awards & Recognition
Forbes Best-In-State Wealth Management Teams 2024
Forbes has named The Behnke-Ashmore Group in their 2024 ranking for Best-In-State Wealth Management Teams in Texas. This ranking displays the team's experience and commitment within their community.
Forbes Top Women Wealth Advisors 2019-2024
Sallie Behnke named to Forbes Top Women Wealth Advisors from 2019 through 2024, and Christine Ashmore named for 2024.
Forbes Best-In-State Wealth Advisors 2018-2024
Sallie Behnke named to Forbes Best-In-State Wealth Advisors from 2018 through 2024.
Morgan Stanley MAKERS 2022
Sallie Behnke named to the Morgan Stanley MAKERS Class of 2022. In partnership with MAKERS, Morgan Stanley puts the spotlight on professionals who promote women’s empowerment, gender equality and exceptional leadership.
Read MAKERS ProfileBarron's Advisor Women Summit 2011-2021
Sallie Behnke selected to Barron's Women Summit from 2011 to 2021.
Working Mothers & SHOOK Research's Top Wealth Advisor Moms of 2018-2021
Sallie Behnke named to Working Mother Magazine's 2018-2021 Top Wealth Advisor Moms.
Five Star Top Wealth Manager Award 2014
Sallie Behnke received the Five Star Top Wealth Manager in 2014 as featured in Texas Monthly Magazine.
Family Wealth Director
As one of a select group of Morgan Stanley Family Wealth Advisors, Sallie has demonstrated her ability to provide clients with advisory services that include, and extend beyond, investment management, such as working with clients on the financial issues of a family business or other family enterprise, defining and achieving philanthropic goals that align with family values, and estate planning and wealth transfer strategies.
Our Valued Clients
We are privileged to work with a broad range of High Net Worth Families, Business Owners, those undergoing liquidity events, Corporate Executives, Divorcees, and more. We take pride in building long-term relationships with our clients and maintain a commitment to an exceptional level of professionalism. We give clients the confidence needed to navigate a challenging financial world through personalized service, transparency, and a perspective flourished through over two decades of experience.
High-Net-Worth Families
We help clients navigate complicated decision-making, drawing on deep, specialized experience. Providing customized solutions to address your financial goals and tax situations. We work with you to address your most complex financial challenges and protect the wealth you worked so hard to create.
In conjunction with your tax advisors and estate planning counsel, our team works with specialized resources in our family office, wealth strategy, and philanthropy management teams.
Read MoreIn conjunction with your tax advisors and estate planning counsel, our team works with specialized resources in our family office, wealth strategy, and philanthropy management teams.
Liquidity Events & Business Owners
Whether you're starting, funding, or exiting a business, our team can play a critical role in helping you navigate the complexities of business ownership, investment and associated activities including selling, divesting or planning for succession.
Read More
Corporate Executives
Corporate executives often have equity-based compensation, which require detailed analysis and planning. These may include restricted stock, stock options, performance stock units, NUA, or supplement tax-deferred retirement plans. Our work includes assisting clients evaluate tax-efficient alternatives to diversify concentrated stock and/or stock option positions and to integrate their executive benefits into their comprehensive Wealth Plan.
Read More
Divorcees
Going through a life-changing event, including divorce, can be overwhelming. Our team offers wealth and estate planning solutions that can help you overcome this challenge. We will walk you through these services and be an ongoing resource to you.
Read More
Change of Life Events
Whether you are caring for a loved one or dealing with the passing of a family member, most major life events have financial implications. Trying to make the right financial decisions while juggling work and family responsibilities can feel overwhelming, but we are here to make this process smooth and manageable. Our team will help you prepare so you are able to pivot when life circumstances change.
Read MoreFirm Events and Replays
Stay up-to-date on upcoming firm events and webinars. You can find the replays from past events here as well.
Introduction to Money & Saving - Wealth Education for the Next Generation
Our first session was an introduction to personal finance with a focus on beginning to build a strong financial foundation. We discussed goal setting, cash flow, budgeting and saving strategies and the power of compounding interest
Watch the ReplayCredit and Debt Management - Wealth Education for the Next Generation
Our second session was aimed at empowering you with essential knowledge on credit and debt management so you can understand how to establish credit, understand credit history, demystify credit scores and navigate the world of lending in order to make informed decisions about your financial future.
Watch the ReplayCybersecurity- Wealth Education for the Next Generation
In this session, we explored the skills that are important to safeguard your online identity and assets, from common cyber threats to learning best practices for secure online transactions. This session covered practical strategies to stay safe in today’s digital landscape.
