John Perry
Managing Director, Private Wealth Management, Financial Advisor, Family Wealth Director, Senior Portfolio Management Director
Phone:
(317) 818-7421(317) 818-7421
Our Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
Our Story and Services
As your Financial Advisors, we can help you define and strive to meet your goals by delivering a vast array of resources to you in the way that is most appropriate for how you invest and what you want to achieve. Working together we can help you to preserve and grow your wealth. You’ll have access to some of the world’s most seasoned and respected investment professionals, a premier trading and execution platform and a full spectrum of investment choices.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
About PWM
Founded in 1977, Private Wealth Management is the division of Morgan Stanley Wealth Management that is dedicated to serving the firm’s most affluent clients, including some of the world’s most accomplished entrepreneurs, executives and stewards of multigenerational wealth. Functioning as an exclusive investment boutique within a global financial firm, we deliver sophisticated solutions that leverage the intellectual capital and insight of Morgan Stanley’s substantial global resources. Drawing on a deep understanding of your financial life, our goal is to help you:
- Manage investments with an unwavering focus on your financial strategy and personal goals
- Create comprehensive, multigenerational wealth management plans based on your needs, challenges and the values that guide your life and legacy
- Simplify financial complexity to help you achieve clarity and control
Private Wealth Management Highlights
- Approximately 350 teams1 specialized in assisting individuals and families with $20MM+ in investable assets
- Over $980 billion in AUM1
- Comprising 23% of the Barron’s Top 250 Private Wealth Management Teams for 2024
- Direct access to ultra high net worth experts in philanthropy, family dynamics, wealth transfer, lifestyle advisory and other areas of interest to ultra high net worth families
1 Morgan Stanley Wealth Management, December, 2024
Source: Barron's.com (May 2024) 2024 Barron's Top 250 Private Wealth Management Teams awarded in 2024. The teams are ranked on a variety of factors, including their size and shape, their regulatory records and credentials of their members, and the resources they have at their disposal to serve their client bases. The rankings are meant as a starting point for clients looking for an advisor—a first-pass vetting that can help investors narrow a search. Every advisor will have his or her own approach to investing, financial planning, and other services. Clients are encouraged to approach a search for an advisor the way they would a search for a doctor—interviewing multiple professionals and getting opinions from multiple third parties. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one client’s experience. This ranking is not indicative of the Financial Advisor’s future performance. Morgan Stanley Smith Barney LLC is not affiliated with Barron's. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.
Approach
Discovery Process
Investing the time to learn about you and your family; your assets and liabilities and the risk exposures, enables us to formulate strategies and customize the relationship to your needs.
Formulation of Tax, Trust and Estate Strategy
Working with your tax and legal advisors, we help analyze your income and estate tax circumstances to identify and tailor planning techniques that may be used to address your objectives.
Creation of Customized Strategic Asset Allocation
Your customized asset allocation reflects risk, opportunities and taxation across multiple entities, while integrating your investing and estate plans.
Integration of Tactical Asset Allocation
Short-term adjustments seek to capitalize on temporary market distortions. Before making adjustments, we analyze the impact of taxes and trading costs on potential returns.
Implementation of a Customized Wealth Strategy
After comprehensive due diligence and analysis of expected results across multiple market scenarios, strategies are chosen from our expansive investment platform.
Ongoing Assessment
In coordination with your other advisors, we can conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs.
In the Press
Barron's Top 1,200 Financial Advisors - 2025
Barron's Top 1,200 Financial Advisors - 2025Disclosures
Barron's Awarded March 2025. Data compiled by Barron's based on time period from Oct 2023-Sept 2024. Awards Disclosures
2023-2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes (Awarded Jan 2023-2025) Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
2020 Barron's Top 50 Private Wealth Management Teams
Source: Barron's.com (Awarded Apr 2020) Data compiled by Barron's based on time period from Dec 2018 - Dec 2019.
John Perry named 2018-2020, 2022, 2024 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2018-2020, 2022, 2024). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
John Perry named 2023-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2023-2025 Forbes Best-In-State Wealth Management Teams
Source: Forbes (Awarded Jan 2023-2025) Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
2020 Barron's Top 50 Private Wealth Management Teams
Source: Barron's.com (Awarded Apr 2020) Data compiled by Barron's based on time period from Dec 2018 - Dec 2019.
