Mark D Morgan, CRPC®, CEPA®
Executive Director, Wealth Advisor
Phone:
(949) 717-5403(949) 717-5403
Mark Morgan Group at Morgan Stanley
Direct:
(949) 717-5403(949) 717-5403
Our Mission Statement
Empowering clients to steward wealth wisely and leave a lasting legacy.
Our Story and Services
Wealth is a tool — not the goal.
At the Morgan Wealth Management Group, we believe resources are entrusted to us for a purpose. Our mission is to help families steward wealth wisely so they can thrive across generations — living with freedom today, preparing confidently for tomorrow, and creating impact that lasts.
Our family is devoted to helping yours live with clarity, build enduring financial strength, and pursue a legacy aligned with your deepest values and vision.
With more than 50 years of combined experience and roots in public accounting, we serve a select group of business owners, corporate executives, and multi-generational families. Our perspective blends deep financial expertise with long-term values, guiding you through the unique opportunities and complexities that accompany every season of leadership, life, and legacy.
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A Generational Perspective
As a second-generation wealth advisory team, we understand the importance of continuity and thoughtful stewardship across decades and through life transitions.
We work closely with families to foster intention, wisdom, and unity across generations by helping you:
• Grow and protect family wealth
• Navigate business liquidity and life events
• Optimize tax and estate strategies
• Strengthen continuity and governance
• Align giving and philanthropy with purpose and values
Our priority is simple: empower you to live well, strengthen your family's future, and honor what matters most.
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A Strategy Rooted in Purpose
We believe thoughtful wealth strategy simplifies life, strengthens confidence, and amplifies impact. Our approach organizes your resources into three dimensions:
• Essential — liquidity and stability for life today
• Enduring — long-term capital and investment strategy designed for sustained growth
• Impact — legacy, generosity, and resources devoted to future generations and meaningful causes
This intentional structure ensures your wealth is positioned wisely — to support your life, sustain your vision, and fuel your purpose.
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Through the wealth strategy and blueprint we build together, you can pursue what matters most — today, tomorrow, and for generations to come.
Live with purpose. Build with wisdom. Leave a legacy that endures.
Services Include
- Wealth PlanningFootnote1
- Estate Planning StrategiesFootnote2
- Business Succession PlanningFootnote3
- Executive Financial ServicesFootnote4
- Alternative InvestmentsFootnote5
- Professional Portfolio ManagementFootnote6
- Cash Management and Lending ProductsFootnote7
- Retirement PlanningFootnote8
- Philanthropic ManagementFootnote9
- Trust ServicesFootnote10
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Guidance for Founders, Executives, and Their Next Chapter
We support business owners and corporate executives through key financial milestones, including business transitions, liquidity events, and equity-based planning.
Selling a Business
If you have poured years—maybe even decades—of your life into building a business, the time to sell may come with mixed emotions. Figuring out what comes after this significant milestone can seem daunting. We work with business owners to create a clear financial plan to help ensure the best outcome for founders, families and businesses.
Executive Financial Services
We can help you manage both your equity compensation and complex financial needs so you can focus on moving your company forward.
Managing a Concentrated Stock Position
Executives who receive equity compensation often face a dilemma. While the link between company performance and share price may drive their personal wealth, many executives often find their investment portfolios overly concentrated in a single stock.
Equity Award Analysis
Designed for executives who have significant wealth in stock and options of their company, The concentrated stock and options analysis illustrates various valuations of holdings as well as hypothetical diversification scenarios.
Morgan Stanley At Work
Whether you're a global corporation or a growing start-up, we understand your needs and offer tailored solutions and technology to help meet them.
POWERED BY MORGAN STANLEY
A coordinated approach that integrates strategic planning, tax intelligence, private investments, credit solutions, and legacy and family-office support — built to serve your life today and the generations that follow.
Financial Planning
Managing your finances is about more than managing your investments. We can support you in many aspects of your financial life – including budgeting, cash management, retirement planning and other financial goals.
