My Story

My love affair with Investing all started at age 12 when I took my summer earnings and dragged my Mom to the local brokerage office to invest in my first Stock. That led to a degree in Finance, a CPA (Non-Practicing at Morgan Stanley) and then to my current career. So now, after 30 years on the street, the passion continues! My clients are long term, conservative investors with north of $2,000,000 in Assets, who want to be, or to stay, financially independent. My process is simple and straightforward. If this sounds like a good fit for you, please feel free to contact myself, or my Assistant Monique, to arrange an introductory meeting to explore the possibility of our working together.
Services Include
  • Retirement Planning1
  • 401(k) Rollovers
  • Wealth Management2
  • Qualified Retirement Plans3
  • Planning for Education Funding4
  • Municipal Bonds5
  • Fixed Income6
  • Financial Planning7
Securities Agent: TX, CA, WA, VA, UT, SC, PA, OR, NY, NV, NJ, NH, NC, MT, MO, MN, MI, MD, MA, KS, IL, ID, IA, GA, FL, DC, CT, CO, AZ, AR; Managed Futures; Transactional Futures/Commodities; General Securities Representative; Investment Advisor Representative
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Education and Licensing
  • Bachelor of Science, 1981 Business University of California - Berkeley Berkeley, CA
  • Certified Public Accountant, 1984 California
  • Series 3, 1985 Commodities Exam California
  • Series 63, 1985 Uniform State Exam California
  • Series 7, 1984 NYSE/NASD General Securities California
  • Series 65, 2006 Uniform Investment Adviser Exam California

Client Service Team

  • Monique H. Bogdan
    Bachelor of Science - Industrial Engineering, 1987
    San Jose State University
    San Jose, CA
    Registered Associate, 1995
    Series 66 - Combined Investment Advisory Agent & Uniform State Exam
    Series 7 - General Securities Representative
    Series 63 - Uniform State Exam
    Series 3 - National Commodity Futures
    1995 - present: Morgan Stanley*
    Registered Associate
    1987 - 1995: Critikon, Inc.
    Industrial Engineer

Location

555 California St, 35th
Floor
San Francisco, CA 94104
US
Direct:
(415) 984-6641(415) 984-6641
Toll-Free:
(800) 289-9060(800) 289-9060
Fax:
(415) 984-6596(415) 984-6596
Investment and Market Perspectives

On the Markets

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Ready to start a conversation? Contact Keith A. Briar today.
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

3Tax laws are complex and subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice and are not “fiduciaries” (under ERISA, the Internal Revenue Code or otherwise) with respect to the services or activities described herein except as otherwise provided in writing by Morgan Stanley and/or as described at www.morganstanley.com/disclosures/dol . Individuals are encouraged to consult their tax and legal advisors (a) before establishing a retirement plan or account, and (b) regarding any potential tax, ERISA and related consequences of any investments made under such plan or account.

4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

5Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.

6Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.

7Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences.

The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

The securities/instruments, services, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


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