John Perry named 2018-2020, 2022, 2024 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2018-2020, 2022, 2024). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
John Perry named 2023-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2023-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Location
800 East 96 St
Ste 400
Indianapolis, IN 46240
US
Direct:
(317) 818-7421(317) 818-7421
Meet Perry Wealth Management
Lee Sperling
Executive Director, Private Wealth Management, Financial Advisor, Senior Portfolio Manager
Phone:
(914) 225-0094(914) 225-0094
Chris Tharp
Senior Vice President, Financial Advisor
Phone:
(317) 587-8101(317) 587-8101
Ellen Zawacki
Investment Consultant
Phone:
(317) 818-7314(317) 818-7314
Elizabeth Ross
Assistant Vice President, Group Director
Phone:
(317) 818-7325(317) 818-7325
Josh Miller
Assistant Vice President, Business Development Associate
Phone:
(317) 818-7343(317) 818-7343
Linda Mulcahy
Assistant Vice President, Wealth Management Associate
Phone:
(317) 818-7353(317) 818-7353
Jill Barkley
Senior Registered Client Service Associate
Phone:
(317) 587-8114(317) 587-8114
About John Perry
John D Perry, Managing Director - Family Wealth Director, is a member of Morgan Stanley's Chairman's Club which is a distinction made for the top 3% of advisors within our firm. John brings over 20 years of wealth management experience to the Perry Wealth Management Group's clients. He is among the select few Financial Advisors to have earned Morgan Stanley's designation of Family Wealth Director, an industry leading designation that demonstrates that he met rigorous and high standards of delivering depth of experience and breadth of knowledge in wealth planning and investment advice to the most affluent clients. Prior to being recruited to Morgan Stanley in 2009, John was at JP Morgan Private Bank and Goldman Sachs as a Financial Advisor and Investment Professional respectively. John has been named in Barron's Top Advisor Rankings, honored as an IBJ 40 Under 40, Indy's Best and Brightest, and was featured in the magazine and website On Wall Street at number one on their Top 40 Under 40 list. John is currently a member of the Fixed Income and Equities Institutional Middle Markets program focusing on the needs of depository institutions, money managers, insurance companies, and hedge funds.
John has his MBA from Butler University and is a graduate of the Kelley School of Business at Indiana, where he earned a B.S. in Finance, Real Estate & International Business. He currently serves on the board of the Goodwill Industries Foundation, the Board of Visitors for the Butler University Business School - Current Board Chair, and the Accelerator Advisory Panel for Butler University. He is also an Advisory member of the Student Managed Investment Fund.
John resides in Westfield, Indiana and enjoys spending time with his wife, Jordanna, and three children: Jack, Elly, and Gracy. He completed his first Ironman competition in 2016, and continues to maintain an active lifestyle running, playing tennis, and skiing.
Disclosures:
2018-2020, 2022 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2018-2020, 2022). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
John has his MBA from Butler University and is a graduate of the Kelley School of Business at Indiana, where he earned a B.S. in Finance, Real Estate & International Business. He currently serves on the board of the Goodwill Industries Foundation, the Board of Visitors for the Butler University Business School - Current Board Chair, and the Accelerator Advisory Panel for Butler University. He is also an Advisory member of the Student Managed Investment Fund.
John resides in Westfield, Indiana and enjoys spending time with his wife, Jordanna, and three children: Jack, Elly, and Gracy. He completed his first Ironman competition in 2016, and continues to maintain an active lifestyle running, playing tennis, and skiing.
Disclosures:
2018-2020, 2022 Barron's Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron's Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2018-2020, 2022). Data compiled by Barron's based on 12-month period concluding in Sept of the year prior to the issuance of the award.
