Sherry S. Paul, CFP®, CIMA®
Managing Director, Private Wealth Advisor, Senior Portfolio Management Director, Global Sports and Entertainment Director
Phone:
(212) 883-8542(212) 883-8542
Morgan Stanley Private Wealth Management
Sherry Paul Group
Direct:
(212) 883-8542(212) 883-8542
Our Mission Statement
Leveraging the science of investing and the art of wealth planning to enhance the joy of living.
Welcome
At Sherry Paul Group, we focus all of our attention on a select group of highly accomplished entrepreneurs, executives and their families. Many of these relationships begin at moments of profound change in their lives, times when life interrupts and disrupts. Whether they are selling a business, rising to the C-suite or going through a major life change, these events involve a significant increase in personal wealth and a corresponding increase in the complexity of managing it.
If you have reached such an inflection point in your life, we have the experienced perspective and specialized resources to help you address the challenges you will be facing and take advantage of the opportunities that will arise. As a boutique practice within a global financial leader, we will work to build a personal relationship and deliver professional results. We'll serve as loyal advocates and experienced wealth managers who deliver advice and custom portfolio solutions specific to your priorities and goals. Our solutions will include sophisticated strategies to structure, invest and transfer wealth. They also include guidance on the more personal, and often more important, questions: How will wealth impact the lives of your children and your relationships with friends and family? How do you want to spend your time, and what kind of legacy do you want to create?
We are here to help you manage your wealth to enhance your life. So, let's talk about what you want for yourself and your family, and how we can help. To begin that conversation, contact us.
Thanks to the trust of their clients, The Sherry Paul Group has been ranked as one of Forbes Best in State Private Wealth Management Teams, 2023-25. In addition, Sherry Paul and Jacqueline Remmen are recognized as top private wealth advisors:
Sherry Paul CFP®, CIMA®
- Forbes America's Top Women Advisors, 2017-20
- Forbes Top Women Wealth Advisors Best-In-State, 2023-25
- Forbes Best-In-State Wealth Advisors, 2018-21, 2023-25
Jacqueline Remmen CFP®, CIMA®
- Forbes Top Women Wealth Advisors Best-In-State, 2024-25
- Forbes Top Next-Gen Wealth Advisors Best-In-State, 2023-25
2018-2021, 2023-2025 Forbes Best-In-State Wealth Advisors
Source: Forbes.com 2018-2021, 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in June of year prior to the issuance of the award.
2017-2020 Forbes America's Top Women Wealth Advisors
Source: Forbes.com 2017-2020. Data compiled by SHOOK Research LLC based on 12-month time period concluding in September of year prior to the issuance of the award.
2023-2025 Forbes Top Women Wealth Advisors Best-In-State
Source: Forbes.com 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in September of year prior to the issuance of the award.
2023-2024 Forbes Best-In-State Next-Gen Wealth Advisors
Source: Forbes.com 2023-2024. Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year of issuance of the award.
2023-2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
About PWM
Founded in 1977, Private Wealth Management is the division of Morgan Stanley Wealth Management that is dedicated to serving the firm’s most affluent clients, including some of the world’s most accomplished entrepreneurs, executives and stewards of multigenerational wealth. Functioning as an exclusive investment boutique within a global financial firm, we deliver sophisticated solutions that leverage the intellectual capital and insight of Morgan Stanley’s substantial global resources. Drawing on a deep understanding of your financial life, our goal is to help you:
- Manage investments with an unwavering focus on your financial strategy and personal goals
- Create comprehensive, multigenerational wealth management plans based on your needs, challenges and the values that guide your life and legacy
- Simplify financial complexity to help you achieve clarity and control
Private Wealth Management Highlights
- Approximately 350 teams1 specialized in assisting individuals and families with $20MM+ in investable assets
- Over $980 billion in AUM1
- Comprising 23% of the Barron’s Top 250 Private Wealth Management Teams for 2024
- Direct access to ultra high net worth experts in philanthropy, family dynamics, wealth transfer, lifestyle advisory and other areas of interest to ultra high net worth families
1 Morgan Stanley Wealth Management, December, 2024
Source: Barron's.com (May 2024) 2024 Barron's Top 250 Private Wealth Management Teams awarded in 2024. The teams are ranked on a variety of factors, including their size and shape, their regulatory records and credentials of their members, and the resources they have at their disposal to serve their client bases. The rankings are meant as a starting point for clients looking for an advisor—a first-pass vetting that can help investors narrow a search. Every advisor will have his or her own approach to investing, financial planning, and other services. Clients are encouraged to approach a search for an advisor the way they would a search for a doctor—interviewing multiple professionals and getting opinions from multiple third parties. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one client’s experience. This ranking is not indicative of the Financial Advisor’s future performance. Morgan Stanley Smith Barney LLC is not affiliated with Barron's. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.
