My Story and Services

Joe Caughman is a Vice President Financial Advisor at Morgan Stanley, with a passion for guiding and coaching clients through various life stages to help support their goals. His journey into the financial services industry began after witnessing the profound impact a great financial advisor had on his own family at a young age. This inspired him to help others seek to navigate their financial decisions with clarity.

Joe's approach employs a goals-based strategy, helping him understand what his clients aim to accomplish for different life events. This method is designed to support his clients as they work towards their goals, while providing guidance along the way. Drawing from his past experience in the hospitality industry, Joe prioritizes client service, striving to truly delight his clients.

He began his career in the financial services industry in 2014 with Bank of America/Merrill Lynch and joined Morgan Stanley in January of 2026. Joe holds the CRPC designation, showcasing his commitment to professional excellence.

Outside of his professional life, Joe is deeply committed to his community and enjoys spending time with his family. He lives in Charleston with his wife Molly, their two sons, John and Daniel, and their dog, Sergeant. Joe is an avid inshore fly fisherman, often exploring the creeks and estuaries of Charleston with his sons and close friends. He also loves traveling with his family, recently visiting India to expose his children to different cultures and perspectives.

Joe’s educational background includes a BA in History with a minor in Architectural Design from Tulane University. He grew up in Columbia, SC, and has called Charleston home for the past 20 years. His personal and professional experiences have shaped him into a knowledgeable financial advisor who is deeply committed to understanding and supporting his clients needs.
Services Include
Securities Agent: CA, AZ, VT, NV, IL, AK, WV, TX, TN, SC, RI, OK, KY, KS, GA, WY, WA, SD, CT, MA, ID, UT, PR, NE, ME, DC, WI, NJ, ND, MS, IA, NC, LA, DE, CO, AR, VI, VA, PA, OH, NY, NM, MN, NH, MT, MD, AL, OR, MO, MI, IN, HI, FL; General Securities Representative; Investment Advisor Representative
NMLS#: 1266308
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*

SETTING YOUR FOUNDATION WITH A FINANCIAL PLAN

Joe's wealth management process begins with you, your investment objectives and your financial goals. Holistic in its approach, it may encompass all the elements of your financial life, making sure they align with your goals and wealth management plan.
The following resources below will introduce you to a few of the tools that Joe uses. Please click to learn more about topics impacting your wealth.

    Icon Image
    LifeView – Intelligent Planning

    LifeView is a suite of planning tools that includes goal-specific analysis that Joe can use with his clients to create a realistic, integrated strategy that incorporates the various aspects of an individual's financial life, including investments and cash management needs.

    Learn More
    Icon Image
    Goals Planning System

    Goals Planning System (GPS) is Morgan Stanley's own integrated planning tool. Built on the Firm's intellectual capital and capabilities, GPS is an intuitive and efficient platform used to quickly assess whether a client is "On Track" to achieving their financial goals.

    Learn More
    Icon Image
    Spending and Budgeting Tool

    One way to manage savings is by using Morgan Stanley's Spending and Budgeting Tool. This tool helps advisors monitor cash flows across both internal and external accounts. It also tracks spending patterns and produces an income and expense analysis to help clients achieve their goals by adjusting their spending behaviors when necessary.

    Learn More
    Icon Image
    Strategy – Intelligent Withdrawals

    Building wealth is a means to an end. Taxes can eat up a significant portion of your assets upon withdrawal. This is why it is vital to look at your entire portfolio and coordinate liquidation to help reduce the impact of taxes and potentially improve investment results.

    Learn More

TAX EFFICIENT STRATEGIES

Discover strategic tax efficient planning solutions tailored to your financial goals. Joe's personalized approach to minimizing tax liabilities with a focus on long term growth empowers you to make the most of your earnings.

    Icon Image
    Want to Keep More of Your Investment Returns? Consider these Tax Moves

    Establishing a tax management strategy for your investments may help you keep more of your returns.

    Learn More
    Icon Image
    Tax Management Services

    A wealth management tax services strategy designed to help keep more of your returns with a tax-managed investment portfolio.

    Learn More
    Icon Image
    Your Guide to Tax-Efficient Planning

    The tax decisions you make today can help you save for years to come. Consider these tax-smart strategies for your financial plan.