Securities Agent: WI, PA, MN, MA, AL, WA, OH, ME, KY, KS, IL, CT, UT, NE, NV, TN, OR, ID, DC, CA, AZ, VA, SD, OK, DE, NC, MI, NJ, MD, HI, CO, LA, IN, NM, MO, IA, WY, TX, SC, PR, NY, MS, GA, FL; General Securities Representative; Investment Advisor Representative
NMLS#: 1872778
NMLS#: 1872778
About Lee Sperling
Lee Sperling is an Executive Director – Financial Advisor at Morgan Stanley. He covers clients across the country with a specific emphasis on the South and Midwest Regions. Prior to joining Morgan Stanley, Lee was an ED in the Global Investment Opportunities Group and served as Vice President on the Foreign Exchange and Commodity trading desk at J.P. Morgan, generating investment ideas across all currencies and commodities for Private Bank clients. Lee spent 17 years working in the hedge fund industry. He spent over four years at Elliott Associates, where he worked on both a macro portfolio, as well as the global energy portfolio, both in a trading and investment idea generating role. From 1997 to 2015, Lee was a trader and Portfolio Manager at Caxton Associates, overseeing the Asian trading desk before being selected to manage a global macro fund.
Lee graduated from Lehigh University in 1994 with a B.S. in Finance from the School of Business and Economics. He and his wife, Kelly, live in Scarsdale NY with their two sons, Cole and Henry. His family has a rescue dog named Carly (Beagle/Retriever mix we think). Having grown up in Colorado, Lee enjoys skiing and is a die-hard Bronco fan. He loves to play golf, though admits he doesn’t “tend to do particularly well.”
Lee graduated from Lehigh University in 1994 with a B.S. in Finance from the School of Business and Economics. He and his wife, Kelly, live in Scarsdale NY with their two sons, Cole and Henry. His family has a rescue dog named Carly (Beagle/Retriever mix we think). Having grown up in Colorado, Lee enjoys skiing and is a die-hard Bronco fan. He loves to play golf, though admits he doesn’t “tend to do particularly well.”
Securities Agent: OR, AZ, VA, KS, WA, NY, NJ, MI, DE, NV, PR, IA, AR, WY, ID, SC, NE, MS, HI, GA, CO, TN, FL, CA, AL, MN, IL, CT, WI, SD, OK, NM, MO, ME, KY, UT, NC, MA, LA, DC, TX, PA, OH, MD, IN; General Securities Representative; Investment Advisor Representative
NMLS#: 1072149
NMLS#: 1072149
About Chris Tharp
Chris Tharp is a Senior Vice President – Financial Advisor at Morgan Stanley.
Chris has over 20 years of experience in the financial services industry in private wealth management, branch management and financial advisory. Chris has been with Morgan Stanley for 13 years after starting his career at Goldman, Sachs & Co where he worked in New York City, Chicago and Tokyo. In 2025, Chris was named to Morgan Stanley’s prestigious Century Club, an elite group of our firm’s Financial Advisors. This accolade recognizes Chris’ consistent excellence in helping clients achieve their personal and financial goals. In addition to demonstrating leadership through best practices of wealth management, our recognition programs acknowledge the highest professional standards and first-class client service. Chris has always been motivated by the value of financial education and sound financial planning, and prides himself on working with families and institutions to provide independent advice focusing on portfolio management and complex client solutions.
Chris was born and raised in Arizona and graduated from Arizona State University with a B.S in Marketing. He and his wife Alison live in Carmel, IN with their three children: Noah, Caris and Oliver. Chris enjoys running and has completed various marathons and one ultramarathon 50k. Chris is active in his church, enjoys archaeology, giving back to his community, coaching, sports and travel.
Chris has over 20 years of experience in the financial services industry in private wealth management, branch management and financial advisory. Chris has been with Morgan Stanley for 13 years after starting his career at Goldman, Sachs & Co where he worked in New York City, Chicago and Tokyo. In 2025, Chris was named to Morgan Stanley’s prestigious Century Club, an elite group of our firm’s Financial Advisors. This accolade recognizes Chris’ consistent excellence in helping clients achieve their personal and financial goals. In addition to demonstrating leadership through best practices of wealth management, our recognition programs acknowledge the highest professional standards and first-class client service. Chris has always been motivated by the value of financial education and sound financial planning, and prides himself on working with families and institutions to provide independent advice focusing on portfolio management and complex client solutions.
Chris was born and raised in Arizona and graduated from Arizona State University with a B.S in Marketing. He and his wife Alison live in Carmel, IN with their three children: Noah, Caris and Oliver. Chris enjoys running and has completed various marathons and one ultramarathon 50k. Chris is active in his church, enjoys archaeology, giving back to his community, coaching, sports and travel.
