Welcome

Mark Miller is a Senior Vice President and Senior Partner of the RockBridge Wealth Management Group. Mark is responsible for scoping the direction of our investment solutions and navigating the complexities of each client’s personal needs and objectives. His approach embraces both internal and external resources to create a bespoke asset management strategy focused on achieving our clients’ goals in a manner most appropriate to each individual.

Mark’s background in financial services dates back to 1989. He is a former member of the New York Mercantile Exchange as well as a former member of the American Stock Exchange where he managed an equity derivatives book financed by Bear Sterns.

During his time at Morgan Stanley, Mark has achieved various accolades including Family Wealth Director, a deep intensive training on various multigenerational wealth issues, as well as Alternative Investment Director, a niche group of advisors working closely with hedge fund and private equity solutions. These and other achievements allow Mark proprietary access to solutions and services not otherwise broadly available throughout the firm, helping him deliver a more impactful investment experience.

Mark lives in Scarsdale with his wife Kim and 2 children.
Services Include
  • Alternative Investments1
  • Cash Management2
  • Estate Planning Strategies3
  • Life Insurance4
  • Philanthropic Services
  • Retirement Planning5
  • Structured Products6
  • Trust Accounts7
  • Wealth Management8
  • 401(k) Rollovers
  • Asset Management9
  • Business Planning10
  • Corporate Retirement Plans11
  • Fixed Income12
  • Futures13
  • Long Term Care Insurance14
  • Municipal Bonds15
  • Planning for Education Funding16
  • Qualified Plans
Securities Agent: AL, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, MI, MN, MT, NC, NH, NJ, NV, NY, PA, TX, UT, VA, VT, WA, WI; General Securities Principal; General Securities Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1279589
Check the background of Our Firm and Investment Professional on FINRA's BrokerCheck.*

Experience

Present: Morgan Stanley*
Senior Vice President
Financial Advisor
Senior Portfolio Manager
Alternative Investment Director
Family Wealth Director
New York, NY

Bear Wagner Specialists
Bear, Stearns and Co. Inc. Financial Partner
Managing Vice President / Options Specialist
New York, NY

American Stock Exchange Member
Equity Options Specialist
Equity Options Market Maker

New York Mercantile ExchangeMember
Futures & Options Market Maker
New York, NY

23 years experience in the Financial Services Industry

    Client Service Team

    • Colleen Crowley - REGISTERED ASSOCIATE
      tel: 212-893-6319
      fax: 212-893-6301

      Professional Details
      Series 7 - General Securities Representative
      Series 66 - Combined Investment Advisory Agent & Uniform State Exam
    • Valentina Herrera N. - CLIENT SERVICE ASSOCIATE
      Tel: 212-893-6472
      Fax: 718-577-5402
    • B.S. - Mathematics, State University of New York at Albany - Albany, NY
    • Passed Level I of the CFA® Program
    • Financial Planning Specialist Designation
    • Series 3 - National Commodity Futures
    • Series 7 - General Securities Representative
    • Series 24 - General Securities Principal
    • Series 31 - Managed Futures & Commodities
    • Series 55 - Registered Equity Trader
    • Series 66 - Combined Investment Advisory Agent & Uniform State Exam
    • Life, Accident, Health & Variable Annuity & Long-Term Care Insurance Licensed

    Location

    399 Park Ave 12th
    Fl
    New York, NY 10022
    US
    Direct:
    (212) 893-6519(212) 893-6519

    Meet My Team

    Photo of Valentina Herrera N.

    Valentina Herrera N.

    Client Service Associate

    About Me

    tel: 212-893-6319
    fax: 212-893-6301

    Professional Details
    Series 7 - General Securities Representative
    Series 66 - Combined Investment Advisory Agent & Uniform State Exam

    About Me

    Tel: 212-893-6472
    Fax: 718-577-5402
    Investment and Market Perspectives

    On the Markets

    Retirement

    Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
    • 401(k) Rollovers
    • IRA Plans
    • Retirement Income Strategies
    • Retirement Plan Participants
    • Annuities
    The Simple Six-Step Retirement Checkup

    The Simple Six-Step Retirement Checkup

    Given market volatility in 2018, checking in on your retirement plan may be one of the wisest New Year’s resolutions you can make.
    Learn more about The Simple Six-Step Retirement Checkup

    Investing

    Working closely with you to guide your wealth and investments through the most challenging market cycles.
    • Asset Management
    • Wealth Planning
    • Traditional Investments
    • Alternative Investments
    • Impact Investing
    How to Prepare for Changes this Tax Season

