Sherry Dewane, CFP®
Senior Vice President, Financial Advisor, Global Sports and Entertainment Director, NFLPA Registered Institutional Player Financial Advisor
Phone:
(213) 486-8850(213) 486-8850
Sherry Dewane, CFP®
Senior Vice President,
Financial Advisor,
Global Sports and Entertainment Director,
NFLPA Registered Institutional Player Financial Advisor
Direct:
(213) 486-8850(213) 486-8850
My Mission Statement
Clients First
Details Matter
Mission Focused
From Peak to Peak and Coast to Coast.
Details Matter
Mission Focused
From Peak to Peak and Coast to Coast.
My Story and Services
As your Financial Advisor, I can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together, I can help you to preserve and grow your wealth. You will have access to highly seasoned and respected investment professionals, a premier trading and execution platform, and a full spectrum of investment choices.
Securities Agent: HI, TN, CA, DE, WA, TX, VA, UT, NY, NV, CT, NM, CO, WY, AZ, SC, PA, OR, MA, FL; General Securities Representative; Investment Advisor Representative
NMLS#: 661928
NMLS#: 661928
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
EMBRACE THE POWER OF TEAM
There's nothing common about you - not your talent, your drive, your achievements or even your challenges. From your variable income streams to your taxes, from your obligations to your aspirations, "typical" is not part of your vocabulary. You need distinctive, financial strategies that match your lifestyle and career trajectory. Peak to Peak Wealth Management at Morgan Stanley stands ready to assist you and your future financial goals, no matter what industry you are in.
ENTERTAINMENT: (Actors, Directors, Writers and Producers in Film, Television & Theater)
Your life is filled with people who have supported and encouraged you. As a Global Sports and Entertainment Directors, I am an integral part of that team, working alongside your agent, business manager and personal confidants. We believe that a cohesive and connected team is better to help high achievers make smart choices about their wealth.
MUSIC: (Musicians, Songwriters and Producers in all music genres)
For over 85 years, Morgan Stanley has worked with individuals, institutions, corporations and governments to bring visionary ideas to life and enable positive change in the world. Delivering the full resources of the firm, we can help you with complex or aspirational goals such as philanthropy, business development, and monetizing revenue streams from your work.
SPORTS: (Professional Athletes, Coaches and Owners in all major sports)
The media is filled with stories of successful athletes and entertainers who have surprising financial setbacks. We're committed to changing that story line. We've developed financial education programs for sports and entertainment veterans and emerging talent, including collegiate athletes as part of our mission to give back to the sports and entertainment communities.
Your Dream, Our Team
A game isn't just won on game-day, it's won in the countless hours of preparation beforehand. Financial success works the same way. That's why Morgan Stanley and the NFL Players Association are collaborating to help bring you the tools to build your own wealth, for generations to come. Consider it your greatest play of all time.
Life Events
Life moves fast, especially for athletes. The goal is to help professional athletes in any stage of their career plan for all the things that they may endure throughout their career including when they decide to hang up their cleats. Here are some events they can expect to face.
Why This Matters to Every Client
Being an NFLPA Registered Institutional Player Financial Advisor means my firm has passed a formal application and background-vetting process and abides by the NFLPA's Regulations and Code of Conduct. Although the program is designed to safeguard pro athletes, the same governance, diligence standards, and institutional controls benefit every client - more oversight, clear accountability, and access to specialized planning resources. NFLPA contract agents can only refer players to advisors in this program, underscoring the credibility of its standards.
Extra Vetting. Institutional discipline. Better protection for every client.
New Contract
Whether it's your first or third contract Sherry finds the best possible ways to help use these earnings for your long-term success financially.
Dealing with Injuries
An unfortunate but realistic part of the game. Injuries can create potential cash flow issues during this down period of a professional career.
Real Estate
Sports is an unpredictable business and buying a home is a big decision. Whether it's your dream home or an investment, Sherry can help navigate those decisions and guide the process.
Changing Teams
Changing teams and moving to a new place? Finding some of the smartest ways to make this transition for you, your family and finances.
Retirement
No one can play on forever, no matter how much they'd like to, so it's so important to start planning for that bitter sweet day. The right time to start planning is today.
