Bio

As a valedictorian Kevin received a full academic scholarship to California State University Long Beach where he earned a bachelor's degree in Finance as well as an MBA in Finance. He joined Morgan Stanley in 2001 and is a Certified Financial Planner, a Chartered Financial Consultant, a Chartered Retirement Planning Counselor, a Chartered Mutual Fund Counselor, and a Certified Retirement Counselor.

In today’s market, it’s essential to have a Financial Advisor who can provide insight and guidance based on an understanding of your unique situation. As a Financial Advisor, Kevin's goal is to provide a high level of personal service to help you meet your financial goals, along with the breadth of services and expertise that Morgan Stanley offers.

Kevin will leverage the strength and resources of the firm to help address your investment goals, time horizon, risk profile, and personal preferences. His objective will be to assist you in developing a balanced and comprehensive investment strategy that is tailored to your needs.

If you would like to learn more about Kevin's services, please feel free to contact him directly to discuss possible financial solutions for your goals.
Services Include
  • Professional Portfolio Management1
  • Financial Planning2
  • Retirement Planning3
  • 401(k) Rollovers
  • Planning for Education Funding4
  • 529 Plans5
  • Life Insurance6
  • Long Term Care Insurance7
  • Lending Products
  • Corporate Retirement Plans8
Securities Agent: CA, WY, WA, VT, VI, VA, UT, TX, SD, SC, OR, OK, NY, NV, NJ, NC, MT, MO, MN, MI, MD, MA, KY, KS, IL, ID, GA, FL, DE, CO, AZ; Managed Futures; General Securities Representative; Investment Advisor Representative
NMLS#: 1253056
CA Insurance License #: 0D45782
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

Education

  • Bachelor of Science in Business Administration with a concentration in Finance - California State University, Long Beach
  • Master of Business Administration (MBA) with a concentration in Finance - California State University, Long Beach
  • Certified Financial Planner practitioner
  • Chartered Financial Consultant
  • Chartered Retirement Planning Counselor
  • Chartered Mutual Fund Counselor
  • Certified Retirement Counselor
  • General Securities Representative (NYSE/NASD), Series 7 and 63
  • Registered Investment Advisor Representative, Series 65
  • Insurance Agent License Number 0D45782

Location

1478 Stone Point Dr
Suite 500
Roseville, CA 95661
US
Direct:
(916) 788-9461(916) 788-9461
Toll-Free:
(888) 335-6370(888) 335-6370
Fax:
(916) 797-7750(916) 797-7750

Retirement

Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
  • 401(k) Rollovers
  • IRA Plans
  • Retirement Income Strategies
  • Retirement Plan Participants
  • Annuities
Do You Know Where All Your Retirement Savings Are?

Do You Know Where All Your Retirement Savings Are?

As your retirement accounts multiply, it can be difficult to keep track of how much you have saved. Consider consolidating your accounts.

Investing

Working closely with you to guide your wealth and investments through the most challenging market cycles.
  • Asset Management
  • Wealth Planning
  • Traditional Investments
  • Alternative Investments
  • Impact Investing
Why Having a Goal Is Key to Investing

Why Having a Goal Is Key to Investing

With a clear goal in mind, investors can create a realistic plan for achieving their objectives within a certain time frame. Here’s how.

Family

Creating customized financial strategies for the challenges that today's families face.
  • Estate Planning Strategies
  • 529 Plans / Education Savings Planning
  • Long Term Care Insurance
  • Special Needs Planning
  • Trust Services
Plan for Your Future

Plan for Your Future

Regards of your stage of life, your Morgan Stanley Financial Advisor can help you achieve your financial goals.

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A Comprehensive View of Your Financial Life

A Comprehensive View of Your Financial Life

See all of your financial data in one location, regardless of where your accounts are held, directly on Morgan Stanley Online and the Morgan Stanley Mobile App.
Learn more about A Comprehensive View of Your Financial Life
Consolidate Your Cash at a Competitive Rate

Consolidate Your Cash at a Competitive Rate

2.30% APY with Preferred Savings for New Money deposited through your eligible Morgan Stanley brokerage account. Contact me to learn more or click here. Terms apply.
Learn more about Consolidate Your Cash at a Competitive Rate
Morgan Stanley and Justin Rose: A Winning Team

Morgan Stanley and Justin Rose: A Winning Team

Morgan Stanley and our brand ambassador, PGA TOUR champion Justin Rose, share a set of core values and a common cause: giving books to children in need.
Learn more about Morgan Stanley and Justin Rose: A Winning Team
Your Financial World. On the Go.

Your Financial World. On the Go.

With the Morgan Stanley Mobile App, you’ll have the freedom to manage your investments and instantly access a suite of personal cash management tools.
Learn more about Your Financial World. On the Go.
Sign Up for eDelivery

Sign Up for eDelivery

With eDelivery, you’ll have easy access to statements, trade confirmations, general correspondence and much more.
Learn more about Sign Up for eDelivery
Access Morgan Stanley Online

Access Morgan Stanley Online

Morgan Stanley Online provides a comprehensive view of your assets and liabilities, projected income, breaking news, research and much more.
Learn more about Access Morgan Stanley Online
Are you on the right path?

Are you on the right path?

Our new platform, Morgan Stanley Goals Planning System, will connect your investment strategy to what matters most to you.
Learn more about Are you on the right path?
Ready to start a conversation? Contact Kevin Shimmel today.
Market Information Delayed 20 Minutes
Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.

1Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be suitable for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.

2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.

3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

5Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.

6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

7Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

8Tax laws are complex and subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice and are not “fiduciaries” (under ERISA, the Internal Revenue Code or otherwise) with respect to the services or activities described herein except as otherwise provided in writing by Morgan Stanley and/or as described at www.morganstanley.com/disclosures/dol . Individuals are encouraged to consult their tax and legal advisors (a) before establishing a retirement plan or account, and (b) regarding any potential tax, ERISA and related consequences of any investments made under such plan or account.

The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

The securities/instruments, services, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


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