Securities Agent: CO, NM, NJ, IL, ID, DE, OR, KS, UT, PR, CA, NV, WI, MO, KY, AL, WA, TN, SD, PA, MS, MI, MA, AZ, VA, OH, NY, IA, FL, DC, CT, SC, NC, WY, HI, GA, AR, NE, MN, ME, MD, TX, OK, LA, IN; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1272862
NMLS#: 1272862
About Ellen Zawacki
Ellen is an Investment Consultant at Morgan Stanley. She has 22 years of experience in the financial services industry. She began her career at Capital Group where she enjoyed a variety of roles including asset management sales and asset management sales leadership. Ellen joined Morgan Stanley and the Perry Wealth Management team in 2024.
Ellen partners with clients and prospects by understanding their circumstances and objectives, to provide individualized, highly strategic Investment consulting. She is passionate about investing and helping clients reach their financial goals.
Ellen grew up in Iowa and graduated from Tippie College of Business at the University of Iowa with a BBA in Finance. She and her husband Joel live in Indianapolis, IN with their two sons.
Ellen spends much of her time chasing their boys and in her free time enjoys anything Peloton, trying new restaurants and traveling with family and friends.
She volunteers as a board member at Children’s TherAplay in Carmel, IN.
NMLS # 2690122
Ellen partners with clients and prospects by understanding their circumstances and objectives, to provide individualized, highly strategic Investment consulting. She is passionate about investing and helping clients reach their financial goals.
Ellen grew up in Iowa and graduated from Tippie College of Business at the University of Iowa with a BBA in Finance. She and her husband Joel live in Indianapolis, IN with their two sons.
Ellen spends much of her time chasing their boys and in her free time enjoys anything Peloton, trying new restaurants and traveling with family and friends.
She volunteers as a board member at Children’s TherAplay in Carmel, IN.
NMLS # 2690122
About Elizabeth Ross
For over 23 years, Elizabeth has been focusing on the needs and concerns of clients in the financial industry. She joined Morgan Stanley in 2008 and is currently the Group Director for Perry Wealth Management. As Group Director, Elizabeth helps shape the vision of client service and business management for the team.
Elizabeth has her 7, 63 and 65 licenses. She holds a Bachelor of Arts in Political Science from Indiana University, Bloomington.
Elizabeth currently lives in Carmel, IN with her husband, Michael. They have two sons, James and Henry.
In her free time, Elizabeth enjoys Pilates, volunteering with her church, reading and spending time with friends and family.
Elizabeth has her 7, 63 and 65 licenses. She holds a Bachelor of Arts in Political Science from Indiana University, Bloomington.
Elizabeth currently lives in Carmel, IN with her husband, Michael. They have two sons, James and Henry.
In her free time, Elizabeth enjoys Pilates, volunteering with her church, reading and spending time with friends and family.
About Josh Miller
Josh Miller, Business Development Associate - Josh began his professional finance career in 2014, joining Morgan Stanley in the operations department handling the inflow and outflow of funds, processing documents, and dealing directly with Morgan Stanley clients on all fronts. Upon completing the securities registration requirements (Series 7 and Series 66), Josh left his operational role and joined Perry Wealth Management in 2016. Josh looks to help further the extension of service and efficiency for any and all client needs.
Josh graduated from Bethel College (Mishawaka, IN) in 2012, where he earned a B.S. in Criminal Justice. Upon graduation from college, he spent two years teaching math at an alternative high school in Elkhart, Indiana.
Josh currently lives in Bargersville, IN with his wife, Rachel. Josh and Rachel have 3 boys ages 7 and under.
Josh is actively involved within his faith community on the southside of Indianapolis. Josh enjoys all things music, sports, reading, and running.
Josh graduated from Bethel College (Mishawaka, IN) in 2012, where he earned a B.S. in Criminal Justice. Upon graduation from college, he spent two years teaching math at an alternative high school in Elkhart, Indiana.
Josh currently lives in Bargersville, IN with his wife, Rachel. Josh and Rachel have 3 boys ages 7 and under.
Josh is actively involved within his faith community on the southside of Indianapolis. Josh enjoys all things music, sports, reading, and running.