Life moves fast. Important details can fall through the cracks. Sherry's Guide to Financial Well-Being is designed to help you stay ahead. With thoughtful checklists, proactive reminders, and personal insights, I can help uncover the financial to-do's you didn't know you were missing, so you can focus on living well and not stressing over fine print.
Check Your Credit
Your credit report is a snapshot of your financial reputation. Regularly checking your credit helps you catch errors, helps protect against identity theft, and stay in control of your financial future. It's a simple step that can make a big impact.
Check Your Children’s and Grandchildren’s Credit
Children are increasingly targets of identity theft, and often, it goes unnoticed for years. Checking your child's or grandchild's credit helps their credit remain protected. It's a proactive way to help their future, from student loans to their first homes, and give them a stronger financial start.
Check Your Elderly Parents' Credit
Seniors are common targets for identity theft. Help protect your parents by checking their credit reports for any suspicious activity.
Check Title on Your Home
Verifying the title on your home helps to ensure your ownership records are accurate and helps protect against title fraud or future legal issues.
Check the Beneficiaries on Your IRA's, Pensions, Retirement Plans
Life changes—make sure your retirement accounts have the correct beneficiaries so your money goes where you intend.
Check Your Social Security Payment Projections
See what your future Social Security benefits might look like. Planning now helps you better prepare for retirement.
Check Your Homeowner's and Car Insurance with the Carrier
Don't just assume you're fully covered. Reviewing your policies directly with the carrier helps to ensure you have the right protection.
Review All Your Subscriptions and Recurring Payments
Subscriptions can add up fast. Take a moment to review and cancel anything you no longer use to free up cash
Make Sure Your Go Bag Has Essential Documents
In an emergency, having key documents ready can save time and stress. Find out what important papers you should include.
Review Unclaimed Property Websites
You or your family could have money waiting! Search unclaimed property websites for states you and your relatives have lived in.
Location
444 South Flower St, 34th
Fl
Los Angeles, CA 90071
US
Direct:
(213) 486-8850(213) 486-8850
Meet My Team
Ryan Dietz
Executive Director, Financial Advisor
Phone:
(213) 486-8876(213) 486-8876
Angela Crehan
Vice President, Director of Business Strategy
Phone:
(213) 486-8838(213) 486-8838
William Johnson
Registered Client Service Associate
Phone:
(213) 486-8916(213) 486-8916
Gerritt Pekkala
Registered Client Service Associate
Phone:
(213) 486-8873(213) 486-8873
About Sherry Dewane
Sherry is a Financial Advisor with Morgan Stanley. She is a Certified Financial Planner, CFP®, with over 25 years experience in financial services.
Morgan Stanley has awarded Sherry the Global Sports and Entertainment Director designation. Sherry is also a NFLPA Registered Institutional Player Financial Advisor. She has been working with athletes and entertainers since 1997, providing comprehensive financial advice, tailored to the unique needs of every client.
Sherry has worked with such firms as UBS, City National Bank's Entertainment Division and Wells Fargo's Wealth Management in Beverly Hills. She has served high and ultra-high net worth families, as well as Business Management, Law Firms, Agencies and other entertainment related businesses.
Sherry served on the TJ Martell Foundation – West Coast Board of Governors, the Red Hen Press – Advisory Board and various board positions, including the Los Angeles Regional Food Bank, Friends of the Observatory (Griffith Observatory), Rocky Mountain College and other non-profits. She attended Arizona State University where she graduated cum laude with a B.A. She has been published in the Big Sky Business Journal, Griffith Observatory’s Magazine; The Observer and the Beverly Hills Courier. Sherry is an avid hiker, hosts a literary book club, blogs, and is passionate about the arts, culture and literacy.
Sherry Dewane holds FINRA Series 7 and 63 & 65 securities licenses and is a licensed California insurance agent CA License #0G54161
Morgan Stanley has awarded Sherry the Global Sports and Entertainment Director designation. Sherry is also a NFLPA Registered Institutional Player Financial Advisor. She has been working with athletes and entertainers since 1997, providing comprehensive financial advice, tailored to the unique needs of every client.