    Learn More
    Icon Image
    Total Tax 365: Tax-Smart Investing All Year Long

    Tax acts as a drag on your investments performance that can be heavier than any fee you pay. But they might also be the easiest to reduce, with the right strategies in place.

    Learn More

Cash Management and Lending

Morgan Stanley helps you make the most of your cash while keeping your goals in focus. From managing liquidity to exploring lending solutions, we offer flexible strategies designed to support your evolving financial needs – whatever they may be.

    Icon Image
    Cash Management and Lending Solutions

    At Morgan Stanley, we offer unique cash management and lending solutions to complement your investments and help simplify your finances.

    Explore the Full Suite of Offerings
    Icon Image
    Beyond Basic Borrowing

    Most people borrow during the course of their lives. But it's important to be as strategic about borrowing as you are with the other areas of your financial life.

    Strategic Borrowing
    Icon Image
    Morgan Stanley CashPlus Brokerage Account

    Designed as a modern alternative to banking with the capabilities to help you access, move, and manage cash when you need it while enjoying exclusive benefits.

    Click to Learn More
    Icon Image
    Helping a Loved One Buy a Home

    High home prices and mortgage rates are putting the dream of homeownership out of reach for many would-be buyers. Learn how you can help a loved one break into a tough market.

    Ways to Help With a Home Purchase
    Icon Image
    Preferred Certificates of Deposit (CDs)

    Once you open a Morgan Stanley Brokerage Account, you can potentially grow your wealth with our competitive fixed rate Preferred Certificates of Deposit (CDs) offerings.

    Lock in a Competitive Rate
    Icon Image
    Preferred Savings Program

    Once you open a Morgan Stanley Brokerage Account, you can make the most of your idle cash with our competitive Preferred Savings Program.

    Help Keep Your Cash Working for You

MODERN WEALTH TOOLS & RESOURCES

Morgan Stanley's comprehensive suite of digital resources has been carefully designed to help enhance each and every aspect of your financial portfolio and life. Learn more about some of the Modern Wealth Management Tools that we offer to our valued clients.

    Icon Image
    Morgan Stanley Online

    Beyond viewing your account balance and activity, Morgan Stanley Online (MSO) has a suite of features that allow you to manage your everyday finances from paying bills and sending money to transferring funds and authorizing transactions with eAuthorizations.

    Learn More
    Icon Image
    Total Wealth View

    View all your external financial accounts directly in Morgan Stanley Online or the mobile app. By linking your accounts, you'll benefit from more informed wealth planning, secure data access and convenient connectivity.

    Learn More
    Icon Image
    Digital Vault

    Digital Vault allows for easy sharing and convenient access to your most important documents from wills and deeds to financial statements and tax fillings. Easily manage your encrypted financial records all in one place.

    Learn More
    Icon Image
    eDelivery

    eDelivery provides you with the ability to view statements and other documents electronically in lieu of paper. Clients who are registered in Morgan Stanley Online may enroll in eDelivery.

    Learn More
    Icon Image
    MS Reserved

    Reserved Living & Giving is a tiered complimentary loyalty program that rewards Morgan Stanley's most valued clients. The program is designed to enhance your lifestyle and relationship with the firm beyond traditional wealth management services.

    Learn More
    Icon Image
    Cyber Security Resources

    At Morgan Stanley, safeguarding your assets and personal information is among our highest priorities. Learn about our security measures and use our resources and ideas to help protect yourself online.

    Learn More
    Icon Image
    GIC On the Markets

    Detailed market commentary from Morgan Stanley's thought leaders on topics such as global equities, fixed income, monetary policy and more.

    Read the Latest Report
    Icon Image
    GIC Weekly

    The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.

    Read the Latest Report
    Icon Image
    2025 Federal Tax Tables

    This document outlines the 2025 tax rate schedule, education and health savings account limits, retirement contribution and deduction limits, among other information.

    View 2025 Federal Tax Rates
    Icon Image
    2026 Federal Tax Tables

    This document outlines the 2026 tax rate schedule, education and health savings account limits, retirement contribution and deduction limits, among other information.