About Linda Mulcahy
Linda began her career in 1987 with UBS in New York City where she focused on delivering a high level of personalize service to a select group of clients. In 1994, Linda moved to Indianapolis and joined Smith Barney. She briefly left the industry late 2001, to stay home with her 2 young daughters. She rejoined the industry when her youngest entered school in 2006. Linda joined Morgan Stanley in 2013 with her area of focus including administrative duties, client communications along with proactive service and operations. Linda has her Series 7, 63 and 66 licenses.
A native of New York, Linda graduated from Hartwick College, Oneonta NY with a Bachelor of Arts in Economics with a minor in Management. She has 2 adult daughters and currently resides in Indianapolis. Active in the community, Linda serves of the Board of National Junior Tennis and Learning of Indianapolis as the Vice President, a cooking instructor for Cooking Matters serving low income adults and a Purdue Extension Master Gardener along with volunteering at her church. When away from the office and volunteer activities, Linda enjoys playing tennis, cooking, traveling and gardening.
A native of New York, Linda graduated from Hartwick College, Oneonta NY with a Bachelor of Arts in Economics with a minor in Management. She has 2 adult daughters and currently resides in Indianapolis. Active in the community, Linda serves of the Board of National Junior Tennis and Learning of Indianapolis as the Vice President, a cooking instructor for Cooking Matters serving low income adults and a Purdue Extension Master Gardener along with volunteering at her church. When away from the office and volunteer activities, Linda enjoys playing tennis, cooking, traveling and gardening.
About Jill Barkley
Jill joined Morgan Stanley in 2022 with over 20 years of industry experience. She has enjoyed a variety of roles which include client service, administrative responsibilities and operations management. Jill holds her Series 7, 66 and 9/10 licenses.
Jill was born and raised in Cincinnati. She graduated cum laude from the University of Cincinnati with a B.A. in psychology. She and her husband, Tim have called Indianapolis home for over 20 years. In her free time, Jill enjoys running, skiing, Pilates, cooking and travel.
Jill was born and raised in Cincinnati. She graduated cum laude from the University of Cincinnati with a B.A. in psychology. She and her husband, Tim have called Indianapolis home for over 20 years. In her free time, Jill enjoys running, skiing, Pilates, cooking and travel.
Contact John Perry
Contact Lee Sperling
Contact Chris Tharp
Hear from Our Clients
When you work with Perry Wealth Management here is what you will find: a tailored approach to your investment needs & excellent customer service from the entire team. Their responsiveness anytime I need anything, from an update, advice, transfers, or questions on general investing has been the biggest reason I've stayed. Individuated service like this, is hard to find.
Jane
Verified ClientNovember 19, 2024
My family became a client of Perry Wealth Management at Morgan Stanley in 2021 after being with another financial advisor for over 20 years. My only regret is that we did not do this sooner. The level of service is second to none and the team is always responsive to any request. I would not hesitate for a second in recommending people moving their investments to the Perry Wealth Management Team and Morgan Stanley!
Matt
Verified ClientDecember 8, 2024
Testimonial(s) solicited by Morgan Stanley and provided by current client(s) at the time of publication. No compensation of any kind was provided in exchange for the client testimonial(s) presented. Client testimonials may not be representative of the experience of other clients and are not a guarantee of future performance or success.
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Managing Significant Wealth
- Investment Management
- Wealth Transfer & Philanthropy
- Cash Management & Lending
- Family Governance & Wealth Education
- Lifestyle Advisory
- Business Services
Funding Climate Action: Pathways for Philanthropy
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Insights and Outcomes
Thought Leadership for our ultra high net worth clients, which contains thought-provoking articles, authored by leading experts from Morgan Stanley Family Office Resources.
Private Wealth Management Podcast
Bringing you engaging stories and key insights surrounding the complexities associated with significant wealth, including:
- Intergenerational Planning
- Philanthropic Giving
- Non-Traditional Assets
- Managing Family Wealth
LISTEN | Passion Assets: Investing in Art
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We look forward to discussing your needs and goals, and the exceptional resources we can place at your disposal.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Testimonial(s) solicited by Morgan Stanley and provided by current client(s) at the time of publication. No compensation of any kind was provided in exchange for the client testimonial(s) presented. Client testimonials may not be representative of the experience of other clients and are not a guarantee of future performance or success.
Awards Disclosures
CRC 4237142 (02/2025)
