Adam Marcus, CFA
Senior Vice President, Financial Advisor
Phone:
(818) 382-5753(818) 382-5753
Legacy Wealth Management of Southern California at Morgan Stanley
Direct:
(818) 382-5742(818) 382-5742
Our Mission Statement
Working alongside you today, helping to define your legacy for tomorrow
What will your Legacy be?
For over thirty years our team has worked with successful families just like yours – business owners, professionals, executives, athletes and entertainers—each of whom measure success differently and by more than just account balances.
Over the years, we have developed and refined a process that encompasses the 7 pillars of wealth management—pillars that carefully balance today’s needs with tomorrow’s goals. The second and third generations we work with today are evidence of the many incredible legacies we have helped create.
Our team is positioned to serve you and your family for decades to come, with a commitment to help you fully realize your personal and financial goals.
We’re here to not only help you define your goals, but also achieve them. We want to help answer the questions raised below and share our favorite quote:
Over the years, we have developed and refined a process that encompasses the 7 pillars of wealth management—pillars that carefully balance today’s needs with tomorrow’s goals. The second and third generations we work with today are evidence of the many incredible legacies we have helped create.
Our team is positioned to serve you and your family for decades to come, with a commitment to help you fully realize your personal and financial goals.
We’re here to not only help you define your goals, but also achieve them. We want to help answer the questions raised below and share our favorite quote:
“If you don’t have time to do it right, when will you have time to do it over?” (John Wooden)
- What would you like your wealth to accomplish?
- How will it impact your family and local community?
- Would you like your success to make an impact on environmental and social issues as well as corporate governance?
- How do you envision your life and legacy?
Services Include
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Goal Based Planning
More than ever, our clients need guidance and advice. Today's families confront many obstacles in a fast changing economic landscape. College funding has never cost more, retirees are living longer and long term health care costs are soaring. Interest rates are near generational lows and global market risks always seem high. Our disciplined process prioritizes financial and investment planning which helps enable our clients to realize their goals and objectives.
Investment Management
Whether talking heads on TV, neighbors with a "tip", celebrity fads or internet sensations-investing "ideas" are easy to find. "Ideas" are not long term investment strategies. Through our collaborative process we develop a long term strategic asset allocation for you which over decades of investing has proven to have the largest impact on financial outcomes.
Taxation
Intelligent asset location, withdrawal sequencing and tax loss harvesting can make a meaningful impact on after tax returns.
Risk Management
As in life, there is no set of choices that can remove all risk from the equation for families. Our mission is to plan for the future and strike the most effective balance. That means playing defense when necessary and we use a variety of tools including Long-Term Care and Life insurance to protect our clients' family legacies.
Legacy Planning
We have 2nd and 3rd generation clients for a reason. Our process creates financial plans for today and succession plans for tomorrow. In concert with your other key advisors, we provide estate reviews and multi-generational financial education.
Philanthropy
Wealth affords us opportunities to impact communities and causes we are passionate about. Identifying effective and strategic giving options is an important focus in our process. We offer insight and support for private foundations, donor advised funds, and other charitable vehicles to scale the impact of your giving.
Cash Management
Cash is one of the most overlooked components of a sound financial plan. Our team adheres to two important rules of investing. Rule #1: We don't sell just because markets are down. Rule #2: We always plan to maintain enough liquidity in your portfolio to support your spending needs so we never have to violate rule #1.