Sherry has worked with such firms as UBS, City National Bank's Entertainment Division and Wells Fargo's Wealth Management in Beverly Hills. She has served high and ultra-high net worth families, as well as Business Management, Law Firms, Agencies and other entertainment related businesses.
Sherry served on the TJ Martell Foundation – West Coast Board of Governors, the Red Hen Press – Advisory Board and various board positions, including the Los Angeles Regional Food Bank, Friends of the Observatory (Griffith Observatory), Rocky Mountain College and other non-profits. She attended Arizona State University where she graduated cum laude with a B.A. She has been published in the Big Sky Business Journal, Griffith Observatory’s Magazine; The Observer and the Beverly Hills Courier. Sherry is an avid hiker, hosts a literary book club, blogs, and is passionate about the arts, culture and literacy.
Sherry Dewane holds FINRA Series 7 and 63 & 65 securities licenses and is a licensed California insurance agent CA License #0G54161
Securities Agent: HI, TN, CA, DE, WA, TX, VA, UT, NY, NV, CT, NM, CO, WY, AZ, SC, PA, OR, MA, FL; General Securities Representative; Investment Advisor Representative
About Ryan Dietz
Ryan is an Executive Director and Financial Advisor with Morgan Stanley. Ryan began his career in financial services in 1998 with US Trust Company in Los Angeles and after a 6-year run and the firm’s acquisition by Charles Schwab, Ryan left and joined Wells Fargo Private Bank. In 2007, Ryan was recruited away by Wachovia Bank to run its Wealth Markets business in LA. Timing could not have been worse as the financial crisis took hold and ultimately Wachovia was acquired by Wells Fargo and thus Ryan returned to the Private Bank in 2010, where he remained until 2015 when he joined UBS in Los Angeles. 9-years later, Ryan determined that a change was necessary when he joined Morgan Stanley.
Ryan has long-been a committed supporter of his community which included terms as a member of the board of directors of several highly-regarding charitable organizations including:
• Big Brothers and Sisters of Greater Los Angeles and the Inland Empire
• The Pasadena Pops Orchestra
• Five Acres Boys' and Girls' Aid Society where he served on its board from 2003 – 2012 and again starting in 2014 – 2018. He finished his time on the board serving as its chairman. He is very proud to have received several awards from the agency including Volunteer of the Year, Person of the Year, and its Lifetime Achievement Award.
• The Oasis Academy which provides advanced educational opportunities for exceptional orphans. (Current)
Ryan has also served as a volunteer for A Walk on Water, which provides surf therapy to children with special needs, and he oversees its endowment and operating accounts.
Ryan attended the University of Colorado where he received his B.A. in Economics and remains a strong supporter of CU's athletic foundation. He received his Masters of Business Administration in Finance from Loyola Marymount University. Ryan now splits his time between Los Angeles and Palm Beach Florida. Ryan is an avid outdoorsman and enjoys time in the mountains and on the beach alike.
Ryan has long-been a committed supporter of his community which included terms as a member of the board of directors of several highly-regarding charitable organizations including:
• Big Brothers and Sisters of Greater Los Angeles and the Inland Empire
• The Pasadena Pops Orchestra
• Five Acres Boys' and Girls' Aid Society where he served on its board from 2003 – 2012 and again starting in 2014 – 2018. He finished his time on the board serving as its chairman. He is very proud to have received several awards from the agency including Volunteer of the Year, Person of the Year, and its Lifetime Achievement Award.
• The Oasis Academy which provides advanced educational opportunities for exceptional orphans. (Current)
Ryan has also served as a volunteer for A Walk on Water, which provides surf therapy to children with special needs, and he oversees its endowment and operating accounts.
Ryan attended the University of Colorado where he received his B.A. in Economics and remains a strong supporter of CU's athletic foundation. He received his Masters of Business Administration in Finance from Loyola Marymount University. Ryan now splits his time between Los Angeles and Palm Beach Florida. Ryan is an avid outdoorsman and enjoys time in the mountains and on the beach alike.
