Our Story

Your life is a journey, a succession of milestones and decisions shaped by your unique vision of the future. When it comes to your wealth, the decisions you make today may have a lasting impact on your family, your financial life and your legacy. We understand that long-term planning involves anticipating the future of present decisions. Our goal is to help you make present decisions—informed, confident choices—about the wealth you’ve worked so hard to achieve.

A Comprehensive Approach to Wealth Management

Your family’s wealth goes far beyond stocks, bonds and cash. Your wealth may include a family business, real estate holdings, an art collection, philanthropic endeavors, your involvement in the community and even the time you spend together as a family. All of these things matter and should be incorporated into any wealth management strategy.

A Deep Understanding of the Dynamics of Family Wealth

As a multi-generational team of dedicated financial professionals, we know that managing family wealth is a big responsibility. But, it’s not one that you have to shoulder alone. By combining our diverse experience, knowledge and perspectives with the resources of one of the world’s leading financial firms, we help you coordinate, organize and simplify your financial life, so you can focus on what really matters—leading a purposeful life and leaving a meaningful legacy.

A Commitment to Your Family’s Financial Wellbeing

Like you, we are stewards of your wealth. We make time to listen to what’s important to you, and we are relentless in helping you achieve financial wellbeing through all the chapters of your life. Wealth planning is far more than a series of transactions—it’s a long-term relationship, built on trust, communication and a coordinated effort that involves your entire family and all of your professional advisors.

Our commitment to making a meaningful difference in our clients’ lives is how we measure success.
Services Include
  • 401(k) Rollovers
  • Certificates of Deposit1
  • Endowments and Foundations2
  • Financial Planning3
  • Fixed Income4
  • Lending Products
  • Municipal Bonds5
  • Professional Portfolio Management6
  • Qualified Retirement Plans7
  • Retirement Planning8
  • Sustainable Investing9
  • Wealth Management10
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

We have developed a client-focused process that integrates individualized investment decision-making with your unique financial needs and aspirations.

  • Comprehensive Financial Planning
    Our process begins with a candid conversation about where you are in life and where you want to go. From there, we develop a comprehensive financial plan that covers the following key areas:

    Personal and family financial goals
    Assets
    Liabilities
    Risk management
    Education planning
    Retirement planning
  • Customized Investment Management
    Only after we understand your full financial picture do we turn our attention to investment management, which involves four key steps:

    1. Personal Review

    Before we issue any recommendations, we conduct an extensive fact-finding mission to understand your goals, time horizon, attitude toward risk and other circumstances that may play a role in shaping your investment strategy.

    2. Asset Allocation and Portfolio Planning

    We analyze your input and develop an investment strategy that helps you meet your specific needs in areas such as retirement, education and estate planning, as well as tax-minimization strategies. We then present to you a comprehensive plan that helps to identify appropriate diversification strategies.

    3. Plan Implementation

    After presenting you with a detailed strategy for your portfolio, we work closely with you to bring the elements of that strategy to life.

    4. Proactive and Ongoing Monitoring and Reporting

    Ongoing communication is a vital component of any good relationship. We make every effort to keep abreast of your changing financial goals and provide viable strategies to help you meet them. If your priorities or circumstances change, we help ensure that your assets are positioned according to your evolving needs. If necessary, we recommend adjustments to your strategy to help keep your portfolio on track.
  • Working with You
    “Long-range planning does not deal with future decisions, but with the future of present decisions.”

    - Peter Drucker

    Whether you are planning for retirement, taking income in retirement, creating or reviewing your estate plan or clarifying your charitable intentions, the decisions you make today will have an impact on your financial future. With our emphasis on a long-term, goal-oriented approach to wealth management, we serve as your personal Chief Financial Officer, incorporating investment management, insurance review, education funding, retirement planning, estate planning strategies and philanthropy into a comprehensive plan.

    A Long-Term Relationship

    As a multi-generational, experienced team with an established succession plan, we offer the stability and longevity you seek in a trusted advisor. We have also dedicated considerable time to earning professional designations that help ensure we can provide you with the investment and advisory knowledge you require to address your myriad, often complex, needs.

    Our Commitment to You

    We are committed to providing you with objective advice, protecting your best interests, communicating openly and developing a meaningful, lifelong relationship with you and your family.

Location

7175 N Pima Canyon Dr
Tucson, AZ 85718
US
Direct:
(520) 745-7009(520) 745-7009
Toll-Free:
(800) 347-3130(800) 347-3130

Meet LGG Wealth Management Group

About Me

Since 1987, Marc has been helping individuals and non-profit organizations manage their wealth to achieve their goals. A believer in the value of lifelong learning, he has earned Financial Planning Specialist, Senior Investment Management Consultant and Accredited Investment Fiduciary® designations. These accomplishments reflect the standard of excellence and ethical responsibility Marc brings to helping clients develop and implement comprehensive wealth management plans that consider all aspects of their financial lives.

