Blair Patteson, CFP®
Managing Director, Private Wealth Management, Private Wealth Advisor, Family Wealth Director, Alternative Investments Director
Phone:
(865) 694-1031(865) 694-1031
Morgan Stanley Private Wealth Management
Patteson Wealth Management Group
Our Mission Statement
Tailored wealth planning strategies for entrepreneurs, business owners and families with significant wealth.
Welcome
As a business owner, you have devoted your career to building your enterprise. Now it is time to plan for what comes next: enjoying the substantial rewards, spending more time with your family and pursuing new challenges. It is a transition that is among the most complex in the business world — and life.
Too often in a transaction the investment bankers, attorneys, accountants and other advisors aren’t aligned with an overarching plan. Seamless alignment includes the personal estate planning and decisions that most transactional advisors are ill equipped to solve. Managing the process is crucial for a business owner to feel that they received the best outcome possible. There is nothing more frustrating than feeling members your advisory team are rowing in different directions. We pride ourselves in protecting a business owner from poor outcomes and making sure the informational asymmetry that exists when someone has bought more businesses than an owner has sold, is eliminated.
Reach out to us to find out how we work with you to manage the complexity of selling, reorganizing or transitioning your business from one generation to the next.
Too often in a transaction the investment bankers, attorneys, accountants and other advisors aren’t aligned with an overarching plan. Seamless alignment includes the personal estate planning and decisions that most transactional advisors are ill equipped to solve. Managing the process is crucial for a business owner to feel that they received the best outcome possible. There is nothing more frustrating than feeling members your advisory team are rowing in different directions. We pride ourselves in protecting a business owner from poor outcomes and making sure the informational asymmetry that exists when someone has bought more businesses than an owner has sold, is eliminated.
Reach out to us to find out how we work with you to manage the complexity of selling, reorganizing or transitioning your business from one generation to the next.
Our Typical Client
- Minimum Liquid Net Worth of $25m
- Highly Customized Support
- 80% Current or Former Business Owners
- Multi-Generational Ultra High Net Worth Families
- Performance-Focused
- Need Access to Specialized Resources
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
About PWM
Founded in 1977, Private Wealth Management is the division of Morgan Stanley Wealth Management that is dedicated to serving the firm’s most affluent clients, including some of the world’s most accomplished entrepreneurs, executives and stewards of multigenerational wealth. Functioning as an exclusive investment boutique within a global financial firm, we deliver sophisticated solutions that leverage the intellectual capital and insight of Morgan Stanley’s substantial global resources. Drawing on a deep understanding of your financial life, our goal is to help you:
- Manage investments with an unwavering focus on your financial strategy and personal goals
- Create comprehensive, multigenerational wealth management plans based on your needs, challenges and the values that guide your life and legacy
- Simplify financial complexity to help you achieve clarity and control
Private Wealth Management Highlights
- Approximately 300 teams1 specialized in assisting individuals and families with $20MM+ in investable assets
- Over $775 billion in AUM1
- Comprising 25% of the Barron’s Top 100 Financial Advisors list for 2023
- Direct access to ultra high net worth experts in philanthropy, family dynamics, wealth transfer, lifestyle advisory and other areas of interest to ultra high net worth families
1 Morgan Stanley Wealth Management, December, 2023
Source: Barron's.com (April 2023) 2023 Barron's Top 100 Financial Advisors awarded in 2023. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2020 - Dec 2021. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance is not a criterion. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one client’s experience. This ranking is not indicative of the Financial Advisor’s future performance. Morgan Stanley Smith Barney LLC is not affiliated with Barron's. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.
Entrepreneur Resources
By engaging our team, you gain access to the intellectual capital and vast resources of our firm to help you manage your personal finances. Private Wealth Management can extend that range into your professional life, delivering the capital markets and institutional investing solutions needed to help pursue the strategic ambitions of your enterprise.
Reach out to us to find out how we can assist with your entrepreneurial endeavors.
Reach out to us to find out how we can assist with your entrepreneurial endeavors.