Securities Agent: PA, OR, AZ, TN, VA, NV, CA, TX, DE, SC, NM, HI, WY, CO, UT, FL, CT, WA, NY, MA; General Securities Representative; Investment Advisor Representative
About Angela Crehan
Angela is a Vice President and Director of Business Strategy with Morgan Stanley. She works with Ryan Dietz in developing and fostering relationships with high-net-worth and ultra-high-net-worth individuals, families, and corporations to assist with their financial and planning needs. She is also the team manager, working with the Financial Advisors, Client Service Associates, and the Management group to create and maintain the team's culture of integrity and high standards of client service while ensuring the team functions well day-to-day. Prior to joining Morgan Stanley in 2024, Angela worked at UBS for 7 years and The Capital Group Companies for 11 years, with the last 5 years focused on managing the leveraged loans business along with legal, regulatory, and compliance matters.
Angela attended the University of California, Los Angeles, and received her B.A. in Sociology with a minor in Anthropology. She enjoys experiencing different cuisines, listening to podcasts, working on her Spanish and Korean fluency, and spending time with her two children, Hannah and Jack.
Angela attended the University of California, Los Angeles, and received her B.A. in Sociology with a minor in Anthropology. She enjoys experiencing different cuisines, listening to podcasts, working on her Spanish and Korean fluency, and spending time with her two children, Hannah and Jack.
About William Johnson
William is a Registered Client Service Associate with Morgan Stanley, supporting Peak to Peak Wealth Management clients.
He provides comprehensive client support to help deliver a seamless client experience, leveraging the considerable resources of Morgan Stanley and the team.
William attended the University of Oregon, where he was a member of the Men’s Basketball Team for four years. He graduated in 2021 with a Bachelor of Arts in Political Science. Before joining Morgan Stanley, William worked at UBS.
Following in the footsteps of his grandfather, Marques Johnson – the first ever recipient of the John R Wooden Award, William was high-level Division One athlete. William learned lessons on discipline, consistent performance, and constant evolution; all of which he applies to his role today. A Los Angeles native, William enjoys staying active and learning new things. In his free time, he volunteers with high school, collegiate, and professional basketball players to help them refine their skills on the court to grow as not only basketball players, but people.
He provides comprehensive client support to help deliver a seamless client experience, leveraging the considerable resources of Morgan Stanley and the team.
William attended the University of Oregon, where he was a member of the Men’s Basketball Team for four years. He graduated in 2021 with a Bachelor of Arts in Political Science. Before joining Morgan Stanley, William worked at UBS.
Following in the footsteps of his grandfather, Marques Johnson – the first ever recipient of the John R Wooden Award, William was high-level Division One athlete. William learned lessons on discipline, consistent performance, and constant evolution; all of which he applies to his role today. A Los Angeles native, William enjoys staying active and learning new things. In his free time, he volunteers with high school, collegiate, and professional basketball players to help them refine their skills on the court to grow as not only basketball players, but people.
About Gerritt Pekkala
Gerritt Pekkala is from Telluride CO, he attended University of Colorado Boulder where he pursued a Bachelor of Business Administration with a Dual Emphasis in Finance and Information Analytics.
Prior to joining the firm, Gerritt spent 6 years working under a world-renowned chef in fine dining. Holding a multitude of positions, he brings his acute attention to detail, standards for excellent client service, and experience in a fast-paced environment to the financial services industry.
He is a passionate Colorado sports fan, and in his free time enjoys skiing, surfing, and playing golf.
Prior to joining the firm, Gerritt spent 6 years working under a world-renowned chef in fine dining. Holding a multitude of positions, he brings his acute attention to detail, standards for excellent client service, and experience in a fast-paced environment to the financial services industry.
He is a passionate Colorado sports fan, and in his free time enjoys skiing, surfing, and playing golf.
Wealth Management
Global Investment Office
Portfolio Insights
Wealth Management for Athletes and Entertainers
Understanding the unique financial challenges of athletes and entertainers and how they differ from one profession to the next, we deliver the experience and resources you need to help create and implement a comprehensive, multigenerational wealth management plan based on your needs, values and aspirations.
- Investment Management
- Wealth Transfer & Philanthropy
- Private Banking Solutions
- Family Governance & Wealth Education
- Lifestyle Advisory
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Ready to start a conversation? Contact Sherry Dewane today.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
