Jack S Levine, CFP®
Senior Vice President, Wealth Management, Financial Advisor, CERTIFIED FINANCIAL PLANNER®, Portfolio Management Director
Phone:
(770) 933-3060(770) 933-3060
Our Mission Statement
Working as navigation specialists for all your tomorrows.
Our Story and Services
More than just financial advisors, we consider our clients family. Family takes care of each other.
It takes a team of experienced professionals who have acquired insight, wisdom and experience to tackle your family’s personal financial challenges. The Levine Gevin Group has over 35 years of combined experience, working with individuals, families, and organizations. With a deep history of client loyalty and long-lasting relationships, the team focuses on what is important to you. They take time, using their experience, skills, and disciplined process to help you make informed decisions about your future.
Working together we can help you preserve and grow your wealth. As a client of Morgan Stanley, you have access to some of the world’s most seasoned and respected investment professionals, a premier trading platform and a full spectrum of investment choices and some of the best research in the industry.
It takes a team of experienced professionals who have acquired insight, wisdom and experience to tackle your family’s personal financial challenges. The Levine Gevin Group has over 35 years of combined experience, working with individuals, families, and organizations. With a deep history of client loyalty and long-lasting relationships, the team focuses on what is important to you. They take time, using their experience, skills, and disciplined process to help you make informed decisions about your future.
Working together we can help you preserve and grow your wealth. As a client of Morgan Stanley, you have access to some of the world’s most seasoned and respected investment professionals, a premier trading platform and a full spectrum of investment choices and some of the best research in the industry.
Services Include
- Professional Portfolio ManagementFootnote1
- Business PlanningFootnote2
- Business Succession PlanningFootnote3
- Cash Management and Lending ProductsFootnote4
- Estate Planning StrategiesFootnote5
- Retirement PlanningFootnote6
- 401(k) Rollovers
- Alternative InvestmentsFootnote7
- Long-term Care InsuranceFootnote8
- 529 PlansFootnote9
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
OUR PROCESS
At the Levine Gevin Group, our goal is to help you implement your life plan. This entails leaving no stone unturned in incorporating a wealth program to address your financial and life issues. Along the way, we continually provide education aimed at the specific financial and transition issues you are facing. We've learned that the biggest cause of anxiety is the lack of knowledge, therefore we proactively prepare for each life transition.
Helping local professionals and small business owners manage their 401(k) and executives transition to a new stage of life in retirement has led to many caring and trusting relationships with our clients. Over the last 25-plus years, we have had the privilege of expanding those relationships to include client's children, grandchildren and other family members in both the Savannah area and across the country.
Experience working with multiple generations enables us to offer solutions to not only retirees and pre-retirees but also younger clients who may be preparing to buy a home or saving for their children's college education. We are always here to act as a sounding board for various financial decisions, no matter how big or small.
As our client, you are also a friend, and we will go to great lengths and into meticulous detail. Our role is to handle the financial issues, so you can concentrate on what you most enjoy. We have learned that financial assets are just the starting point in enjoying life and retirement, and thus supplement traditional financial planning services with client events that focus on lifestyle issues like health care and nutrition.
Step 1: Introductory Meeting
Our relationship begins with a 10-15 minute initial discussion aimed towards getting to know you, your lifestyle, and your future goals.
Step 2: Discovery Meeting
During the discovery meeting, we will work together to establish your financial goals by reviewing your current financial situation and developing an appropriate risk tolerance that can help you achieve the financial outcome you envision for yourself.
Step 3: Financial Plan Presentation
Financial plan presentations map out the essential factors that play into your financial success such as your employee and employer contributions, liquidity events, and insurance coverage. Examining relevant financial information provides a holistic asset allocation analysis for your accounts helping ensure a comprehensive financial plan.
Step 4: Plan Implementation
This step focuses on creating prospective strategies custom designed for your specific needs. Recommended changes could include logistics, tax impact, asset allocation adjustments, and saving/benefit modifications.
Step 5: Ongoing Assessment
Finally, we will be constantly monitoring your assets and analyzing your performance tracking data seeking to ensure your financial expectations are being met and adjusting accordingly. We will maintain regular and consistent communication with you to ensure that your concerns and requests are promptly addressed.
INDIVIDUAL PLANS FOR INDIVIDUALS LIKE YOU
Regardless of what stage your life is in - moving ahead in your career, enjoying retirement, or somewhere in between - as your Financial Advisors, we can help you achieve your financial goals.