Marc joined the Consulting Group at Morgan Stanley in 2001. He began his financial career at Merrill Lynch, Pierce, Fenner & Smith in 1987. During his tenure there, he served as the Western Region Liaison to the Advisory Council to Management, was a member of the firm’s Chairman’s Club, and acted as an advisor to the classroom programs for the Arizona Council for Economic Education, The Stock Market Games. He also earned his Certified Financial Manager designation from the Donald T. Regan School of Advanced Financial Management in Princeton.

Marc has been invited to speak at various corporate events on a variety of topics, including Modern Portfolio Theory and The Efficient Frontier, How to Make Effective Board Decisions, Fiduciary Duties as Trustees of Non-Profit Organizations, Pitfalls of Investor Psychology, Capital Markets Historical Perspectives. He is also an active member of the Investment and Wealth Institute, the Association of Professional Investment Consultants and Pepperdine University’s Institute for Preparing Heirs.

Born and raised in Tucson, Arizona, Marc attended the University of Arizona and currently lives in Tucson with his wonderful wife and two children. He considers family his single most valuable asset.
Securities Agent: WY, WV, WI, WA, VT, VA, UT, TX, TN, SD, SC, PA, OR, OK, OH, NY, NV, NM, NJ, NH, NC, MT, MO, MN, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, HI, GA, FL, DC, CT, CO, CA, AZ, AL, AK; General Securities Representative
NMLS#: 1428679

About Me

With more than 30 years of financial services experience, Wayne provides advice and counsel to successful families, corporations and non-profit organizations. He combines his knowledge and experience with the extensive resources and intellectual capital of Morgan Stanley to deliver customized, comprehensive wealth management solutions. An advocate for the importance of financial education, Wayne believes that better-informed clients will make better decisions.

In his ongoing effort to become an even better advisor to his clients, Wayne has earned CERTIFIED FINANCIAL PLANNER™ and Accredited Investment Fiduciary® designations. In August 2015, he also earned the Morgan Stanley Family Wealth Director designation, placing him among a very select group of advisors at the firm who have demonstrated a sophisticated approach to the complex dynamics involved in managing family wealth.

Wayne holds a Master of Science degree in Mineral Economics and a Bachelor of Science degree in Geology, both from the University of Arizona in 1980. He is a member of the Financial Planning Association, Association of Professional Investment Consultants and the Institute for Preparing Heirs.

Wayne and his wife, Linda, have been married since 1984. The have three adult children and two grandchildren. An involved member of the community, Wayne has served on various non-profit boards and is active in charitable giving across a variety of areas of interest, including special needs.
Securities Agent: WY, WV, WI, WA, VT, VA, UT, TX, TN, SD, SC, PA, OR, OK, OH, NY, NV, NM, NJ, NH, NC, MT, MO, MN, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, HI, GA, FL, DC, CT, CO, CA, AZ, AL, AK; General Securities Representative
NMLS#: 1274474

About Me

As a financial professional and active volunteer, Aditi understands the myriad demands placed on today’s successful business and community leaders and is committed to helping individuals and their families enhance the potential of their wealth. A CERTIFIED FINANCIAL PLANNER™ professional and Financial Planning Specialist, Aditi believes that clients should invest their time in planning before they invest their money. She offers a personalized and holistic approach to wealth planning that encompasses a carefully-designed strategy, coordination with other professional advisors and access to the vast resources of Morgan Stanley.

Aditi joined Morgan Stanley in 2008. She began her financial services career in banking but was drawn to financial advisory for the opportunity to educate clients and make a positive difference in their lives.

Born and raised in India, Aditi spent her first few years in the U.S. in San Francisco, California, where she worked for a leading financial firm and earned her Master’s degree in Financial Analysis. She also holds a Bachelor’s degree in Business Management with a minor in Accounting.

Aditi and her husband have two children, and they love living in the Tucson community. Committed to giving back, Aditi was a member of the Junior League of Tucson and has served on the Board of the India Society of Southern Arizona. She currently serves on the Board of Tu Nidito and is dedicated to their mission of creating a community of acceptance, support and understanding for children in grief.
Securities Agent: AZ, WY, WV, WI, WA, VT, VA, UT, TX, TN, SD, SC, PA, OR, OK, OH, NY, NV, NM, NJ, NH, NC, MT, MO, MN, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, HI, GA, FL, DC, CT, CO, CA, AL, AK; General Securities Representative; Investment Advisor Representative
NMLS#: 1278804
CA Insurance License #: 0E61865

About Me

Eric has been an adviser at Morgan Stanley and its predecessor firms for more than 30 years. He has provided advice and counsel to clients through numerous economic and market cycles and understands how important a trusted adviser can be to help clients navigate through these periods. He believes that the best advice client’s often receive is simply re-affirming their goals and re-evaluating their current financial situation.