Insights for Entrepreneurs
Monetization Planning
Monetizing a privately held company requires seamless coordination of your personal wealth management and business monetization strategies. We can assist you at each stage of the process, highlighting key decisions, deadlines and milestones. We will work with your legal, tax and other advisors to help you increase value, reduce tax liabilities and integrate the proceeds of your sale into a comprehensive wealth management strategy.
Reach out to us to find out how we can help address some of the challenges that you are likely to face.
Reach out to us to find out how we can help address some of the challenges that you are likely to face.
Family Wealth Management
As your family grows and your wealth increases, you may face a broader and more complex set of wealth management challenges. As Family Wealth Directors, we have the extensive experience, dedicated training and the resources necessary to help you and your family address these needs.
Private Wealth Management combines the vast resources of a global financial services firm with the individualized services of an investment boutique to address the planning, governance, liability management and investing needs of ultra high net worth families, their businesses and their philanthropic enterprises. Our goal is to help preserve and grow your financial, family and social capital so that it can have a positive impact today and for generations to come.
Private Wealth Management combines the vast resources of a global financial services firm with the individualized services of an investment boutique to address the planning, governance, liability management and investing needs of ultra high net worth families, their businesses and their philanthropic enterprises. Our goal is to help preserve and grow your financial, family and social capital so that it can have a positive impact today and for generations to come.
Comprehensive Capabilities
- Investment Management
- Family Office Services
- Access to Cash Management, and Lending Products and Services
- Financial Planning and Goal Analysis
- Online, E-Delivery and Mobile
- Corporate Equity Solutions
- Trust, Estate and Legacy Planning Strategies
- Risk Management
Location
1111 Northshore Dr
Suite N 160
Knoxville, TN 37919
US
Direct:
(865) 694-1031(865) 694-1031
3102 West End Ave
Suite 200
Nashville, TN 37203
US
Direct:
(615) 292-0303(615) 292-0303
3280 Peachtree Rd NE
Suite 2000
Atlanta, GA 30305
US
Direct:
(404) 949-4100(404) 949-4100
Meet Patteson Wealth Management Group
Christina Mosser, CFA
First Vice President, Private Wealth Management, Private Wealth Advisor, Certified Exit Planning Advisor™ (CEPA)
Phone:
(865) 694-1016(865) 694-1016
Alex Kanko, CFP®
Vice President,
PWM Chief of Staff
PWM Chief of Staff
Phone:
(865) 694-1011(865) 694-1011
Shannon Orban
PWM Wealth Management Associate
Phone:
(865) 694-1019(865) 694-1019
Lizzie Stuhr
Client Service Associate
Phone:
(865) 694-1018(865) 694-1018
Payton VeStrand, CFP®
Vice President, Investment Consultant
Portfolio Manager Specialist
Portfolio Manager Specialist
Phone:
(865) 694-1039(865) 694-1039
About Blair Patteson
Blair joined Morgan Stanley in 2001 as a Financial Advisor. He then formed the Patteson Wealth Management Group, a team focused on delivering comprehensive advice to closely-held business owners and affluent families. In 2017, the team was inducted into Morgan Stanley’s Private Wealth Management division. Appointed to Morgan Stanley’s Private Wealth Management Advisory Council in 2021, Blair represents the interests of Private Wealth Advisors and our clients in this national forum.
Leveraging his experience with his own family's businesses, Blair has always emphasized the need for organized and thoughtful advice. Experience and focused training has equipped Blair to extend his advice to encompass more complex aspects of a client’s financial picture including business transactions, tax implications, family wealth, philanthropy, and estate planning strategies.
Blair has dedicated his professional life to helping business owners slow down, focus, and understand the options available for succession. Blair has advised families on over $9 billion of combined transaction value, as of July 2022. These transactions have included strategic sales, ESOP/1042, financial sponsor, management buyouts, succession plans, recapitalization, underwriting, distressed, buy-side, and private placements.
Blair received his B.S. degree in International Economics from Carson Newman University and his M.B.A. with a concentration in Strategy and Finance from Emory University's Goizueta School of Business. He has obtained the industry designation of CERTIFIED FINANCIAL PLANNER (CFP®) as well as Morgan Stanley designations of Senior Portfolio Management Director, Family Wealth Director, and Alternative Investments Director. Additionally, Blair is a member of the ESOP Association, and member and contributor to the Southeastern Venture Capital Association.