Tax Management Services
Morgan Stanley Total Tax 365 offers access to a broad range of tax-efficient strategies to help you integrate tax planning into your investment process all year long, maximize portfolio after-tax return potential and help keep more of what you earn.
Alternative Investments
Our leading alternatives platform offers 200+ third-party and proprietary funds, including first look and exclusive opportunities, that may help qualified investors enhance returns, reduce volatility, manage taxes and generate income—while maintaining a goals-based approach for asset allocation.
Cash Management and Lending Solutions
At Morgan Stanley, we offer unique cash management and lending solutions to complement your investments and help simplify your finances.
Family Office Capabilities
When it comes to providing institutional-level support for your family office, scale matters. Our offering aims to bring together specialized investment services and operational support to enhance your life and legacy.
Estate Planning
We work with you to explore factors that are relevant to existing or future estate structures. We will discuss different tax and estate planning strategies and collaborate with your external tax and legal advisors to create a plan that reflects your desires during and after your lifetime.
DIGITAL EXPIRIENCE & INSIGHTS
You have access to secure digital tools, real-time insights, and educational resources designed to help you manage your wealth efficiently and stay connected to the markets and your financial team.
Morgan Stanley Online
Morgan Stanley Online allows you to seamlessly and securely manage your investments and everyday finances in one place.
Total Wealth View
By linking your account information, you will benefit from more informed wealth planning, more secure data access, as well as a complete view of your assets and liabilities whether they are held at Morgan Stanley or elsewhere.
Insights and Ideas
Our clients benefit from access to the intellectual capital of our Global Investment Committee, a group of leading market thinkers uniquely dedicated to providing high-quality, industry-leading investment ideas to Wealth Management clients.
Thoughts on the Market Podcast
Mike Wilson, Chief Investment Officer and Chief US Equity Strategist for Morgan Stanley and his colleagues discuss a variety of viewpoints regarding the latest trends in the financial marketplace.
Wealth Education
As part of our commitment to empowering the next generation of wealth, we have a vast library of financial literacy resources. Financial literacy means being equipped with the knowledge to help make smart financial decisions during every stage of your life.
Cybersecurity
Morgan Stanley proactively defends our systems and monitors our digital landscapes to anticipate issues before they arise and responds appropriately when they do. The Firm is actively supporting a multitude of layers of security.
Location
800 Newport Center Drive
Ste 500
Newport Beach, CA 92660
US
Direct:
(949) 717-5403(949) 717-5403
Meet Mark Morgan Group
Trevor D Morgan, CEPA®
Vice President, Financial Advisor
Phone:
(949) 717-5404(949) 717-5404
Kelly Tung
Registered Client Service Associate
Phone:
(949) 809-1308(949) 809-1308
About Me
Mark’s career in financial services began long before he ever sat across the table from a wealth management client. After earning dual degrees in Accounting and Finance from California Polytechnic State University, San Luis Obispo, he launched his professional journey in audit at KPMG, where he became a Certified Public Accountant (CPA). Immersed in the complexity of business financials from day one, Mark developed a depth of tax and accounting expertise uncommon in the advisory world — then and now.
Mark is recognized as a Wealth Advisor and has completed advanced training through the Certified Private Wealth Advisor® program in partnership with the University of Chicago Booth School of Business. He also holds the Certified Exit Planning Advisor® (CEPA®) and Chartered Retirement Planning Counselor™ (CRPC™) designations — reflecting his deep experience guiding liquidity events, retirement transitions, and intergenerational family wealth.
With a career rooted in technical rigor and real-world experience, Mark brings a perspective few advisors possess. His accounting and tax background has shaped our practice philosophy: tax efficiency isn’t an afterthought — it’s a core part of every strategy and every season of a client’s life.
Mark and his wife, Teri, have been married for more than 30 years, have three adult children and live in San Clemente, California.
Mark is recognized as a Wealth Advisor and has completed advanced training through the Certified Private Wealth Advisor® program in partnership with the University of Chicago Booth School of Business. He also holds the Certified Exit Planning Advisor® (CEPA®) and Chartered Retirement Planning Counselor™ (CRPC™) designations — reflecting his deep experience guiding liquidity events, retirement transitions, and intergenerational family wealth.