    How to Prepare for Changes this Tax Season

    April 15th will be here before you know it. Here’s an overview of the latest tax changes and what the new law could mean for your situation.
    Learn more about How to Prepare for Changes this Tax Season

    Family

    Creating customized financial strategies for the challenges that today's families face.
    • Estate Planning Strategies
    • 529 Plans / Education Savings Planning
    • Long Term Care Insurance
    • Special Needs Planning
    • Trust Services
    Financial Transition: A Guide for Women

    Financial Transition: A Guide for Women

    Here's how to take control of your finances if a death or divorce leaves you holding the reins.
    Learn more about Financial Transition: A Guide for Women

    Business Planning

    Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
    • Succession Planning
    • Business Planning
    • Retirement Plan Sponsors
    • Qualified Retirement Plans
    • Corporate Pension Funds
    6 Keys to Building a Startup

    6 Keys to Building a Startup

    Entrepreneurs share ideas and learnings from the experience of starting a company.
    Learn more about 6 Keys to Building a Startup

    Philanthropy

    Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
    • Endowments
    • Foundations
    • Donor Advised Funds
    • Impact Investing
    A New Roadmap for Mission Alignment

    A New Roadmap for Mission Alignment

    Non-profits, foundations and endowments need to ensure that their sources of capital are in sync with their stated goals.
    Learn more about A New Roadmap for Mission Alignment

    Insights and Outcomes

    Thought Leadership for our ultra high net worth clients, which contains thought-provoking articles, authored by leading experts from Morgan Stanley Family Office Resources.
    The Power of Why

    The Power of Why

    If you asked me to identify the one thing that successful families have that others don’t, I’d say they have a common purpose. They understand that they share a sense of where they’re going together and what they’re trying to accomplish as...
    Learn more about The Power of Why

    More from Morgan Stanley

    Access Morgan Stanley Online

    Access Morgan Stanley Online

    Morgan Stanley Online provides a comprehensive view of your assets and liabilities, projected income, breaking news, research and much more.
    Learn more about Access Morgan Stanley Online
    Reserved | Living & Giving

    Reserved | Living & Giving

    Our complimentary program for eligible clients provides you and your family with access to exclusive offers and discounts from premium travel, automotive, health and wellness, and retail brands as well as curated insights from Morgan Stanley.
    Learn more about Reserved | Living & Giving
    Sign Up for eDelivery

    Sign Up for eDelivery

    With eDelivery, you’ll have easy access to statements, trade confirmations, general correspondence and much more.
    Learn more about Sign Up for eDelivery
    Your Financial World. On the Go.

    Your Financial World. On the Go.

    With the Morgan Stanley Mobile App, you’ll have the freedom to manage your investments and instantly access a suite of personal cash management tools.
    Learn more about Your Financial World. On the Go.
    Ready to start a conversation? Contact Mark Ira Miller today.
    Market Information Delayed 20 Minutes
    1Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are suitable only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.

    2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

    Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

    3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

    4Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

    5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    6Structured Investments are complex and not suitable for all investors, and there is no assurance that a strategy of using structured product for wealth preservation, yield enhancement, and/or interest rate risk hedging will meet its objectives.

    7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

    8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    11Tax laws are complex and subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice and are not “fiduciaries” (under ERISA, the Internal Revenue Code or otherwise) with respect to the services or activities described herein except as otherwise provided in writing by Morgan Stanley and/or as described at www.morganstanley.com/disclosures/dol . Individuals are encouraged to consult their tax and legal advisors (a) before establishing a retirement plan or account, and (b) regarding any potential tax, ERISA and related consequences of any investments made under such plan or account.

    12Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.

    13Investing in futures and options on futures contracts entails significant risks. Prices of futures and options on futures contracts may be affected by a variety of factors at any time, including but not limited to, (i) changes in supply and demand relationships, (ii) governmental programs and policies, (iii) national and international political and economic events, war and terrorist events, (iv) changes in interest and exchange rates, (v) trading activities in the underlying assets or commodities and related contracts, (vi) pestilence, technological change and weather and (vii) the price volatility of a commodity or asset. In addition, the futures markets may be subject to temporary distortions or other disruptions due to various factors, including lack of liquidity, participation of speculators and government intervention.

    14Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

    15Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.

    16Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

    Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

    The securities/instruments, services, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

    Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

    The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

    *References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


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