August 2025: Sherry Paul on CNBC: Closing Bell
Next leg of bull market will come from broadening out beyond AI story.
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July 2025: Sherry Paul on Bloomberg: The Close
Investing in AI Infrastructure Buildout
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January 2025: Sherry Paul on CNBC: Closing Bell
AI will Provide Antidote to De-globalization Inflation
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December 2024: Sherry Paul on Bloomberg: The Pulse
Thematics that are Enduring will Drive this Market Higher
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November 2024: Sherry Paul on CNBC: Closing Bell
Focus on Enduring Themes that Drive Earnings
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October 2024: Sherry Paul on CNBC: Closing Bell
It's Important for Investors to be Forward Thinking
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September 2024: Sherry Paul on Bloomberg: The Close
Selectively Weighting Into Small and Mid-Caps
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September 2024: Sherry Paul on CNBC: Closing Bell
Navigating the Markets After the Fed's Rate Cut
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June 2024: Sherry Paul on CNBC: Money Movers
Take Gains and Redistribute to Other Value Plays
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May 2024: Sherry Paul on Bloomberg: The Close
Investing in Industrials, Financials and Tech
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March 2024: Sherry Paul on CNBC: Money Movers
Separate political views from investment themes
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December 2023: Sherry Paul on Bloomberg: The Close
Healthcare, Staples Present Good Contrarian Bets.
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October 2023: Sherry Paul on Bloomberg Markets
Good Time to Rebalance Portfolios from Tech
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August 2023: Sherry Paul on Bloomberg Markets
The Time to be Recession Obsessed is Over
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June 2023: Sherry on Bloomberg Markets
Opportunity Set is Income & a Dash of Innovation
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April 2023: Sherry on Bloomberg Markets
Sherry discusses regional banks as stocks trade at session lows.
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March 2023: Sherry on Bloomberg Markets
Sherry discusses how she is advising clients toward 'simpler' solutions in complex times
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January 2023: Sherry on Bloomberg Markets
Sherry discusses the strategy of investors owning a 'little bit of a lot of different things' in the current market.
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November 2022: Sherry on CNBC
On CNBC Squawk Box: Investors should focus on stocks with earnings resiliency, says Morgan Stanley’s Sherry Paul.
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November 2022: Sherry on Bloomberg Markets
On Bloomberg: The Close. Front End of Curve Is Where Investors Should Be.
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November 2022: Jacqueline on Yahoo Finance
On Yahoo Finance: Inflation: Fed Chair Powell ‘doesn’t want to be the next Arthur Burns,’ strategist says.
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October 2022: Sherry on CNBC
On CNBC: Squawk Box, Sherry discusses the value of stepping into sold off market sectors.
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October 2022: Sherry on Bloomberg Markets
On Bloomberg: The Close, Sherry discusses income vs. growth story in today’s current market pullback.
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September 2022: Jacqueline on Yahoo Finance
On Yahoo Finance Live, Jacqueline spoke about simple solutions for investors given the complex market and economic situation: Market sell-off is the 'global equivalent of a margin call.
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September 2022: Sherry on Bloomberg Markets
On Bloomberg Markets: The Close, Sherry discussed why investors should embrace practical thinking around stickier inflation and higher interest rates: Watch Embrace 'Practical Thinking' on Sticky Inflation, Higher Rates.
