About Carol Doran-Timmins
About Carol Doran-Timmins
Carol Doran-Timmins began her management career in 1982, after earning her Bachelor’s Degree in Accounting and Management from Pace University. She has an Executive Certificate in Leadership and Management from the University of Notre Dame Mendoza College of Business. She also holds her Series 3, 7, 8, 24, 63, 66 and Life, Accident and Health, Variable Life and Variable Annuities licenses.
As the Senior Complex Risk Officer of Morgan Stanley’s Coastal New Jersey Complex, she is currently responsible for a wide variety of supervisory, compliance, and risk functions related to the complex. In partnership with the Market Executive and the Risk Officers within the Complex, she is responsible for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local Laws, Morgan Stanley Wealth Management policies, and other regulations.
Carol has over forty years of experience in the Operations, Compliance and the Risk area. In addition to spending over thirty-one years of her career at Morgan Stanley as a Manager overseeing both Branch Operations and Risk, Carol also worked at UBS in NYC as a Senior Risk Officer and JPMorgan Chase as a Regional Compliance Officer.
Carol enjoys traveling, going to the theater, and watching Notre Dame Football. She lives in Old Bridge, NJ with her husband, Wayne. They have one son, George, who currently resides in Los Angeles.
Securities Agent: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY; Investment Advisor Representative; BM/Supervisor; General Securities Principal; General Securities Representative; Transactional Futures/Commodities; Managed Futures
Securities Agent: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY; Investment Advisor Representative; BM/Supervisor; General Securities Principal; General Securities Representative; Transactional Futures/Commodities; Managed Futures