    View 2026 Federal Tax Rates

Location

850 Morrison Drive
Ste 800
Charleston, SC 29403
US
Direct:
(843) 727-7708(843) 727-7708

Meet My Team

Photo of Robert Chen

Robert Chen

Managing Director, Private Wealth Advisor, Executive Financial Services Director, Senior Portfolio Management Director, Family Wealth Advisor, Alternative Investments Director, Workplace Advisor – Equity Compensation, Lending Specialist
Phone:
(212) 296-7726(212) 296-7726
Photo of Bill DeMatteo

Bill DeMatteo

Executive Director, Financial Advisor, Senior Portfolio Management Director, Alternative Investments Director, Workplace Advisor - Equity Compensation, Financial Planning Specialist
Phone:
(212) 296-2060(212) 296-2060
Photo of Mark Watros

Mark Watros

Vice President, PWM Director of Investments
Phone:
(212) 296-6093(212) 296-6093
Photo of Scott Kim

Scott Kim, CFP®*

Assistant Vice President, PWM Business Development Director
Phone:
(212) 296-7467(212) 296-7467
Photo of James Griffin

James Griffin

Assistant Vice President, PWM Director of Business Strategy
Phone:
(212) 296-7310(212) 296-7310
Photo of Andrew Eng

Andrew Eng

PWM Analyst, Financial Planning Specialist*
Phone:
(212) 296-6098(212) 296-6098
Photo of Gabriella Zapasnik

Gabriella Zapasnik

PWM Client Service Associate
Phone:
(212) 296-4436(212) 296-4436
Photo of Jas Kaur

Jas Kaur

Client Service Associate
Phone:
(212) 296-0111(212) 296-0111

About Robert Chen

Robert brings an institutional lens to personal wealth—helping translate complexity into clarity. He leads the team’s investment strategy with a focus on disciplined asset allocation, sophisticated alternative investments, and risk-aware portfolio design.

He works with families to build comprehensive, lasting financial strategies that integrate core values, legacy goals, education planning, risk management, and business transition strategies. Robert holds the Senior Portfolio Management Director designation and focuses on overall asset allocation for client portfolios as well as hedging strategies for exposure across sector and style allocations. He focuses on risk management across all asset classes.

Robert began his career at Credit Suisse First Boston in the Investment Banking division, where he worked as a financial analyst in the Financial Sponsors / Leveraged Finance Group in New York. He then spent four years investing in credit and private lending across two credit-focused hedge funds, followed by two years at a long/short equity hedge fund with offices in Los Angeles and New York. He started his wealth management career at Merrill Lynch before being recruited to Morgan Stanley in 2014.

Robert is an active member of the Brown University Alumni Committee, currently serves on the Woodberry Forest School Advisory Council, the Associate Board of the Cancer Research Institute, and the Board of Directors for the Museum of Chinese in America. He and his wife, daughter, and dog reside in Manhattan.

NMLS#: 1056434
Securities Agent: NY, GA, PA, MI, MD, KS, DC, AK, PR, LA, IN, WA, WY, ND, ID, FL, AZ, UT, SC, NV, NH, MN, CO, VI, OK, ME, IA, HI, CA, TX, SD, RI, MT, WV, VA, OR, OH, CT, WI, NC, MO, MA, DE, AL, TN, NJ, MS, KY, IL; General Securities Representative; Investment Advisor Representative
CA Insurance License #: 0M50860

About Bill DeMatteo

Bill DeMatteo is an Executive Director and Private Wealth Advisor with The Chen Group at Morgan Stanley. In addition to advising clients and families, he serves as the team's Chief Operating Officer, overseeing the business of the team, and leading the integration of advisory practices as part of the group’s long-term growth strategy. His career spans more than two decades in financial services, including 17 years in senior leadership roles at Morgan Stanley.

Before joining The Chen Group, Bill led Morgan Stanley’s Fifth Avenue Market in New York City. In that role, he was directly involved in advisor transitions, practice acquisitions, succession planning, and the integration of complex businesses into the firm. He brings this experience to the Chen Group by identifying strategic acquisition opportunities, conducting diligence on advisory practices, and guiding integration in a way that protects clients, supports advisors, and preserves continuity. His focus is on thoughtful growth—helping to ensure that each transaction strengthens the team and enhances the client experience.

Bill holds multiple FINRA registrations and the Senior Portfolio Management Director, Alternative Investments Director, Workplace Advisor–Equity Compensation, and Financial Planning Specialist designations. Bill was named to Morgan Stanley’s Master’s Club in 2025.

He lives in New York City with his wife and two children and supports organizations including the Tunnel to Towers Foundation and the Morgan Stanley Children’s Hospital. He is also an avid golfer.