Financial Planning
• We tell you what we think, not what we think you want to hear
• Suggest creative financial alternatives you may have never considered
• Prioritize your objectives, define realistic goals
• Suggest creative financial alternatives you may have never considered
• Prioritize your objectives, define realistic goals
Banking + Lending
• Residential Mortgages
• Commercial Lending
• Securities Based Lending (Lines of Credit)
• Cash management services
• Commercial Lending
• Securities Based Lending (Lines of Credit)
• Cash management services
Investment Management
• Provide guidance through difficult and volatile markets
• Invest with an option
• Create diversified portfolios to help manage risk
• Invest with an option
• Create diversified portfolios to help manage risk
Personal CFO
• Someone you can trust for advice on all financial matters
• Collaborate with your CPA to help mitigate taxes
• Coordinate with your Estate Attorney to help ensure your investments are consistent with your estate plan
• Collaborate with your CPA to help mitigate taxes
• Coordinate with your Estate Attorney to help ensure your investments are consistent with your estate plan
Protection
• Industry leading commitment to Cyber Security
• Utilize insurance strategies to help protect your estate
• Place a premium on every client’s privacy
• Utilize insurance strategies to help protect your estate
• Place a premium on every client’s privacy
Executives + Business Owners
• Advice regarding concentration, restricted stock and employer stock options
• Access to capital to build your business
• Succession Planning
• Access to capital to build your business
• Succession Planning
Mike Wilson Monthly Webcast
Chief Investment Officer Mike Wilson's monthly perspectives webcast.
Total Wealth View
Complete your financial picture with Total Wealth View. By linking your account information, you will benefit from more informed wealth planning, more secure data access, and convenient connectivity.
Learn More About Total Wealth View
Morgan Stanley “On the Markets” Report:
Detailed market commentary from Morgan Stanley's thought leaders on topics such as global equities, fixed income, monetary policy and more.
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Morgan Stanley Online
Your investments and everyday finances are always just a few clicks away with Morgan Stanley Online (MSO) and the Morgan Stanley Mobile App.
Learn More About MSOThe GIC Weekly
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.
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Online Security Center
At Morgan Stanley, safeguarding your assets and personal information is among our highest priorities. Learn about our security measures and use our resources and ideas to help protect yourself online.
Learn More About Online Security CenterLocation
15260 Ventura Blvd
Suite 1900
Sherman Oaks, CA 91403
US
Direct:
(818) 382-5742(818) 382-5742
Meet Legacy Wealth Management of Southern California
Cory Bloom
Associate Vice President, Financial Advisor, Financial Planning Specialist
Phone:
(818) 382-5764(818) 382-5764
Phone:
(818) 382-5742(818) 382-5742
Craig Bloom, CIMA®
Executive Director, Financial Advisor, Global Sports and Entertainment Director
Phone:
(818) 382-5741(818) 382-5741
Natasha Fikhman, CFP
Portfolio Associate
Phone:
(818) 382-5748(818) 382-5748
Caitlin Bloom
Client Service Associate
About Adam Marcus
After nine years of working as an analyst with the team, Adam became a partner in June of 2016. He is responsible for the ongoing growth of the business and the utilization of new investment ideas. Adam uses the team's goal driven process to consistently review his clients’ financial situations, and assist them in eventually achieving a work-optional lifestyle.
Adam brings 17 years of experience in the financial services industry to the team. He began his career in 2004 at Citibank as a business banker, contributing to the company by bringing in checking and savings deposits, in addition to sourcing new loan issuance for local professionals in the Southern California area. Since 2007, Adam has been dedicated to the continued success of Legacy Wealth Management of So. California.
Adam is a CFA® charter holder and graduated from the University of California at Berkeley with a BA in Economics.
He lives in Encino with his wife Jordy and his three young sons.
Adam brings 17 years of experience in the financial services industry to the team. He began his career in 2004 at Citibank as a business banker, contributing to the company by bringing in checking and savings deposits, in addition to sourcing new loan issuance for local professionals in the Southern California area. Since 2007, Adam has been dedicated to the continued success of Legacy Wealth Management of So. California.
Adam is a CFA® charter holder and graduated from the University of California at Berkeley with a BA in Economics.
He lives in Encino with his wife Jordy and his three young sons.
Securities Agent: NM, AR, AZ, CA, CO, DC, FL, GA, HI, ID, IL, MA, MD, ME, MI, MN, MO, NC, NE, NJ, NV, NY, OR, PA, SC, TX, UT, VA, WA, WY, KS; General Securities Representative; Investment Advisor Representative
NMLS#: 1554852
NMLS#: 1554852
About Cory Bloom
For Cory, retirement planning means more than providing our clients with investment advice. It means helping them maintain the financial independence they've worked their whole lives to achieve. It means striving to help ensure they have the means to pursue what's most important to them. And it means understanding them as people with unique goals, values and circumstances that determine the strategies we develop together.