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August 2022: Sherry on CNBC
On CNBC’s Squawk Box, Sherry discusses moderating inflation, employment data, and Q2 earnings and why investors are facing a choice to either invest in what is going right, or continue to stand still while worrying about what may go wrong.
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August 2022: Jacqueline on Yahoo Finance
On Yahoo Finance, Jacqueline spoke about the July jobs report, Q2 earnings coming in better than expected, and ongoing inflation.
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July 2022: Sherry on CNBC
On CNBC’s Squawk Box, Sherry spoke about why investors should seek opportunities in the market in a forward-looking way as we look to Q2 earnings.
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July 2022: Sherry on Bloomberg Markets
On Bloomberg Markets: The Close, Sherry discusses what investors should do to push through what can understandably feel like data fatigue.
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June 2022: Jacqueline on Yahoo Finance
On Yahoo Finance, Jacqueline discusses why rebalancing is so important, how financial indicators like PPI are already indicating that Fed rate hikes are working, and how we’re structuring client portfolios for the current market environment.
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June 2022: Sherry on Bloomberg Markets
On Bloomberg Markets: The Close, Sherry outlines the importance of diversification and why the 60/40 portfolio is still working
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May 2022: Jacqueline on Yahoo Finance
On Yahoo Finance Live, Jacqueline discusses how our team is advising clients in the current economic and investing environment.
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May 2022: Sherry on Bloomberg Markets
On Bloomberg Markets: The Close, Sherry discusses cash, the markets, inflation, and the importance of having an all-weather portfolio.
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April 2022: Jacqueline on Yahoo Finance
On Yahoo Finance Live, Jacqueline talked about our market outlook, earnings, inflation and how we’re adjusting client portfolios for the current economic and investing environment - Wealth advisor on consumer spending: ‘We’re really on the lookout for signs of demand destruction’ (yahoo.com)
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September 2021: Sherry on Bloomberg Markets
Sherry appeared on Bloomberg Markets: The Close to discuss the mathematics of volatility in the markets around tax, inflation, and virus uncertainty, and how we are managing portfolios in this environment.
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June 2021: Sherry on Bloomberg Markets
Sherry appeared on Bloomberg Markets: The Close to provide commentary following Federal Reserve Chairman Powell’s congressional testimony. During the segment, Sherry discussed the debate around inflation, the current market environment, and how to position portfolios in this mid-cycle phase of recovery.
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April 2021: Sherry on Bloomberg Markets
As April is financial literacy month, Sherry appeared on Bloomberg Markets: The Close to discuss why it is more important now than ever to learn how investing helps protect your purchasing power and net worth against inflation.
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March 2021: Sherry on Bloomberg Markets
On Bloomberg Markets: The Close, Sherry discussed buying opportunities as the vaccine rollout gains steam, and why portfolios should balance managing the short-term reflation trade while also positioning portfolios for a more digital economy.
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March 2021: Sherry on CNBC
On CNBC, Sherry discusses “change fatigue” and why portfolios should be structured around idea duration as we enter into an increasingly digitized economy.
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February 2021: Sherry on Bloomberg Markets
On Bloomberg Markets: The Close, Sherry discussed the opportunity to reshape portfolios in an increasingly digitized economy
Watch the videoClients
Our goal is to help each of our clients and their families craft fully customized and truly comprehensive wealth management solutions based on their specific goals. Our clients include:
Senior Executives
Senior Executives who have complex incentive compensation packages and concentrated equity positions in public companies. Our team provides the education, liquidity planning and risk management strategies needed to maximize the value of their awards in a tax-efficient manner.
Entrepreneurs and Business Owners
Entrepreneurs and Business Owners across a broad range of industries. We have extensive expertise helping entrepreneurs create and implement highly customized, tax-efficient strategies to buy, expand and transition their businesses.
Families in transition
Families in transition due to divorce, the death of a spouse or other life-altering events. Supporting families through difficult times, we lead them through empowering planning and strategy discussions seeking to build a strong foundation for lasting financial security.
Endowments and Family Offices
Endowments and Family Offices that require precisely tailored investment strategies, cash management services, access to institutional trading desks, private placements and other exclusive capabilities.