Watch the ReplayExploring Investments: Stocks, Bonds, and Beyond
In this session, we dove into the fundamentals of investing, from understanding market dynamics, defining asset classes such as stocks and bonds and other investment vehicles, as well as discussing asset allocation and diversification. This session will provide valuable insights to kickstart your investment journey.
Watch the ReplayGiving Back: The Joy of Philanthropy and Social Impact
This session dove into the world of Philanthropy and Impact Investing! Explore creating positive economic, social and environmental impact by leveraging charitable giving alongside a socially responsible investment portfolio to make a meaningful difference in the world.
Watch the ReplayHealth is Wealth with Dr Kim Henderson
This session featured Dr. Kim Henderson, Head of Wealth Management Health & Wellness Education who provided us with insights into managing healthcare, investing in preventative care, and cultivating healthy habits that could lead to long-term prosperity.
Watch the ReplayEstate Planning 101: Basics including How to Be a Trust Beneficiary
This session focused on the fundamentals of estate planning, a strategy designed to help protect, manage and distribute assets both during and after your lifetime. This session featured our in-house experienced professionals that will speak about preserving your legacy while ensuring the well-being of your loved ones to leave a lasting impact.
Watch the ReplayEntrepreneurship 101: Turning Ideas into Profit
Join us Monday, November 4th at 4PM ET. If you are an aspiring entrepreneur, this session will teach you the essential steps to take when launching your own business, from concept to execution. Discover the importance of building a reliable team and implementing robust business structures for long term success.
Register HereNavigating College & Career Paths
Join us Monday, December 2nd at 4PM ET to navigate the ins and outs of career paths, digital branding and networking essentials. Whether you’re starting your career or looking to pivot, this session will equip you with the tools and strategies needed to thrive in today’s competitive landscape.
Register HereLocation
8383 Preston Center Plz
Ste 400
Dallas, TX 75225
US
Direct:
(214) 696-7132(214) 696-7132
Meet The Behnke-Ashmore Group
Phone:
(214) 696-7115(214) 696-7115
Phone:
(214) 696-7105(214) 696-7105
Megan Wangler
Wealth Management Associate
Phone:
(214) 696-7133(214) 696-7133
Stacy Cabbil
Senior Client Service Associate
Phone:
(214) 696-7111(214) 696-7111
About Sallie Behnke
Sallie Behnke is an Executive Director, Financial Advisor and Family Wealth Director at Morgan Stanley. Sallie has been a financial advisor since 2000 and works with large families to manage their wealth and the complexities that go with it.
She is currently a non-practicing Certified Public Accountant (CPA) and earned her Certified Investment Management Analyst (CIMA) designation after attending the course of study at the Wharton School of Business. Sallie was named one of Forbes’ Best in State Wealth Advisors for 2018-2024, as well as 2019-2024 Forbes List of Top Women Wealth Advisors. Sallie was also named to Working Mother Magazine’s 2017-2021 Top Wealth Advisor Moms. She sits on the Board of Texas Wall Street Women (TXWSW), and is a member of the Investment Management Consultants Association (IMCA).
Prior to her career at Morgan Stanley, Sallie was an advisor at Merrill Lynch as well as a tax consultant at Ernst & Young in its Personal Financial Counseling Group, where she counseled clients on personal financial matters relating to investment asset allocation, executive compensation, and trust and estate planning.
Sallie received her BS in Accountancy from the University of Missouri-Columbia and her Masters degree in Accountancy from the University of Missouri School of Business.
Sallie and her husband Jared currently reside in the Park Cities in Dallas. Sallie and Jared are active travelers and enjoy spending time with their sons, Will and Wynn. She is very involved in supporting and raising funds for Type 1 Diabetes Research. She was recognized in 2015 and 2016 as an Ambassador Club member as one of the top fundraisers for the Red Balloon Run & Ride, benefiting Children’s Hospital.
Disclaimers: "2019, 2020, 2021, 2022, 2023, 2024 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2019, 2020, 2021, 2022, 2023 and 2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award."
"2017, 2018, 2019, 2020, 2021 Working Mother Magazine & SHOOK Research's Top Wealth Advisor Moms
Source: Workingmother.com (Awarded October 2018, 2019, 2020, 2021). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was given."