We take a holistic approach, integrating every aspect of your financial and personal life to ensure they align with your present and future objectives. With advanced analytical tools, and years of industry experience, our team empowers you to seize control of your financial future. Let us craft your personalized roadmap to acheive and safeguard your goals.
Certified Financial Planner® (CFP®)
Individuals certified by the CFP® Board have taken the extra step to demonstrate commitment and professionalism by voluntarily submitting to the rigorous CFP® certification process that includes demanding education, examination, experience, and ethical requirements.
Jack holds this designation.
Chartered Alternative Investment Analysts® (CAIA®)
Chartered Alternative Investment Analysts® (CAIA®) are trained to assess alternative investments such as hedge funds, venture capital, and private equity, equipping them with the knowlegde to advise clients on diversifying their portfolio beyond traditional asset classes.
Jack holds this designation.
2025 Tax Tables
This helpful resource outlines the 2025 tax rate schedule, education and health savings account limits, retirement contribution and deduction limits, among other information. With tax season seemingly always right around the corner, it's best to be as informed as possible.
Estate Planning Strategies
Regardless of your current financial circumstances, it is crucial to have a backup plan for your money. We regularly review your finances with you and coordinate with your estate attorney to help ensure that your wishes are met in the most efficient and cost-effective way.
Insurance
We take an extremely close look at your financial profile to decipher what type(s) of insurance most fit your needs, and determine if your current insurance policies are best suited for you and your goals.
Morgan Stanley Smith Barney LLC offers insurance products in conjunction with its licensed insurance agency affiliates.
Retirement
Leading up to and through retirement, Cornerstone Capital helps you identify the most appropriate ways to obtain the income you need and help ensure that you are on track to achieve for financial goals.
LifeView Intelligent Planning
LifeView is a suite of planning tools that includes goal-specific analysis that we can use with our clients to create a holistic, realistic strategy that integrates the various aspects of an individual's financial life, including investments and cash management needs.
Goals Planning System (GPS)
Goals Planning System (GPS) is Morgan Stanley's own integrated planning tool. Built on the Firm's intellectual capital and caapabilities, GPS is an intuitive and efficient platform used to quickly assess whether a client is "On Track" to achieving their financial goals.
MODERN WEATH MANAGEMENT TOOLS AND RESOURCES
Morgan Stanley's comprehensive suite of digital resources has carefully been designed to help enhance each aspect of your financial portfolio. Take some time to learn about the many Modern Wealth Management resources that we offer to our clients.
Morgan Stanley Online
Seamlessly and securely manage your investments and everyday finances in one place. Have access to key information and the ability to make transfers and trades on Morgan Stanley Online (MSO) or the Morgan Stanley app.
Total Wealth View
Total Wealth View allows you and your advisor to view a complete financial picture of your investments to identify opportunities or risks across all your accounts. By linking your account information, you will benefit from more informed wealth planning, more secure data access, and convenient connectivity.
Digital Vault
Digital Vault lets you easily and securely manage and share important documents such as account statements, authorizations, tax filings and other relevant documents with your Financial Advisor.
eAuthorizations - Approving Transactions Online
eAuthorizations allow you to approve transactions electronically and securely on Morgan Stanley Online and the Morgan Stanley Mobile App. View the following document to see how you can get started.
Cash Plus
Because you manage your investments with Morgan Stanley, you now have a better way of managing your cash needs with a Cash Plus brokerage account.
MS Reserved
Reserved Living & Giving is a tiered complimentary loyalty program that rewards clients with over one million dollars in assets and liabilities invested at the firm. The program is designed to enhance your lifestyle and relationship with the firm beyond traditional wealth management services.
Upcoming Firm Events
The Lessons in Leadership Virtual Event Series will continue throughout 2025 . Check back soon for details on upcoming events.
Online
Location
5 Concourse Pkwy
Ste 2000
Atlanta, GA 30328
US
Direct:
(770) 698-2100(770) 698-2100
Meet Levine Gevin Group
Alexa Gevin
Financial Advisor, Financial Planning Specialist
Phone:
(770) 933-3111(770) 933-3111
Carolyn Ogletree, MBA
Senior Registered Client Service Associate
Phone:
(770) 933-3057(770) 933-3057
About Jack S Levine
Jack Levine started his career as a financial advisor in 1993 in Savannah, GA with Dean Witter. Eight years later, he moved to Smith Barney, which merged with Morgan Stanley in 2009. Jack has also been a Certified Financial Planner™ since 2009 and a Chartered Alternative Investment Analyst (CAIA) since May 2024.
