Our Team at Morgan Stanley Miami - Biscayne Branch

About Mauricio Sanchez

Mauricio Sanchez holds a Miami Branch Manager post where he reports to Kevin McCarty, Morgan Stanley’s Miami Complex Manager.
Previously Mauricio Sanchez worked at Wells Fargo International between 2013 and January 2021 when he returned to Morgan Stanley after working at the firm between 2009 and 2013, during that time he served as a sales manager within the firm’s private wealth management unit in New York and led its Switzerland-based private banking boutique business catering to clients in Latin America.
Prior to Morgan Stanley and Wells Fargo, he worked at Merrill Lynch International between 1986 and 2009, holding several senior wealth management posts in Montevideo, Buenos Aires, Santiago de Chile, Miami, and Geneva Switzerland.

FINRA series 3, 7, 9, 10 and 66.
Securities Agent: OH, WV, TX, VI, LA, WY, KS, VA, RI, VT, WI, NE, MD, MN, PA, UT, SC, NV, AK, DE, PR, ID, WA, TN, DC, NH, AL, MT, HI, SD, CA, NM, MS, NY, ND, CO, GA, OR, IL, NC, MO, IN, NJ, OK, MA, KY, MI, CT, ME, FL, IA, AZ, AR; BM/Supervisor; General Securities Representative; Investment Advisor Representative

About Ana M. Herce

Ana Herce joined Morgan Stanley in 2021 as a Business Service Officer for the Miami Complex. She has worked with international clients for more than 35 years in the financial services industry. Prior to Morgan Stanley Ana worked at Wells Fargo Advisors as First Vice President, Field Support Manager. She began her career at ABN AMRO Bank (currently Itaú Private Bank) where for 21 years she held various roles and chaired multiple committees. Ana also worked for UBS International as a Wealth Strategist and later a Financial Advisor. She has an AA in Computer Science.

Series 3, 7, 9, 10, 24 and 66 FINRA registrations

About Alex Caraballo

Alex Caraballo rejoined Morgan Stanley in 2021 as a Business Service Officer for the Miami Complex. Prior to returning, he worked at Wells Fargo Advisors as First Vice President, Field Support Manager from 2016 to 2021. Alex began his career at Morgan Stanley - Private Wealth Management in 2007 working in the Miami office focused on Latin American clients in positions that included Business Service Manager, Complex Risk Officer, and Branch Administrator. Alex received a B.A. degree from the University of Florida and an MBA from Nova Southeastern University.

Series 3, 7, 9, 10, and 66 FINRA registrations
Securities Agent: UT, WY, WV, WI, WA, VT, VI, VA, TX, TN, SD, RI, PR, PA, OK, OH, NY, NV, NM, NJ, NH, ND, NC, MT, MO, MN, MI, MD, MA, LA, KY, KS, IN, IL, SC, ID, IA, HI, GA, FL, ME, DE, DC, CT, MS, CO, CA, AZ, NE, AR, AL, AK, OR; BM/Supervisor; General Securities Representative; Investment Advisor Representative

About Juan Camilo Arango

Juan Camilo is a Risk Officer - Assistant Vice President for Morgan Stanley Miami Complex since 2021, as a risk officer he is responsible for a wide variety of supervisory, compliance and risk functions. Over 8 years’ experience in Wealth Management operational risk at the branch and regional levels. Juan Camilo worked for 6 years at Wells Fargo Advisors in the International Business Risk and Control Unit performing different roles, last position held was Operational Risk Manager – Vice President working primarily in de-risking projects and business analytics. Bachelor of Science in Product Design Engineering from Universidad EAFIT in Medellin, Colombia.

Licensed series 7, 66, 9 and 10

About Luis Fernando Peralta Mojica

Luis F. Peralta Mojica has over 4 years’ experience in risk management, regulatory compliance and business roles on the financial industry. He joined Morgan Stanley in 2021 as a senior registered service associate in the Miami complex and started working as a risk officer in 2022. Before joining Morgan Stanley, he was an operational risk consultant at Wells Fargo Advisors. Luis received a MA in Global Affairs and BA in International relations from Florida International University, and a BA in Public Administration from Universidad Externado de Colombia.

Licensed series 7, 66, 9 and 10.

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Branch Address

200 S Biscayne Blvd
Ste 1100
Miami, FL 33131
US
Branch:
(305) 376-8500(305) 376-8500
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Awards Disclosures
CRC 6491812 04/2024