NMLS#: 2589482
Securities Agent: OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY, OK, OH, NY, NV, NM, NJ, NH, NE, ND, NC, MT, MS, MO, MN, MI, ME, MD, MA, LA, KY, KS, IN, IL, ID, IA, HI, GA, FL, DE, DC, CT, CO, CA, AZ, AR, AL, AK; BM/Supervisor; General Securities Principal; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 2589482

About James Ferrante

James works with clients, their families and businesses to determine their goals, needs and objectives. He focuses on both sides of the client balance sheet to help maximize efficiency and watch for blind spots, including estate planning strategies.

As an Alternative Investments Director, James assesses new investment opportunities and strategically allocates appropriate investments to qualified client portfolios.

James began his career in the Treasury Group at Deutsche Bank. He held a hybrid role that included liquidity risk management, hedging foreign capital reserves in Latin America and funding the bank’s various business lines. While at Deutsche Bank his team helped shepherd the bank through the Global Financial Crisis. This instilled a deep appreciation for the value of risk management, providing a skill set applicable to personal finance. After five years at Deutsche Bank, he began his career in wealth management at Merrill Lynch. He spent two years at Merrill Lynch and four years at Wells Fargo before joining the team at Morgan Stanley in Fall 2019.

James received his Bachelor’s degree from Georgetown University’s McDonough School of Business with a double major in Finance and Management.

He currently resides in Manhattan and is an avid skier and tennis player. He is also a proud uncle and godfather to a cohort of nieces and nephews.

NMLS#: 1111755
Securities Agent: WY, VI, SC, SD, UT, OH, WV, DC, NV, MS, MA, OR, OK, RI, PR, MD, TN, WI, WA, VA, VT, TX, NJ, NH, MO, PA, MN, NC, NY, ND, NM, NE, DE, ME, MT, CO, HI, IA, MI, ID, LA, FL, KY, KS, IN, IL, GA, CT, AK, CA, AZ, AR, AL; General Securities Representative; Investment Advisor Representative

About Rocky Cassone

Rocky works with families and family-owned businesses to develop holistic financial plans. He understands the planning process begins with a deep understanding of each client’s personal values and long-term goals. Through the process, he offers strategies in Investment Consulting, Advanced Planning and Relationship Management.

Rocky has always enjoyed helping people, solving problems and working with numbers. His favorite part of his career is building long term relationships with clients.

A graduate of Woodberry Forest and Wofford College, Rocky is a South Carolina native who enjoys golfing, skiing, hiking, and spending time with his nieces and nephews.

NMLS#: 2428082
Securities Agent: MA, CA, MI, WV, IL, UT, PR, WY, SC, VA, PA, NC, GA, CO, OH, NV, ND, MT, CT, WA, TX, OR, NY, ME, MD, HI, TN, SD, FL, DC, AZ, IN, WI, VI, KS, DE, AK, NJ; General Securities Representative; Investment Advisor Representative

About Kevin Neaves

Kevin Neaves helps individuals, families and business owners navigate the complexities of wealth so they can pursue the goals that matter most to them. Drawing on more than two decades in engineering, finance and leadership roles within the Federal government—and on his MBA and CFA® training—Kevin brings a rigorous, analytical mindset to every client conversation.

Kevin entered the financial services industry in 2018, serving clients at Edward Jones before joining Morgan Stanley. He believes the key to effective advice is lifelong learning and deep discovery. By asking thoughtful questions and listening intently, he seeks to uncover each client’s unique circumstances, then designs and implements customized strategies intended to address their needs today while helping them plan for tomorrow.

A strong advocate for continuous improvement, Kevin has earned multiple advanced designations, including CFP®, ChFC®, CPWA®, CIMA® and CEPA®. He also maintains life, health and variable insurance licenses, enabling him to discuss a broad range of risk-management solutions.

Away from the office, Kevin is an avid marathoner who has completed all six World Major Marathons, often fundraising for charity along the way. He and his husband live in Jersey City with their two cocker spaniels and remain active supporters of New York’s arts and cultural community.