Location
55 East 52nd Street
10th Floor
New York, NY 10055
US
Direct:
(212) 883-8542(212) 883-8542
Meet Sherry Paul Group
Jacqueline Kaplove Remmen, CFP®, CIMA®
Senior Vice President, Private Wealth Advisor, Family Wealth Director
Phone:
(212) 883-8543(212) 883-8543
Brooke Rollero, CFP®*
Group Director
Phone:
(212) 883-8522(212) 883-8522
Nicole Pearce
Private Wealth Management Client Service Associate
Phone:
(212) 883-7712(212) 883-7712
About Sherry S. Paul
With over 25 years of experience, Sherry Paul has built a strong reputation for delivering comprehensive wealth management to ultra high net worth clients and families. She is a Managing Director, Senior Portfolio Manager Director, and Global Sports and Entertainment Director. Sherry is recognized by the national press and within the industry as a leading private wealth advisor, and is frequent contributor on Bloomberg TV and CNBC, discussing financial markets, the economy, portfolio strategies, and wealth planning. She has authored several articles on the importance of having a money mission as part of a successful investment plan. Sherry has been named by Forbes as a Best-In-State Wealth Advisor (2018-21, 23-24) and as a Forbes Top Woman Wealth Advisor (2017-20, 23-25). She is the founding member of The Sherry Paul Group, which has also been recognized by Forbes as a Best-in-State Wealth Management Team (2023-25).
Having been through numerous market corrections and volatility, Sherry serves as the close family advisor her clients rely on for an experienced perspective, thoughtful solutions and responsive service. Her sincere approach to building long-term relationships and her genuine empathy has earned her clients’ confidence throughout all market conditions. Sherry is not only proud of her team's professional accomplishments, but also of its commitment to increasing financial literacy for girls and money empowerment for women. She and her team regularly mentor young women seeking careers in finance and host money boot camps for high school girls.
A native Californian, Sherry graduated from the University of California, Santa Cruz, with a B.A. in philosophy and has continued her professional education since. She is a CERTIFIED FINANCIAL PLANNERTM (CFP®), and a Certified Investment Management Analyst® (CIMA®), a designation earned at the Wharton School of the University of Pennsylvania. When not at work, Sherry is an avid world-wide hiker and mountain climber.
2023-2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
2018-2021, 2023-2025 Forbes Best-In-State Wealth Advisors
Source: Forbes.com 2018-2021, 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in June of year prior to the issuance of the award.
2017-2020 Forbes America's Top Women Wealth Advisors
Source: Forbes.com 2017-2020. Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2023-2025 Forbes Top Women Wealth Advisors Best-In-State
Source: Forbes.com 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
Having been through numerous market corrections and volatility, Sherry serves as the close family advisor her clients rely on for an experienced perspective, thoughtful solutions and responsive service. Her sincere approach to building long-term relationships and her genuine empathy has earned her clients’ confidence throughout all market conditions. Sherry is not only proud of her team's professional accomplishments, but also of its commitment to increasing financial literacy for girls and money empowerment for women. She and her team regularly mentor young women seeking careers in finance and host money boot camps for high school girls.
A native Californian, Sherry graduated from the University of California, Santa Cruz, with a B.A. in philosophy and has continued her professional education since. She is a CERTIFIED FINANCIAL PLANNERTM (CFP®), and a Certified Investment Management Analyst® (CIMA®), a designation earned at the Wharton School of the University of Pennsylvania. When not at work, Sherry is an avid world-wide hiker and mountain climber.
2023-2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
2018-2021, 2023-2025 Forbes Best-In-State Wealth Advisors
Source: Forbes.com 2018-2021, 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in June of year prior to the issuance of the award.