Leveraging his experience with his own family's businesses, Blair has always emphasized the need for organized and thoughtful advice. Experience and focused training has equipped Blair to extend his advice to encompass more complex aspects of a client’s financial picture including business transactions, tax implications, family wealth, philanthropy, and estate planning strategies.
Blair has dedicated his professional life to helping business owners slow down, focus, and understand the options available for succession. Blair has advised families on over $9 billion of combined transaction value, as of July 2022. These transactions have included strategic sales, ESOP/1042, financial sponsor, management buyouts, succession plans, recapitalization, underwriting, distressed, buy-side, and private placements.
Blair received his B.S. degree in International Economics from Carson Newman University and his M.B.A. with a concentration in Strategy and Finance from Emory University's Goizueta School of Business. He has obtained the industry designation of CERTIFIED FINANCIAL PLANNER (CFP®) as well as Morgan Stanley designations of Senior Portfolio Management Director, Family Wealth Director, and Alternative Investments Director. Additionally, Blair is a member of the ESOP Association, and member and contributor to the Southeastern Venture Capital Association.
Securities Agent: GA, AZ, NY, MD, MA, DC, NH, CA, VA, NM, FL, CT, AL, WA, RI, PA, MO, OK, SC, NV, LA, CO, SD, NE, IL, AR, OH, KY, TX, TN, IN, DE, NC, HI; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1261877
NMLS#: 1261877
About Christina Mosser
Christina joined the Patteson Wealth Management Group in 2013. She spent her first few years on the team as an investment analyst, spearheading all research, and was eventually elevated into a portfolio management role. She then transitioned into a role as a Private Wealth Advisor and now works alongside Blair to build tailored strategies for our clients.
Christina focuses her efforts on delivering strategic solutions to help clients meet their goals by leveraging the full resources of Morgan Stanley. This includes traditional financial planning, more complex estate and tax planning resources, as well as family governance and dynamics. Additionally, Christina helps our entrepreneur clients evaluate their strategic alternatives for exit, transition, and succession planning. She is passionate about guiding clients, helping them understand the overall financial plan from the high-level down to the details.
Christina obtained her B.S.B.A degree in Finance and Accounting from the University of Tennessee, graduating summa cum laude and obtained her MBA degree from Vanderbilt University. Christina is a Certified Exit Planning Advisor (CEPA) and has obtained the industry designation of Chartered Financial Analyst (CFA®). The CFA designation is globally recognized and attests to a charterholder’s success in a rigorous and comprehensive study program in the field of investment management and research analysis.
Christina focuses her efforts on delivering strategic solutions to help clients meet their goals by leveraging the full resources of Morgan Stanley. This includes traditional financial planning, more complex estate and tax planning resources, as well as family governance and dynamics. Additionally, Christina helps our entrepreneur clients evaluate their strategic alternatives for exit, transition, and succession planning. She is passionate about guiding clients, helping them understand the overall financial plan from the high-level down to the details.
Christina obtained her B.S.B.A degree in Finance and Accounting from the University of Tennessee, graduating summa cum laude and obtained her MBA degree from Vanderbilt University. Christina is a Certified Exit Planning Advisor (CEPA) and has obtained the industry designation of Chartered Financial Analyst (CFA®). The CFA designation is globally recognized and attests to a charterholder’s success in a rigorous and comprehensive study program in the field of investment management and research analysis.
Securities Agent: IL, HI, CA, CT, NE, VA, PA, OH, MO, LA, AZ, NY, GA, TX, SC, OK, MA, IN, DE, CO, NH, NM, WA, NV, MD, FL, AR, AL, SD, KY, DC, TN, RI, NC; General Securities Representative; Investment Advisor Representative
NMLS#: 1629348
NMLS#: 1629348
About Alex Kanko
Alex joined the Patteson Wealth Management Group in 2020 and has been in the industry since 2007.
As Chief of Staff, Alex is charged with driving the team’s strategic initiatives, which includes enhancing and promoting our client service offerings. He takes accountability for optimizing business practices and ensuring proper support for day-to-day operations. Alex also spearheads our client reporting and analytics, and has a passion for distilling down complicated information into forms that are easily ingested. Additionally, Alex is our clients’ dedicated concierge for digital tools and ancillary services. He regularly reaches out to clients to explore offerings and facilitate enrollment in desired services.
