Michael H. Mrotzek, CRPC®, CFP®
Vice President,
Financial Advisor,
Family Wealth Advisor
Direct:
(732) 936-3392(732) 936-3392
Toll-Free:
(800) 726-6971(800) 726-6971
My Mission Statement
Our practice caters to successful families and business owners who appreciate the value of experienced advice and believe that having the monetary component of their lives carefully choreographed leads to financial independence.
Website Biography
Michael's practice revolves around the core principles he learned from his parents and the tenet of "caring for every dollar entrusted to you as you would your own" has guided his investment strategy since he began his career in 1988. In a time when the financial industry is trying to define the Fiduciary Standard, Michael is proud to say that "putting his client's interest above his own" has always been the hallmark of his financial advisory practice. Michael focuses his attention on helping successful families, senior level executives and small business owners grow and preserve their hard-earned savings through Independent Financial Advice, Holistic Financial Planning, College Funding Strategies, 401(K) Rollover Planning, Tax-Free Income Planning, Insurance Planning and Debt Management.
Michael is also actively involved in a number of charitable and community programs including the Church of St. Catharine's in Holmdel, RallyCap Sports, Ronald McDonald House, Habitat for Humanity and the SIFMA Foundation. He is also a Certified Fourth Degree Blackbelt Instructor in TaeKwonDo and enjoys teaching both children and adults the skills necessary to defend themselves and incorporate the tenets of TaeKwonDo - Courtesy, Integrity, Perseverance, Self Control and Indomitable Spirit into their lives.
Michael has been married to his wife, Kathy, since 1990 and they have two grown children.
Michael is also actively involved in a number of charitable and community programs including the Church of St. Catharine's in Holmdel, RallyCap Sports, Ronald McDonald House, Habitat for Humanity and the SIFMA Foundation. He is also a Certified Fourth Degree Blackbelt Instructor in TaeKwonDo and enjoys teaching both children and adults the skills necessary to defend themselves and incorporate the tenets of TaeKwonDo - Courtesy, Integrity, Perseverance, Self Control and Indomitable Spirit into their lives.
Michael has been married to his wife, Kathy, since 1990 and they have two grown children.
Securities Agent: NH, VA, TN, KY, NY, TX, SC, PA, OH, NJ, NC, ME, IN, GA, FL, DE, CT, CO, CA, AZ; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1278619
NMLS#: 1278619
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
We Seek Clients That Are A Good Fit For Our Practice
* They must be friendly, honorable and enjoyable to work with
* They appreciate the value of working with a professional Financial Advisor
* They are often going through a significant life transition such as
- Preparing for or recently Retiring
- Losing a spouse through Death or Divorce
- Relocating their residence
- Changing Jobs
* Many are successful Business Owners & Corporate Executives interested in
- Maximizing pre-tax savings through individual or group Retirement Plans
- Insuring Buy/Sell Agreements
- Advice on Sale of Business or passing ownership to the Next Generation
* They appreciate the value of working with a professional Financial Advisor
* They are often going through a significant life transition such as
- Preparing for or recently Retiring
- Losing a spouse through Death or Divorce
- Relocating their residence
- Changing Jobs
* Many are successful Business Owners & Corporate Executives interested in
- Maximizing pre-tax savings through individual or group Retirement Plans
- Insuring Buy/Sell Agreements
- Advice on Sale of Business or passing ownership to the Next Generation
What you can expect working with us.
We provide our clients with a fair and honest assessment of their current financial condition so they understand where their present course is likely to take them. We then help identify financial goals, legacy plans, risks and opportunities and help formulate a comprehensive financial plan based on what the client would like their future to look like. We employ the full breadth of knowledge and resources available through Morgan Stanley to provide unbiased investment recommendations along with a transparent schedule of costs and benefits.
Client Service Team
Yon W. Siciliano - Senior Registered Associate
Phone:
17393640221739364022
Email:yon.siciliano@morganstanley.com
Yon takes great pride in her role as a registered senior client associate and sees quality service as a critical factor in maintaining client relationships and high client satisfaction. She strives to develop strong relationships with clients, and to deliver a high level of customer service enthusiastically and in a timely manner with a highly responsive and engaging approach. Yon also stays up-to-date on technology that can facilitate the client experience.
Yon is an avid runner and enjoys participating in races along the Jersey Shore. She also has a passion for art, which she expresses through calligraphy and drawing. She spends most of her free time with her family and friends, especially at Asbury Park beach during the summer. Yon and her husband reside in Neptune with their three children.
Yon is an avid runner and enjoys participating in races along the Jersey Shore. She also has a passion for art, which she expresses through calligraphy and drawing. She spends most of her free time with her family and friends, especially at Asbury Park beach during the summer. Yon and her husband reside in Neptune with their three children.
Location
20 Linden Place
Red Bank, NJ 07701
US
Direct:
(732) 936-3392(732) 936-3392
Toll-Free:
(800) 726-6971(800) 726-6971
Fax:
(732) 935-2102(732) 935-2102
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Ready to start a conversation? Contact Michael H. Mrotzek today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