2017-2020 Forbes America's Top Women Wealth Advisors
Source: Forbes.com 2017-2020. Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2023-2025 Forbes Top Women Wealth Advisors Best-In-State
Source: Forbes.com 2023-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
Securities Agent: CT, WA, TN, SD, NJ, HI, CO, TX, DE, OR, ID, AZ, GA, NY, ME, FL, CA, RI, PA, WY, VA, SC, NC, MA, MT, MD; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 2115912
NMLS#: 2115912
About Jacqueline Kaplove Remmen
Jacqueline Remmen is a Senior Vice President, Family Wealth Director, and Private Wealth Advisor. With over a decade of industry experience, Jacqueline provides advanced planning and custom portfolio solutions to our ultra-high net worth clients. Jacqueline has been recognized in the industry as a top private wealth advisor and has been named by Forbes as a Best-In-State Woman Wealth Advisor (2024-25) and as a Forbes Best-In-State Top Next-Gen Wealth Advisor (2023-24). She is a frequent contributor on Yahoo Financial providing financial planning and market commentary. Jacqueline has extensive knowledge on wealth transfer and estate planning, income tax, advanced gifting, investment planning, and insurance. She is a CERTIFIED FINANCIAL PLANNERTM (CFP®) and Certified Investment Management Analyst® (CIMA®).
Jacqueline is dedicated to communicating regularly with clients and creating strong relationships built on trust and attention to detail. Committed to promoting financial education for the "next generation," she works to provide financial education to the children and family members of our clients. She also produces financial leadership and mentorship events for high school girls in New York City.
Jacqueline graduated summa cum laude from Providence College with a B.S. in Finance, and earned her Certified Investment Management Analyst® (CIMA®) designation from Yale School of Management. She lives in Ridgewood, NJ, and enjoys traveling, cycling classes and spending time with her daughters, Arabella and Olivia.
2024-2025 Forbes Top Women Wealth Advisors Best-In-State
Source: Forbes.com 2024-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2023-2024 Forbes Best-In-State Next-Gen Wealth Advisors
Source: Forbes.com 2023-2024. Data compiled by SHOOK Research LLC based on time period concluding in March of year of issuance of the award.
Jacqueline is dedicated to communicating regularly with clients and creating strong relationships built on trust and attention to detail. Committed to promoting financial education for the "next generation," she works to provide financial education to the children and family members of our clients. She also produces financial leadership and mentorship events for high school girls in New York City.
Jacqueline graduated summa cum laude from Providence College with a B.S. in Finance, and earned her Certified Investment Management Analyst® (CIMA®) designation from Yale School of Management. She lives in Ridgewood, NJ, and enjoys traveling, cycling classes and spending time with her daughters, Arabella and Olivia.
2024-2025 Forbes Top Women Wealth Advisors Best-In-State
Source: Forbes.com 2024-2025. Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2023-2024 Forbes Best-In-State Next-Gen Wealth Advisors
Source: Forbes.com 2023-2024. Data compiled by SHOOK Research LLC based on time period concluding in March of year of issuance of the award.
Securities Agent: WA, RI, ID, NY, MA, PA, CO, SD, NJ, NC, CT, AZ, VA, TX, DE, CA, SC, ME, FL, GA, WY, TN, MD, HI, OR; General Securities Representative; Investment Advisor Representative
NMLS#: 2115913
NMLS#: 2115913
About Brooke Rollero, CFP®*
Brooke is responsible for overseeing all of the day-to-day and strategic administration and operational activities for our team, in service of our clients, including: Client onboarding and account maintenance, cash management and funds transfers, tax season processing, and customized financial planning. Brooke is committed to providing the highest level of client service possible with an exceptional attention to detail.
Brooke brings nearly a decade of client service experience within the financial services industry to her role on our team. Recognizing the importance of having a strong financial planning education and training to best serve the needs of ultra-high net worth clients, Brooke successfully earned the CERTIFIED FINANCIAL PLANNER™ (CFP®)* designation in 2021. Obtaining this designation positions Brooke at an elevated standard within the financial services industry. As a CFP®, Brooke has competencies in investment planning, retirement planning, estate planning strategies, insurance, income and trust planning. Given her advanced skillset and deep work experience, Brooke has been tapped for a leadership role by our complex management team. In that role, she serves as a mentor and coach to Client Service Associates as they launch and grow their careers in finance. She also maintains her FINRA series 7,63,66, and 24 licenses.
Brooke currently resides in Long Island where she is an avid equestrian. She enjoys skiing and traveling.