Having earned the Financial Planning Specialist designation, Eric provides goals based financial planning to high net worth individuals and their families. He helps clients set realistic goals when making financial decisions including; budgeting, retirement planning, saving for education, insurance, and estate planning strategies.

As a Senior Portfolio Manager, Eric carefully follows the financial markets and constantly analyzes and evaluates individual company characteristics when developing an appropriate asset allocation strategy and customized portfolio for clients.
Securities Agent: WY, WV, WI, WA, VT, VA, UT, TX, TN, SC, PA, OR, OK, OH, NY, NV, NM, NJ, NH, NC, MO, MN, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, HI, GA, FL, DC, CT, CO, CA, AZ, AK; Managed Futures; Transactional Futures/Commodities; General Securities Representative
NMLS#: 1275751

About Me

• 19 years Securities Industry Experience
• BS Finance, University of Arizona
• Consulting Group - Technology Analyst

About Me

• Series 7 General Securities Licensed
• Series 63 Uniform State Exam
• 22 years Securities Industry Experience

About Me

Series 7 General Securities Licensed
Series 63 Uniform State Exam
34 years Securities Industry Experience

Investment and Market Perspectives

On the Markets

Retirement

Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
  • 401(k) Rollovers
  • IRA Plans
  • Retirement Income Strategies
  • Retirement Plan Participants
  • Annuities
The Simple Six-Step Retirement Checkup

The Simple Six-Step Retirement Checkup

Given market volatility in 2018, checking in on your retirement plan may be one of the wisest New Year’s resolutions you can make.

Investing

Working closely with you to guide your wealth and investments through the most challenging market cycles.
  • Asset Management
  • Wealth Planning
  • Traditional Investments
  • Alternative Investments
  • Impact Investing
Five Smart Strategies to Use a Bonus or Raise

Five Smart Strategies to Use a Bonus or Raise

Have extra money coming in? Here are ways to put your money to work for you now, so you can reap the rewards down the road.

Family

Creating customized financial strategies for the challenges that today's families face.
  • Estate Planning Strategies
  • 529 Plans / Education Savings Planning
  • Long Term Care Insurance
  • Special Needs Planning
  • Trust Services
Financial Transition: A Guide for Women

Financial Transition: A Guide for Women

Here's how to take control of your finances if a death or divorce leaves you holding the reins.

Business Planning

Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
  • Succession Planning
  • Business Planning
  • Retirement Plan Sponsors
  • Qualified Retirement Plans
  • Corporate Pension Funds
6 Keys to Building a Startup

6 Keys to Building a Startup

Entrepreneurs share ideas and learnings from the experience of starting a company.

Philanthropy

Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
  • Endowments
  • Foundations
  • Donor Advised Funds
  • Impact Investing
A New Roadmap for Mission Alignment

A New Roadmap for Mission Alignment

Non-profits, foundations and endowments need to ensure that their sources of capital are in sync with their stated goals.

Mosaic

Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
Make Your Words Memorable

Make Your Words Memorable

Master public speaking with savvy tips from the pros.

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Ready to start a conversation? Contact LGG Wealth Management Group today.
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Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.

1CDs are insured by the FDIC, an independent agency of the U.S. Government, up to a maximum of $250,000 (including principal and accrued interest) for all deposits held in the same insurable capacity (e.g. individual account, joint account, IRA etc.) per CD depository. Investors are responsible for monitoring the total amount held with each CD depository. All deposits at a single depository held in the same insurable capacity will be aggregated for the purposes of the applicable FDIC insurance limit, including deposits (such as bank accounts) maintained directly with the depository and CDs of the depository.

2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.

4Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.

5Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.

6Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be suitable for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.

7Tax laws are complex and subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice and are not “fiduciaries” (under ERISA, the Internal Revenue Code or otherwise) with respect to the services or activities described herein except as otherwise provided in writing by Morgan Stanley and/or as described at www.morganstanley.com/disclosures/dol . Individuals are encouraged to consult their tax and legal advisors (a) before establishing a retirement plan or account, and (b) regarding any potential tax, ERISA and related consequences of any investments made under such plan or account.

8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

9The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria.

10Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

The securities/instruments, services, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


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