Originally from Syracuse, New York, he earned a bachelor’s degree in communications from the State University of New York at Geneseo and a master’s degree in sports management from Northeastern University.
Jack also enjoys playing tennis with his ALTA team on the weekends!
Originally from Syracuse, New York, he earned a bachelor’s degree in communications from the State University of New York at Geneseo and a master’s degree in sports management from Northeastern University.
Jack also enjoys playing tennis with his ALTA team on the weekends!
Securities Agent: FL, SD, PA, MO, MN, SC, NC, NJ, MA, CO, VA, TX, OH, NY, MI, AZ, CA, DE, WA, TN, CT, AL, GA; General Securities Representative; Investment Advisor Representative
NMLS#: 1262003
NMLS#: 1262003
About Alexa Gevin
Alexa Gevin is a Financial Advisor, Financial Planning Specialist, and a partner of the Levine Gevin Group at Morgan Stanley. With extensive financial planning experience, Alexa joined the family business, working with business owners, young professionals, individuals and families.
A Savannah native, Alexa moved up to Atlanta over 6 years ago. She went to Mercer University where she majored in Entrepreneurship, and double minored in Finance and Psychology. After graduation, Alexa moved to Atlanta with her husband, Mike, and achieved her life and health insurance licenses, Series 7, Series 66, variable products and long term care licenses. Alexa has been in the financial services industry for over 5 years and is on a team with over 30 years of experience.
Alexa works on crafting individualized financial plans, making sure to prioritize the client's goals by listening to the client's needs. She focuses on working with families doing multigenerational planning to guide clients through financial life changes such as new family additions, the purchase of a new home, educational preparation and retirement planning. When she's not in the office, you can find her spending time with her family, trying new restaurants, traveling, and visiting different parks with her son, AJ.
A Savannah native, Alexa moved up to Atlanta over 6 years ago. She went to Mercer University where she majored in Entrepreneurship, and double minored in Finance and Psychology. After graduation, Alexa moved to Atlanta with her husband, Mike, and achieved her life and health insurance licenses, Series 7, Series 66, variable products and long term care licenses. Alexa has been in the financial services industry for over 5 years and is on a team with over 30 years of experience.
Alexa works on crafting individualized financial plans, making sure to prioritize the client's goals by listening to the client's needs. She focuses on working with families doing multigenerational planning to guide clients through financial life changes such as new family additions, the purchase of a new home, educational preparation and retirement planning. When she's not in the office, you can find her spending time with her family, trying new restaurants, traveling, and visiting different parks with her son, AJ.
Securities Agent: MI, AL, AZ, CA, CO, CT, DE, FL, GA, MA, MN, MO, NC, NJ, NY, OH, PA, SC, SD, TN, TX, VA, WA; General Securities Representative; Investment Advisor Representative
NMLS#: 2562934
NMLS#: 2562934
About Carolyn Ogletree
Carolyn Ogletree is a Senior Registered Client Service Associate at Morgan Stanley. Through a customized and proactive approach, Carolyn tackles client needs through identifying probable solutions and providing access to firm resources. Providing quality service allows her to strengthen the relationships she has with clients, making up a foundational pillar to her work.
"I enjoy educating our clients and helping them to make informed decisions in an effort to reach their financial goals."
Prior to her career in Wealth Management, Carolyn worked for the University System of Georgia as a Budget Analyst. Her past experience provided her with an analytical skillset, which proved to be beneficial in her work today. With more than 15 years of experience, Carolyn joined Morgan Stanley in 2024 alongside the rest of her team.
Outside of the office, Carolyn resides in Douglasville, GA with her husband. A mother to two grown children and grandmother to four grandchildren, she enjoys spending time with family. When not with the grandkids, Carolyn and her husband are members of a motorcycle club and enjoy riding on the weekends. She regularly enjoys fitness, reading and going to concerts.
"I enjoy educating our clients and helping them to make informed decisions in an effort to reach their financial goals."