With a career rooted in technical rigor and real-world experience, Mark brings a perspective few advisors possess. His accounting and tax background has shaped our practice philosophy: tax efficiency isn’t an afterthought — it’s a core part of every strategy and every season of a client’s life.
Mark and his wife, Teri, have been married for more than 30 years, have three adult children and live in San Clemente, California.
Securities Agent: NV, MN, MI, ID, NM, WA, HI, CA, TX, FL, TN, OR, VA, OK; General Securities Representative; Investment Advisor Representative
CA Insurance License #: 0A89187
CA Insurance License #: 0A89187
About Me
Trevor is a Financial Advisor at Morgan Stanley, where he advises founders, corporate leaders, and legacy-minded families on building strategic, purpose-driven wealth. His advisory approach is rooted in clarity and intentional planning, integrating disciplined portfolio design, tax-aware strategies, and intelligent liquidity management.
After more than a decade with UBS Financial Services, Trevor joined Morgan Stanley to better serve sophisticated client needs through a broader platform of advanced planning resources, tax-efficient solutions, corporate plan capabilities, and expanded private market access. As a Certified Exit Planning Advisor (CEPA®) and Accredited Wealth Management Advisor (AWMA®), he specializes in business owner exit strategy, executive compensation planning, strategic asset allocation, retirement income architecture, and multigenerational wealth transfer.
He holds a Bachelor of Science in Finance from the University of Arizona’s Eller College of Management and maintains Series 7 and 66 registrations, along with licenses in life, health, annuity, and long-term care insurance. Grounded in both family and purpose, he lives in San Clemente, California, with his wife, Taryn, and their two sons, Riley and James. Outside of work, he enjoys traveling, skiing, and being active in his local church and community.
After more than a decade with UBS Financial Services, Trevor joined Morgan Stanley to better serve sophisticated client needs through a broader platform of advanced planning resources, tax-efficient solutions, corporate plan capabilities, and expanded private market access. As a Certified Exit Planning Advisor (CEPA®) and Accredited Wealth Management Advisor (AWMA®), he specializes in business owner exit strategy, executive compensation planning, strategic asset allocation, retirement income architecture, and multigenerational wealth transfer.
He holds a Bachelor of Science in Finance from the University of Arizona’s Eller College of Management and maintains Series 7 and 66 registrations, along with licenses in life, health, annuity, and long-term care insurance. Grounded in both family and purpose, he lives in San Clemente, California, with his wife, Taryn, and their two sons, Riley and James. Outside of work, he enjoys traveling, skiing, and being active in his local church and community.
Securities Agent: AZ, CA, CO, FL, HI, ID, MI, MN, NE, NM, OK, OR, TN, TX, WA; General Securities Representative
CA Insurance License #: 4008390
CA Insurance License #: 4008390
About Kelly Tung
Kelly joined the team as a Registered Client Service Associate in 2025. She brings a strong background in banking and wealth management to every client relationship. Known for her responsiveness and attention to detail, she plays a vital role in ensuring a seamless client experience, supporting both day-to-day operations and long-term financial goals.
Kelly earned her master’s degree from the University of Southern California, where she focused on building a deep understanding of business and finance. Prior to joining Morgan Stanley, she worked as a Relationship Banker at Cathay Bank, gaining valuable experience assisting clients with their banking and lending needs.
Outside the office, Kelly enjoys spending time by the ocean, exploring local beaches, traveling, and staying active outdoors.
Kelly earned her master’s degree from the University of Southern California, where she focused on building a deep understanding of business and finance. Prior to joining Morgan Stanley, she worked as a Relationship Banker at Cathay Bank, gaining valuable experience assisting clients with their banking and lending needs.
Outside the office, Kelly enjoys spending time by the ocean, exploring local beaches, traveling, and staying active outdoors.
Contact Mark D Morgan
Contact Trevor D Morgan
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact Mark Morgan Group today.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
7Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
7Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