Alex received his B.B.A. degree in Finance from the University of Texas at San Antonio, graduating summa cum laude. He is FINRA Series 7 & 66 licensed. Alex has obtained the CERTIFIED FINANCIAL PLANNER (CFP®) designation and is a member of the CFA Institute.
As Chief of Staff, Alex is charged with driving the team’s strategic initiatives, which includes enhancing and promoting our client service offerings. He takes accountability for optimizing business practices and ensuring proper support for day-to-day operations. Alex also spearheads our client reporting and analytics, and has a passion for distilling down complicated information into forms that are easily ingested. Additionally, Alex is our clients’ dedicated concierge for digital tools and ancillary services. He regularly reaches out to clients to explore offerings and facilitate enrollment in desired services.
Alex received his B.B.A. degree in Finance from the University of Texas at San Antonio, graduating summa cum laude. He is FINRA Series 7 & 66 licensed. Alex has obtained the CERTIFIED FINANCIAL PLANNER (CFP®) designation and is a member of the CFA Institute.
About Shannon Orban
Shannon Orban joined Morgan Stanley in 2005 and has been an integral part of the Patteson Wealth Management Group since 2011.
As our most senior staff member and lead relationship manager, Shannon coordinates and executes all aspects of the client experience. She is enthusiastic about building and cultivating relationships with clients and their families.
Shannon acts as our primary service concierge, working closely with clients to personally manage day-to-day requests. She supervises new client onboarding, money movement, document management, and estate and inheritor services. Shannon has in-depth knowledge of firm operations and frequently collaborates between departments on behalf of our clients. Additionally, she provides access to and facilitates requests for a variety of cash management and lending services offered through Morgan Stanley Private Bank.
Shannon received her B.B.A. degree in Marketing from Old Dominion University. She is FINRA Series 7, 31, & 66 licensed.
Morgan Stanley Private Bank, National Association, and Morgan Stanley Bank, N.A. are affiliates of Morgan Stanley Smith Barney LLC, and are each a Member FDIC that is primarily regulated by the Office of the Comptroller of the Currency.
As our most senior staff member and lead relationship manager, Shannon coordinates and executes all aspects of the client experience. She is enthusiastic about building and cultivating relationships with clients and their families.
Shannon acts as our primary service concierge, working closely with clients to personally manage day-to-day requests. She supervises new client onboarding, money movement, document management, and estate and inheritor services. Shannon has in-depth knowledge of firm operations and frequently collaborates between departments on behalf of our clients. Additionally, she provides access to and facilitates requests for a variety of cash management and lending services offered through Morgan Stanley Private Bank.
Shannon received her B.B.A. degree in Marketing from Old Dominion University. She is FINRA Series 7, 31, & 66 licensed.
Morgan Stanley Private Bank, National Association, and Morgan Stanley Bank, N.A. are affiliates of Morgan Stanley Smith Barney LLC, and are each a Member FDIC that is primarily regulated by the Office of the Comptroller of the Currency.
About Lizzie Stuhr
Lizzie Stuhr joined the Patteson Wealth Management group in 2024.
Lizzie works alongside Shannon to support our clients with day-to-day operational requests and assists with a wide variety of tasks and projects. She aids in the scheduling, communication, and daily functions of the firm. She manages calendars and coordinates internal and external events and meetings, including logistics, attendees, materials, and communications. Lizzie is the lead coordinator for clients’ donor-advised funds, ensuring efficient, timely processing of grants, and other philanthropic endeavors.
Lizzie received her B.A. in Public Relations, Advertising, and Applied Communication from the University of Tennessee, Knoxville.
Lizzie works alongside Shannon to support our clients with day-to-day operational requests and assists with a wide variety of tasks and projects. She aids in the scheduling, communication, and daily functions of the firm. She manages calendars and coordinates internal and external events and meetings, including logistics, attendees, materials, and communications. Lizzie is the lead coordinator for clients’ donor-advised funds, ensuring efficient, timely processing of grants, and other philanthropic endeavors.