NMLS#: 2863972
Securities Agent: UT, OK, MI, TX, MA, IA, HI, AL, WY, RI, AR, WV, PA, NM, NJ, NE, MT, MN, MD, KY, KS, SC, OH, NY, ME, IL, VI, LA, GA, DC, SD, PR, NV, IN, CA, TN, MS, WA, ND, MO, DE, CT, CO, WI, VT, OR, FL, AZ, AK, VA, NH, NC, ID; General Securities Representative; Investment Advisor Representative

About Talal Bazzi

Talal Bazzi focuses on providing tailored wealth management solutions for high-net-worth families, finance professionals, partners at law firms and doctors. With a client centered approach Talal is committed to building trust and guiding his clients through every step of their financial journey.

With seven years of experience in the wealth management industry, Talal has risen to become a partner at The Chen Group. His dedication and performance have been recognized through his membership in Morgan Stanley's prestigious Pacesetters Club for four consecutive years, most recently in 2025. Before entering finance, Talal earned a bachelor’s degree in mechanical engineering from the University of Miami.

Talal grew up in Miami, Florida, and his upbringing instilled in him a love for connecting with people and serving his community. Outside of work he is passionate about animal welfare and co-founded the Voltaire Foundation, where he serves on the board. An avid sports enthusiast, Talal enjoys playing golf, basketball, soccer, and is a die-hard Liverpool fan.

NMLS#: 1807584
Securities Agent: OK, NV, KS, GA, WI, OR, MD, CT, TN, NY, NC, KY, IL, WA, VA, MO, DE, NJ, DC, VI, RI, PR, MT, AZ, PA, ND, SD, OH, NH, MI, IN, CO, WV, WY, UT, SC, IA, CA, NM, MN, ME, MA, HI, FL, AK, TX; General Securities Representative; Investment Advisor Representative

About Melanie Weintraub

Melanie joined Morgan Stanley in 2025. She provides institutional level investing advice to her clients and is a fourth-generation business owner.

Her journey into private wealth management began after inheriting her father’s business, where she gained firsthand experience with complex wealth transfers. This background has equipped her with a profound understanding of the critical role a sophisticated financial plan plays in helping preserve and grow wealth. Melanie is committed to building lasting relationships with her clients, earning their trust through consistent communication, attention to detail, and timely, effective solutions.

Renowned for her genuine approach, Melanie excels at connecting with each family member. Her ability to demystify complex financial strategies helps ensure that her clients feel empowered and informed in their decision-making process.

Before joining Morgan Stanley, Melanie enjoyed a successful 15-year career in institutional equity sales, where she served some of the largest hedge fund investors. Her roles at Nomura Securities, Deutsche Bank, and Alliance Bernstein have honed her skills and broadened her industry perspective.

Melanie is an alumna of the University of Michigan, where she earned a Bachelor of Arts degree in Political Science and Italian in 2008. She also holds the Certified Exit Planning Advisor (CEPA) designation. Beyond her professional achievements, she is a winter sports enthusiast - she is an avid skier and was formerly a member of the US Figure Skating Team. Melanie resides in Connecticut with her husband and three children.

NMLS#: 2755988
Securities Agent: NE, OH, OK, IA, FL, HI, VT, SD, NV, NJ, GA, DC, AZ, WA, NH, MD, LA, ID, DE, SC, PR, OR, NC, ME, KY, CT, CA, AR, WY, WV, MS, MI, VI, NY, NM, MN, AL, AK, WI, TX, TN, PA, IL, VA, RI, ND, MT, MO, KS, CO, UT, MA, IN; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures

About Mark Watros

Mark Watros is the Private Wealth Management Director of Investments for The Chen Group at Morgan Stanley, where he leads portfolio management and investment strategy for high-net-worth individuals and families. He oversees customized portfolio construction and ongoing investment management, drawing on deep fixed income and market experience to help align client portfolios with long-term objectives and risk considerations.

Mark began his career at Morgan Stanley in 2018 on the Brokerage Fixed Income Sales desk, later moving into Advisory Fixed Income Sales supporting institutional accounts and high-net-worth portfolio managers. He subsequently joined the Fixed Income Trading desk as a trader before transitioning to his current role with The Chen Group. Mark earned a bachelor’s degree from Ferris State University and an MBA from the University of Connecticut. He also served in the U.S. Marine Corps and received a Purple Heart for his service.

Mark lives in Connecticut with his wife and two children and enjoys golfing, including scoring two hole-in-ones.