Cory is an active member within his community. He coaches a 12-year-old baseball team that he takes to Cooperstown, New York every summer to play a tournament in the home of the Baseball Hall of Fame. Cory is also involved with Big Brother Big Sister Los Angeles as a Big Brother to a young boy seeking a positive male role model in his life. Cory enjoys being at home with wife, two daughters, his two English Bulldogs, traveling, and going to concerts.
Call Cory at 818-382-5764 to schedule a time to connect.
Cory is an active member within his community. He coaches a 12-year-old baseball team that he takes to Cooperstown, New York every summer to play a tournament in the home of the Baseball Hall of Fame. Cory is also involved with Big Brother Big Sister Los Angeles as a Big Brother to a young boy seeking a positive male role model in his life. Cory enjoys being at home with wife, two daughters, his two English Bulldogs, traveling, and going to concerts.
Call Cory at 818-382-5764 to schedule a time to connect.
Securities Agent: WY, AR, AZ, CA, CO, DC, FL, GA, HI, ID, IL, MA, MD, ME, MI, MN, MO, NC, NE, NJ, NM, NV, NY, OR, PA, SC, TX, UT, VA, WA, KS; General Securities Representative; Investment Advisor Representative
NMLS#: 1847122
CA Insurance License #: 0M92857
NMLS#: 1847122
CA Insurance License #: 0M92857
About Jennifer Atienza
As the chief operating officer and Senior Financial Planning Professional, Jennifer leads the financial planning and practice management initiatives for the group. She is an integral part of the team’s business operations and spearheads the standard of care.
Jennifer’s financial planning experience allows her to construct, monitor, and bring up to date comprehensive goals based plans for clients, providing them with actionable solutions to help increase their probability of success in achieving their financial goals.
Jennifer spent 10 successful years in the tech industry before deciding to follow her passion in financial planning. She subsequently enrolled in UCLA’s personal financial planning program to pursue the Certified Financial Planner professional designation. She successfully passed and became a CFP professional in 2016.
Jennifer graduated from Ateneo De Manila University with a B.S. in Communications Technology. She immigrated to the US from the Philippines in 2002 and now lives in the Los Angeles area with her husband and daughter.
Securities Agent: NV, WA, ME, NY, MN, NM, NC, OR, NE, MO, ID, SC, NJ, FL, HI, AR, TX, UT, PA, MA, CA, MD, KS, GA, DC, CO, AZ, MI, WY, VA, IL; General Securities Representative; Investment Advisor Representative
CA Insurance License #: #0I22108 NMLS ID 2583461
Jennifer’s financial planning experience allows her to construct, monitor, and bring up to date comprehensive goals based plans for clients, providing them with actionable solutions to help increase their probability of success in achieving their financial goals.
Jennifer spent 10 successful years in the tech industry before deciding to follow her passion in financial planning. She subsequently enrolled in UCLA’s personal financial planning program to pursue the Certified Financial Planner professional designation. She successfully passed and became a CFP professional in 2016.
Jennifer graduated from Ateneo De Manila University with a B.S. in Communications Technology. She immigrated to the US from the Philippines in 2002 and now lives in the Los Angeles area with her husband and daughter.
Securities Agent: NV, WA, ME, NY, MN, NM, NC, OR, NE, MO, ID, SC, NJ, FL, HI, AR, TX, UT, PA, MA, CA, MD, KS, GA, DC, CO, AZ, MI, WY, VA, IL; General Securities Representative; Investment Advisor Representative
CA Insurance License #: #0I22108 NMLS ID 2583461
Securities Agent: GA, DC, CO, AZ, SC, NJ, FL, WY, WA, VA, NV, IL, OR, NE, MO, ID, HI, AR, TX, MI, ME, NY, MN, NM, NC, UT, PA, MA, CA, MD, KS; General Securities Representative; Investment Advisor Representative
NMLS#: 2583461
CA Insurance License #: 0I22108
NMLS#: 2583461
CA Insurance License #: 0I22108
About Craig Bloom
As an Executive Director, Senior Portfolio Manager and Sports and Entertainment Director, Craig is responsible for all investment decisions, financial planning, and assists in the development of investment policy statements for our clients.