Lizzie received her B.A. in Public Relations, Advertising, and Applied Communication from the University of Tennessee, Knoxville.
About Payton VeStrand
Payton VeStrand joined the Patteson Wealth Management Group in 2025 and has been in the industry since 2017.
Payton leads and coordinates investment strategy alongside Morgan Stanley's Global Investment Team to develop customized and comprehensive investment strategies for each of our clients. His process focuses on risk management, account structuring, and tax-minimization strategies, while striving to take advantage of opportunities created by temporary market dislocations. Payton employs the full scope of Morgan Stanley’s industry-leading research division to bring investment solutions to our clients, including exclusive access to private alternative investment offerings.
Payton received his B.S. in Business Administration – Financial Planning from Liberty University, graduating summa cum laude. He also obtained the industry designation of CERTIFIED FINANCIAL PLANNER (CFP®). He is FINRA Series 7, 63, and 65 licensed. Additionally, Payton is a current candidate for the industry designation Chartered Alternative Investments Analyst (CAIA®).
Payton leads and coordinates investment strategy alongside Morgan Stanley's Global Investment Team to develop customized and comprehensive investment strategies for each of our clients. His process focuses on risk management, account structuring, and tax-minimization strategies, while striving to take advantage of opportunities created by temporary market dislocations. Payton employs the full scope of Morgan Stanley’s industry-leading research division to bring investment solutions to our clients, including exclusive access to private alternative investment offerings.
Payton received his B.S. in Business Administration – Financial Planning from Liberty University, graduating summa cum laude. He also obtained the industry designation of CERTIFIED FINANCIAL PLANNER (CFP®). He is FINRA Series 7, 63, and 65 licensed. Additionally, Payton is a current candidate for the industry designation Chartered Alternative Investments Analyst (CAIA®).
Contact Blair Patteson
Contact Christina Mosser
Private Wealth Management
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Managing Significant Wealth
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Funding Climate Action: Pathways for Philanthropy
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Insights and Outcomes
Thought Leadership for our ultra high net worth clients, which contains thought-provoking articles, authored by leading experts from Morgan Stanley Family Office Resources.
Private Wealth Management Podcast
Bringing you engaging stories and key insights surrounding the complexities associated with significant wealth, including:
- Intergenerational Planning
- Philanthropic Giving
- Non-Traditional Assets
- Managing Family Wealth
LISTEN | Passion Assets: Investing in Art
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We look forward to discussing your needs and goals, and the exceptional resources we can place at your disposal.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
2Morgan Stanley Smith Barney LLC and its affiliates and their employees (including Financial Advisors and Private Wealth Advisors) are not in the business of providing tax or legal advice. These materials and any statements contained herein should not be construed as tax or legal advice. Individuals should consult their personal tax advisor or attorney for matters involving taxation and tax planning and their attorney for matters involving personal trusts and estate planning.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
2Morgan Stanley Smith Barney LLC and its affiliates and their employees (including Financial Advisors and Private Wealth Advisors) are not in the business of providing tax or legal advice. These materials and any statements contained herein should not be construed as tax or legal advice. Individuals should consult their personal tax advisor or attorney for matters involving taxation and tax planning and their attorney for matters involving personal trusts and estate planning.
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
The securities/instruments, investments and investment strategies discussed on this website may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website may not necessarily reflect those of Morgan Stanley Smith Barney LLC (“Morgan Stanley”). This website and its associated content are intended for U.S. residents only.
Morgan Stanley and its Private Wealth Advisors do not provide tax or legal advice. Visitors to this website should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Morgan Stanley Private Wealth Advisers may only transact business in states where they are registered or excluded or exempted from registration. Transacting business, follow-up and individualized responses involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where Morgan Stanley Private Wealth Advisers are not registered or excluded or exempt from registration.
See the Financial Advisors Biographies for Registration and Licensing information.
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA®, Certified Investment Management Analyst® (with graph element)®, and Certified Investment Management Analyst® .
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Life insurance, disability income insurance, and long-term care insurance are offered through Morgan Stanley Smith Barney LLC's licensed insurance agency affiliates.
Lifestyle Advisory Services: Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Awards Disclosures
CRC 6295606 (3/2024)
