Senior Vice President, Wealth Advisor, Senior Portfolio Management Director, Lending Specialist
Phone:
(408) 947-2202(408) 947-2202
Mount Hamilton Group at Morgan Stanley
Direct:
(408) 947-2200(408) 947-2200
Our Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
Our Story and Services
The Mount Hamilton Group at Morgan Stanley has over 40 years of combined wealth management experience helping clients meet their financial goals. Our team is uniquely positioned to deliver cultivated advice combined with Morgan Stanley’s vast array of services. Working together we can help you to grow and preserve your wealth by giving you access to some of the world’s most seasoned and well-respected investment professionals, a premier trading platform, and a full spectrum of investment choices.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Working With You
At Morgan Stanley, we believe that identifying financial solutions begins with a solid understanding of each client's situation, goals, objectives, and risk tolerance. We follow a disciplined process that allows us to work with you to craft a solution that helps to meet your individual financial needs:
A. Discovery
Our team addresses the areas of values, goals, relationships, assets, and previous advisors leading to a financial plan called LifeView.
B. The Proposal
Specific recommendations based on your goals and values.
C. Implementation
A period of anywhere between 3 to 18 months when the recommendations are put into action.
D. Monitoring
Periodic meetings to make certain that we are still on target to meet your goals. II. Adjustments to the implementation to take into account any changes in your circumstances, goals, or family situation
Location
225 W Santa Clara St
Suite 900
San Jose, CA 95113
US
Direct:
(408) 947-2200(408) 947-2200
Meet Mount Hamilton Group
Phone:
(408) 947-3744(408) 947-3744
Mary Keller
Senior Registered Client Service Associate
Phone:
(408) 947-3731(408) 947-3731
About David A Heiman
Securities Agent: IL, AZ, OR, FL, VT, NJ, MT, GA, VA, TN, IN, CA, WA, DC, MD, ID, TX, OH, NV, NC, CO, NY; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1262098
CA Insurance License #: 0A49002
NMLS#: 1262098
CA Insurance License #: 0A49002
About Albert Kim
Albert Kim began his role as a Wealth Advisor Associate specializing in financial planning at Morgan Stanley in the summer of 2022. He holds a Bachelor’s Degree in Management Science from University of California, San Diego. Albert's motivation to enter the industry stemmed from a desire to assist small business owners, inspired by his parents' lack of financial expertise. As he progressed, he found joy in connecting with clients and translating their qualitative life goals into quantitative financial milestones.
Albert migrated from South Korea at the age of 2 and has been a resident of San Jose ever since. In his leisure time, he enjoys working out, playing soccer, and socializing with friends. Looking ahead, he aspires to dedicate time to learning golf and creating cooking/food-related video content. Albert's ultimate joy lies in hosting BBQs, bringing together great people with good food.
Albert migrated from South Korea at the age of 2 and has been a resident of San Jose ever since. In his leisure time, he enjoys working out, playing soccer, and socializing with friends. Looking ahead, he aspires to dedicate time to learning golf and creating cooking/food-related video content. Albert's ultimate joy lies in hosting BBQs, bringing together great people with good food.
Securities Agent: VT, NV, NJ, ID, MD, GA, FL, DC, TX, OH, VA, NY, CO, AZ, OR, NC, TN, IL, CA, CT, MT, WA, IN; General Securities Representative; Investment Advisor Representative
NMLS#: 2561305
NMLS#: 2561305
About Mary Keller
Mary first started in this industry with Kidder Peabody and stepped out to raise her two children. She came back again in 2007 and went through the process of getting licensed a second time. She loves working with clients and helping them in any way she can.
Mary provides valuable insight in deepening client relationships. She is responsible for managing the client experience and the primary contact for operations and administrative needs.
Mary provides valuable insight in deepening client relationships. She is responsible for managing the client experience and the primary contact for operations and administrative needs.
CA Insurance License #: 0H69252
Contact David A Heiman
Contact Albert Kim
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Ready to start a conversation? Contact Mount Hamilton Group today.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