Prior to her career in Wealth Management, Carolyn worked for the University System of Georgia as a Budget Analyst. Her past experience provided her with an analytical skillset, which proved to be beneficial in her work today. With more than 15 years of experience, Carolyn joined Morgan Stanley in 2024 alongside the rest of her team.
Outside of the office, Carolyn resides in Douglasville, GA with her husband. A mother to two grown children and grandmother to four grandchildren, she enjoys spending time with family. When not with the grandkids, Carolyn and her husband are members of a motorcycle club and enjoy riding on the weekends. She regularly enjoys fitness, reading and going to concerts.
Contact Jack S Levine
Contact Alexa Gevin
Hear from Our Clients
I have worked with Jack Levine and his team for nearly 20 years. He created a financial plan that we review frequently which makes me feel confident. I wouldn't have anyone else but this team handle my account. I am so pleased with their entire service.
Jane
Verified ClientNovember 7, 2024
Jack Levine has been my Financial Advisor for quite some time. He has always been a willing listener who has kept my personal assets and family matters a top priority. I feel very comfortable and assured that my retirement years will be worry free due to his careful management of my portfolio. He stays in touch if there are any changes upcoming and gives good advice as to any actions that may be needed. I highly recommend the Levine Gevin Group for any investment needs anyone might have.
Clayton
Verified ClientNovember 20, 2024
Testimonial(s) solicited by Morgan Stanley and provided by current client(s) at the time of publication. No compensation of any kind was provided in exchange for the client testimonial(s) presented. Client testimonials may not be representative of the experience of other clients and are not a guarantee of future performance or success.
3846129 9/24
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Maranda Barbour
Private Banker
Nikki Roberts
Associate Private Banker
About Maranda Barbour
Maranda Barbour is a Private Banker serving Morgan Stanley Wealth Management offices in Georgia.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Maranda began her career in financial services in 1999, and joined Morgan Stanley in 2010 as an Associate Private Banker. Prior to joining the firm, she was a Premier Client Manager at Bank of America.Maranda is a graduate of Winthrop University, where she received a Bachelor of Science in Marketing. She lives in Alpharetta, Georgia with her family.
Outside of the office, Maranda dedicates her time to youth mentoring programs and numerous community organizations, including Girl Scouts of America and the Greater North Atlanta Chapter of Jack and Jill of America, Inc. She also enjoys walking, traveling, and hiking.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Maranda began her career in financial services in 1999, and joined Morgan Stanley in 2010 as an Associate Private Banker. Prior to joining the firm, she was a Premier Client Manager at Bank of America.Maranda is a graduate of Winthrop University, where she received a Bachelor of Science in Marketing. She lives in Alpharetta, Georgia with her family.
Outside of the office, Maranda dedicates her time to youth mentoring programs and numerous community organizations, including Girl Scouts of America and the Greater North Atlanta Chapter of Jack and Jill of America, Inc. She also enjoys walking, traveling, and hiking.
NMLS#: 1182370
About Nikki Roberts
Nikki Roberts is a Private Banker serving Morgan Stanley Wealth Management offices in Georgia.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Nikki began her career in financial services in 2007, and joined Morgan Stanley in 2017. Prior to joining the firm, she was a Senior Wealth Management Lending Officer at Merrill Lynch. She also served as a Private Banker and Investment Analyst at JP Morgan’s Private Bank.
Nikki is a graduate of The Wharton School at the University of Pennsylvania, where she received a Bachelor of Science in Economics. She lives in Alpharetta, Georgia. Outside of the office, Nikki enjoys reading, listening to live music, and skiing. She volunteers with the Leukemia & Lymphoma Society and the University of Pennsylvania Alumni Club.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Nikki began her career in financial services in 2007, and joined Morgan Stanley in 2017. Prior to joining the firm, she was a Senior Wealth Management Lending Officer at Merrill Lynch. She also served as a Private Banker and Investment Analyst at JP Morgan’s Private Bank.
Nikki is a graduate of The Wharton School at the University of Pennsylvania, where she received a Bachelor of Science in Economics. She lives in Alpharetta, Georgia. Outside of the office, Nikki enjoys reading, listening to live music, and skiing. She volunteers with the Leukemia & Lymphoma Society and the University of Pennsylvania Alumni Club.
NMLS#: 821883
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact Levine Gevin Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
9Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
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Awards Disclosures
CRC 6491812 (04/2024)