In his 35+ years of working in wealth and investment management, he has seen several nerve-racking bear and bull markets. Through it all, Craig has maintained a mature and disciplined approach to planning, managing, and helping his clients achieve their wealth goals. This kind of experience and maturity is what has fostered the longevity and trust in Craig’s relationship with his clients.
Our wealth management approach is to work closely and mentor our clients through the important stages of their life – birth of a child or grandchild, marriage (or divorce), death, and other significant life events. Working hand in hand with our clients through these events has yielded us long standing, multi-generational relationships with their families.
As a Sports and Entertainment Director, I understand the complexities and pressures athletes and entertainers face and the financial implications that come with that. Working closely with top professionals in the sports and entertainment industries and their personal confidantes, I help provide access to the products and services needed to build and preserve financial independence as their circumstances, goals and priorities continue to evolve.
Craig received his undergraduate degree from UCLA and his MBA in Finance from USC. He is also a graduate of the University of Pennsylvania's Wharton School of Business prestigious Investment Management Analyst program (CIMA®).
In 2015 the Financial Times recognized Craig as one of the top 400 financial advisors in America. In addition, Craig was named in Forbes Best-In-State Wealth Advisors list in 2018, 2019, and 2020.
Lastly, Craig and his wife Stacy have three children, Kevin, Caitlin and Cory. He is actively involved in his community as a Big Brother for the last 36 years and the former President of Encino Little League. Over the last 15 years, Craig has influenced the lives of many children through his efforts as a youth baseball coach. Craig is currently the chairman emeritus for Campbell Hall’s annual charity golf tournament and a member of the schools finance committee.
"Financial Times 400 Top Financial Advisors
Source: ft.com (Awarded Mar 2015) Data compiled by the Financial Times based on time period from 9/30/13 - 9/30/14.."
"2018, 2019, and 2020 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2018, 2019, and 2020). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award. "
In his 35+ years of working in wealth and investment management, he has seen several nerve-racking bear and bull markets. Through it all, Craig has maintained a mature and disciplined approach to planning, managing, and helping his clients achieve their wealth goals. This kind of experience and maturity is what has fostered the longevity and trust in Craig’s relationship with his clients.
Our wealth management approach is to work closely and mentor our clients through the important stages of their life – birth of a child or grandchild, marriage (or divorce), death, and other significant life events. Working hand in hand with our clients through these events has yielded us long standing, multi-generational relationships with their families.
As a Sports and Entertainment Director, I understand the complexities and pressures athletes and entertainers face and the financial implications that come with that. Working closely with top professionals in the sports and entertainment industries and their personal confidantes, I help provide access to the products and services needed to build and preserve financial independence as their circumstances, goals and priorities continue to evolve.
Craig received his undergraduate degree from UCLA and his MBA in Finance from USC. He is also a graduate of the University of Pennsylvania's Wharton School of Business prestigious Investment Management Analyst program (CIMA®).
In 2015 the Financial Times recognized Craig as one of the top 400 financial advisors in America. In addition, Craig was named in Forbes Best-In-State Wealth Advisors list in 2018, 2019, and 2020.
Lastly, Craig and his wife Stacy have three children, Kevin, Caitlin and Cory. He is actively involved in his community as a Big Brother for the last 36 years and the former President of Encino Little League. Over the last 15 years, Craig has influenced the lives of many children through his efforts as a youth baseball coach. Craig is currently the chairman emeritus for Campbell Hall’s annual charity golf tournament and a member of the schools finance committee.