2018-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2018-2022). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
She is currently a non-practicing Certified Public Accountant (CPA) and earned her Certified Investment Management Analyst (CIMA) designation after attending the course of study at the Wharton School of Business. Sallie was named one of Forbes’ Best in State Wealth Advisors for 2018-2024, as well as 2019-2024 Forbes List of Top Women Wealth Advisors. Sallie was also named to Working Mother Magazine’s 2017-2021 Top Wealth Advisor Moms. She sits on the Board of Texas Wall Street Women (TXWSW), and is a member of the Investment Management Consultants Association (IMCA).
Prior to her career at Morgan Stanley, Sallie was an advisor at Merrill Lynch as well as a tax consultant at Ernst & Young in its Personal Financial Counseling Group, where she counseled clients on personal financial matters relating to investment asset allocation, executive compensation, and trust and estate planning.
Sallie received her BS in Accountancy from the University of Missouri-Columbia and her Masters degree in Accountancy from the University of Missouri School of Business.
Sallie and her husband Jared currently reside in the Park Cities in Dallas. Sallie and Jared are active travelers and enjoy spending time with their sons, Will and Wynn. She is very involved in supporting and raising funds for Type 1 Diabetes Research. She was recognized in 2015 and 2016 as an Ambassador Club member as one of the top fundraisers for the Red Balloon Run & Ride, benefiting Children’s Hospital.
Disclaimers: "2019, 2020, 2021, 2022, 2023, 2024 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2019, 2020, 2021, 2022, 2023 and 2024). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award."
"2017, 2018, 2019, 2020, 2021 Working Mother Magazine & SHOOK Research's Top Wealth Advisor Moms
Source: Workingmother.com (Awarded October 2018, 2019, 2020, 2021). Data compiled by SHOOK Research LLC based on 12-month period concluding in Mar of the year the award was given."
2018-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2018-2022). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Securities Agent: AZ, NJ, IL, TN, PA, NY, DE, AR, WY, OK, CT, WA, MI, KY, ID, DC, MA, IN, OH, VA, OR, MO, GA, FL, CA, TX, SC, AL, NM, MD, CO; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1261934
AR Insurance License #: 7376483
NMLS#: 1261934
AR Insurance License #: 7376483
About Christine Ashmore
For more than 16 years, Christine Ashmore has been helping manage the wealth and complexities of large families. She currently serves as Senior Vice President at Morgan Stanley
Initially, Christine began her career in Transaction and Valuations Services at KPMG in 1996. Later, she was an advisor at J.P. Morgan Private Bank, Tolleson Wealth Management, and Annandale Capital.
Christine received her Bachelor of Business Administration from the University of North Texas and her Master of Business Administration with a focus in Finance from Southern Methodist University.
Community service is important to Christine and she is active within her community. Currently she sits on the board of The Kraddick Foundation, more commonly known as Kidd’s Kids. Previously she was a board member for Parish Episcopal School and Parish Episcopal School Endowment. During her time there, she also chaired the Trusteeship Committee for Parish Episcopal School and was a member of their Budget and Finance Committee. Additionally, she was a Vestry member at Saint Michael and All Angels Church.
Christine and her husband, Andrew, reside in the Preston Hollow neighborhood of Dallas along with their two sons, Jack and Drew. As an avid runner, Christine enjoys hitting the trail every chance she gets.
Initially, Christine began her career in Transaction and Valuations Services at KPMG in 1996. Later, she was an advisor at J.P. Morgan Private Bank, Tolleson Wealth Management, and Annandale Capital.
Christine received her Bachelor of Business Administration from the University of North Texas and her Master of Business Administration with a focus in Finance from Southern Methodist University.
Community service is important to Christine and she is active within her community. Currently she sits on the board of The Kraddick Foundation, more commonly known as Kidd’s Kids. Previously she was a board member for Parish Episcopal School and Parish Episcopal School Endowment. During her time there, she also chaired the Trusteeship Committee for Parish Episcopal School and was a member of their Budget and Finance Committee. Additionally, she was a Vestry member at Saint Michael and All Angels Church.
Christine and her husband, Andrew, reside in the Preston Hollow neighborhood of Dallas along with their two sons, Jack and Drew. As an avid runner, Christine enjoys hitting the trail every chance she gets.
Securities Agent: WA, IL, AL, AR, MA, CA, AZ, OH, DE, CO, GA, PA, VA, NY, MO, KY, IN, FL, NJ, KS, CT, TX, TN; General Securities Representative; Investment Advisor Representative
NMLS#: 821984
AR Insurance License #: 18518126
NMLS#: 821984
AR Insurance License #: 18518126
About Connor Fleming
Connor M. Fleming is a Wealth Advisor at Morgan Stanley. Connor is series 7, 63, & 66 licensed and is currently working toward his MBA at Southern Methodist University (SMU).