*This role cannot solicit or provide investment advice
Brooke brings nearly a decade of client service experience within the financial services industry to her role on our team. Recognizing the importance of having a strong financial planning education and training to best serve the needs of ultra-high net worth clients, Brooke successfully earned the CERTIFIED FINANCIAL PLANNER™ (CFP®)* designation in 2021. Obtaining this designation positions Brooke at an elevated standard within the financial services industry. As a CFP®, Brooke has competencies in investment planning, retirement planning, estate planning strategies, insurance, income and trust planning. Given her advanced skillset and deep work experience, Brooke has been tapped for a leadership role by our complex management team. In that role, she serves as a mentor and coach to Client Service Associates as they launch and grow their careers in finance. She also maintains her FINRA series 7,63,66, and 24 licenses.
Brooke currently resides in Long Island where she is an avid equestrian. She enjoys skiing and traveling.
*This role cannot solicit or provide investment advice
About Nicole Pearce
Nicole is responsible for executing operational activities in service of our clients including: account opening and maintenance, cash management and funds transfers, online access and enrollment, tax season processing, and document production and reports. Nicole views exceptional client service as her top priority, and works alongside Brooke to deliver on all client administrative activities. Prior to joining our team, Nicole was a member of Morgan Stanley’s Equity Swaps Trade Support team within Institutional Sales and Trading where she facilitated operational activities with excellent attention to detail and expert execution. Recognizing Nicole’s ability to learn quickly and her leadership abilities, she was chosen to train and mentor new teammates on systems and processes both within the US and internationally.
Nicole graduated from Villanova University with a B.A. in Economics and minors in Finance and Real Estate. She also maintains her FINRA series 7 and 66 licenses and Life, Accident, and Health licenses. Nicole currently lives in New York City, where she enjoys taking pilates classes, trying new restaurants, and spending time with friends. She is also a volunteer at Jacqueline Kennedy Onassis High School, where she mentors and coaches young women.
Nicole graduated from Villanova University with a B.A. in Economics and minors in Finance and Real Estate. She also maintains her FINRA series 7 and 66 licenses and Life, Accident, and Health licenses. Nicole currently lives in New York City, where she enjoys taking pilates classes, trying new restaurants, and spending time with friends. She is also a volunteer at Jacqueline Kennedy Onassis High School, where she mentors and coaches young women.
Contact Sherry S. Paul
Contact Jacqueline Kaplove Remmen
Wealth Management
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Insights and Outcomes
Thought Leadership for our ultra high net worth clients, which contains thought-provoking articles, authored by leading experts from Morgan Stanley Family Office Resources.
We look forward to discussing your needs and goals, and the exceptional resources we can place at your disposal.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
1Morgan Stanley Smith Barney LLC and its affiliates and their employees (including Financial Advisors and Private Wealth Advisors) are not in the business of providing tax or legal advice. These materials and any statements contained herein should not be construed as tax or legal advice. Individuals should consult their personal tax advisor or attorney for matters involving taxation and tax planning and their attorney for matters involving personal trusts and estate planning.
2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
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CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
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Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
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1Morgan Stanley Smith Barney LLC and its affiliates and their employees (including Financial Advisors and Private Wealth Advisors) are not in the business of providing tax or legal advice. These materials and any statements contained herein should not be construed as tax or legal advice. Individuals should consult their personal tax advisor or attorney for matters involving taxation and tax planning and their attorney for matters involving personal trusts and estate planning.
2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
3Morgan Stanley Smith Barney LLC (the “Firm”) and its affiliates do not currently offer the services provided by this Service Provider(s). The Service Provider(s) is not an affiliate of the Firm. Any review of the Service Provider(s) performed by the Firm was based on information from sources that we believe are reliable but we cannot guarantee its accuracy or completeness. This referral should in no way be considered to be a solicitation by the Firm for business on behalf of the Service Provider(s). The Firm makes no representations regarding the appropriate or otherwise of the products or services provided by the Service Provider(s). There may be additional service providers for comparative purposes. If you choose to contact the Service Provider(s), do thorough due diligence, and make your own independent decision.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures | Morgan Stanley
CRC 4237142 (02/2025)