"Financial Times 400 Top Financial Advisors
Source: ft.com (Awarded Mar 2015) Data compiled by the Financial Times based on time period from 9/30/13 - 9/30/14.."
"2018, 2019, and 2020 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2018, 2019, and 2020). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award. "
Securities Agent: AR, AZ, CA, CO, DC, FL, GA, HI, ID, IL, MA, MD, ME, MI, MN, MO, NC, NE, NJ, NM, NV, NY, OR, PA, SC, TX, UT, VA, WA, WY, KS; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1268474
NMLS#: 1268474
About Natasha Fikhman
Natasha has been a part of the team since 2006, bringing 20 years of experience in the investment business to our clients. As a Portfolio Associate, she is responsible for all daily client. She also collaborates closely with clients’ accountants and estate attorneys to assist with their overall financial plan.
Natasha is the mother of 2 young children, Emma and Max, and enjoys traveling, cooking and spending time with her family.
Natasha is the mother of 2 young children, Emma and Max, and enjoys traveling, cooking and spending time with her family.
CA Insurance License #: #0E49361
About Caitlin Bloom
Caitlin joined the team in 2023 after nearly a decade working in the health care industry with large pharmaceutical and medical device companies. Previously working in communications and marketing, she brings a deep background in client services, client relationship building, planning, and account management. She carries additional expertise in corporate narrative development, media relations and trainings, and crisis communications. Caitlin supports day-to-day client and team needs for Legacy Wealth Management of Southern California.
Caitlin graduated with a B.A. in Anthropology and Art History from UCLA in 2012 and with an MBA from the UCLA Anderson School of Management in 2020.
Caitlin graduated with a B.A. in Anthropology and Art History from UCLA in 2012 and with an MBA from the UCLA Anderson School of Management in 2020.
Contact Adam Marcus
Contact Cory Bloom
Contact Jennifer Atienza
Contact Craig Bloom
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Londyn Crowder-Maree
Private Banker
About Londyn Crowder-Maree
Londyn Crowder-Maree is a Private Banker serving Morgan Stanley Wealth Management offices in California.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Londyn began her career in financial services in 2008, and joined Morgan Stanley in 2014 as an Associate Private Banker. Prior to joining the firm, she was a Regional Bank Private Banker at Wells Fargo Bank, N.A. She also served as a Wealth Management Banker and an Internal Sales Specialist at Merrill Lynch.
Londyn is a graduate of Rutgers University, where she received Bachelor of Arts in Economics and a Masters of Business Administration from Florida Atlantic University in Boca Raton, FL. She lives in Valencia, CA with her daughter Jonah. Outside of the office, Londyn enjoys fashion, music as well as dedicating time to her church and philanthropic outreach programs.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Londyn began her career in financial services in 2008, and joined Morgan Stanley in 2014 as an Associate Private Banker. Prior to joining the firm, she was a Regional Bank Private Banker at Wells Fargo Bank, N.A. She also served as a Wealth Management Banker and an Internal Sales Specialist at Merrill Lynch.
Londyn is a graduate of Rutgers University, where she received Bachelor of Arts in Economics and a Masters of Business Administration from Florida Atlantic University in Boca Raton, FL. She lives in Valencia, CA with her daughter Jonah. Outside of the office, Londyn enjoys fashion, music as well as dedicating time to her church and philanthropic outreach programs.
NMLS#: 800266
Wealth Management
Global Investment Office
Portfolio Insights
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Wealth Management for Athletes and Entertainers
Understanding the unique financial challenges of athletes and entertainers and how they differ from one profession to the next, we deliver the experience and resources you need to help create and implement a comprehensive, multigenerational wealth management plan based on your needs, values and aspirations.
- Investment Management
- Wealth Transfer & Philanthropy
- Private Banking Solutions
- Family Governance & Wealth Education
- Lifestyle Advisory
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact Legacy Wealth Management of Southern California today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
9Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
5Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6The returns on a portfolio consisting primarily of Environmental, Social and Governance (“ESG”) aware investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
9Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
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Awards Disclosures
CRC 6491812 (04/2024)