Prior to working at Morgan Stanley, Connor worked as an Associate Service Professional at Charles Schwab in Denver. His role included working with Clients and Advisors in a supportive function to help operationalize their financial goals.
Connor grew up in St. Louis, Missouri, where he attended Westminster Christian Academy in Town & Country. Connor received his B.A. in Finance from Benedictine College, in Kansas, where he also was a Scholar Athlete. He served as captain of his team and helped take Benedictine to the National Tournament in 3 of his 4 years. Connor has devoted time to various community and faith based organizations including: Food Bank of the Rockies, Boys & Girls Club, and a trip to support a mission in Haiti.
Connor enjoys outdoor activities such as skiing, hiking and biking. He recently moved from Denver to Dallas and is now a member of the Young Professionals Club Association for Corporate Growth (ACG). He has developed deep relationships within the Dallas business and sports community.
Prior to working at Morgan Stanley, Connor worked as an Associate Service Professional at Charles Schwab in Denver. His role included working with Clients and Advisors in a supportive function to help operationalize their financial goals.
Connor grew up in St. Louis, Missouri, where he attended Westminster Christian Academy in Town & Country. Connor received his B.A. in Finance from Benedictine College, in Kansas, where he also was a Scholar Athlete. He served as captain of his team and helped take Benedictine to the National Tournament in 3 of his 4 years. Connor has devoted time to various community and faith based organizations including: Food Bank of the Rockies, Boys & Girls Club, and a trip to support a mission in Haiti.
Connor enjoys outdoor activities such as skiing, hiking and biking. He recently moved from Denver to Dallas and is now a member of the Young Professionals Club Association for Corporate Growth (ACG). He has developed deep relationships within the Dallas business and sports community.
Securities Agent: MA, AL, NY, IL, CO, TX, AR, NJ, MO, TN, PA, VA, GA, WA, FL, CT, DE, AZ, OK, OH, CA, KY, IN; General Securities Representative; Investment Advisor Representative
NMLS#: 2579899
NMLS#: 2579899
About Megan Wangler
Megan Wangler is an industry veteran whose Morgan Stanley career began in 2006 in Chicago, IL. Megan has built a successful career due to her strong focus on detail, excellent communication skills, and dedication to her team and clients. Since joining the Behnke Ashmore Group in 2019, she has helped develop and implement procedures to best meet the logistical and administrative needs of her team and their clients. Megan is a team player, always willing to jump into any situation to improve efficiency or find the most effective solution to any problem. She works tirelessly to keep the wheels of the practice moving smoothly every day for the ultimate benefit of the group’s clients.
Megan is a graduate of Loyola University Chicago where she graduated Summa Cum Laude with a degree in Psychology. She has successfully completed the Series 7, 63, and 66 examinations since beginning her career.
Megan is a proud mother to her children, Ally and Ben. She and her husband, Ryan, spend much of their free time cheering on their kids at their many sporting events.
Megan is a graduate of Loyola University Chicago where she graduated Summa Cum Laude with a degree in Psychology. She has successfully completed the Series 7, 63, and 66 examinations since beginning her career.
Megan is a proud mother to her children, Ally and Ben. She and her husband, Ryan, spend much of their free time cheering on their kids at their many sporting events.
About Stacy Cabbil
Stacy grew up in Muncie, IN, and before moving to Texas in 2010, she lived in Michigan. She previously worked for Fidelity Investments for ten years, where she focused largely on client support and satisfaction, and provided service level guidance. She earned her Bachelor’s degree in Business Management/Marketing from the University of Texas at Arlington.
Stacy lives in Grand Prairie, TX with her husband, Lovell. They have two children and one grandson who keep them busy. When she’s not busy, she enjoys reading, watching movies, and spending time with her family. They love sports, and their son plays professional basketball overseas.
Stacy lives in Grand Prairie, TX with her husband, Lovell. They have two children and one grandson who keep them busy. When she’s not busy, she enjoys reading, watching movies, and spending time with her family. They love sports, and their son plays professional basketball overseas.
Contact Sallie Behnke
Contact Christine Ashmore
Contact Connor Fleming
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Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
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Creating customized financial strategies for the challenges that today’s families face.
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Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
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Financial Planning for Life After Selling a Business
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Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
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Donor Advised Funds: A Smart Way to Manage Your Giving
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Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
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- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact The Behnke-Ashmore Group today.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
8Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
9Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
10The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
11Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
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Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
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*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
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For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
8Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
9Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
10The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
11Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
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Awards Disclosures
CRC 6491812 (04/2024)