About Scott Kim

Scott Kim is an Assistant Vice President and Private Wealth Management Business Development Director within Morgan Stanley Wealth Management, supporting The Chen Group with day-to-day client service and operational execution. In his role, Scott onboards new accounts, assists with financial planning, trading , portfolio modeling, asset allocation, equity research, and reporting to help the team deliver a consistent client experience.

Scott began his career at Smith Barney in 2010 and continued with the firm through its merger into Morgan Stanley. He holds the CFP® designation and maintains Series 7 and Series 66 licenses. Scott earned a Bachelor of Science in Economics from George Mason University.

Originally from Virginia, Scott enjoys hiking, camping, soccer and basketball. He lives in Brooklyn with his wife, Amy, and their two sons, and volunteers with local charity and community organizations.

*This role cannot solicit or provide investment advice

About James Griffin

James Griffin is an Assistant Vice President and Private Wealth Management Director of Business Strategy on The Chen Group, focused on delivering high-touch client service and operational support. He works with the team on onboarding new accounts, asset and account transfers, trading support, portfolio modeling, asset allocation, and the preparation of equity research and performance reporting to help clients stay informed and organized.

James joined Morgan Stanley as an intern in 2015 and transitioned to a full-time role in 2016 on the Complex Management Team, supporting integration efforts and operational functions including IT, property services, entitlements, and onboarding. He joined The Millman, McGee & Ennis Group in 2019, where he supported onboarding and served as a family analyst across more than 50 client relationships. James joined The Chen Group in 2023 and holds Series 7 and Series 66 licenses, as well as Morgan Stanley’s Financial Planning Specialist designation and an Associate’s Degree in Business Administration.

James lives in Matawan, New Jersey, and enjoys golfing in his free time.

About Andrew Eng

Andrew Eng is a Private Wealth Management Analyst and Financial Planning Specialist on The Chen Group at Morgan Stanley, focused on delivering comprehensive financial planning support. He assists with trading-related requests, portfolio modeling, asset allocation analysis, and performance reporting, helping the team translate planning insights into coordinated next steps for clients.

Andrew joined Morgan Stanley in June 2023 as part of the Planning Virtual Engagement Associate team, where he developed experience with Modern Wealth Management tools and advisor practice support. His background includes studies in psychology and business administration; he began his undergraduate education at SUNY Binghamton, later completing his degree at Southern Connecticut State University, where he also earned an MBA. He holds the Morgan Stanley Financial Planning Specialist designation, as well as the Series 7, 63, and 66 licenses.

Andrew enjoys golfing, traveling, and exploring new restaurants and cuisines.

*This role cannot solicit or provide investment advice

About Gabriella Zapasnik

Gabriella Zapasnik is a Private Wealth Management Client Service Associate supporting the Chen Group. She partners with the team to help deliver a high-quality client experience through day-to-day service and operational support, with a focus on responsiveness, accuracy, and follow-through.

Gabriella earned dual Bachelor of Business Administration degrees in Finance and Marketing from Florida Atlantic University. She gained experience in wealth management through an internship with Equitable Advisors, where she supported retirement-related service work, maintained detailed client records, and observed client conversations around portfolio construction and long-term planning.

Gabriella also brings a strong leadership background from Delta Sigma Pi, where she served in senior roles supporting professional development programming and event execution. She holds the Securities Industry Essentials (SIE) and the Florida 2-15 Life, Health, and Variable Annuities license, and is fluent in English and Polish.

About Jas Kaur

Jas Kaur is a Client Service Associate on The Chen Group at Morgan Stanley, supporting Wealth Management and Private Wealth Management clients through daily operational and administrative execution. She helps the team deliver a seamless client experience by coordinating service requests, supporting account-related workflows, and ensuring key processes are handled accurately and efficiently.

Jas began her Morgan Stanley career as an Operational Associate/Admin, building a strong foundation in financial operations and client service. She holds a Bachelor of Business Administration in Economics, which supports her analytical approach and commitment to responsive, client-centric service. Originally from Queens and now based in East Meadow, Long Island, Jas brings a disciplined work ethic and a collaborative mindset to the team.

Outside of work, Jas enjoys cooking and spending time with friends and family.
Wealth Management
Global Investment Office

Portfolio Insights

Read More about On the Markets
Read "On the Markets"

Retirement

Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
  • 401(k) Rollovers
  • IRA Plans
  • Retirement income strategies
  • Retirement plan participants
  • Annuities
Learn More about Retirement
A Simple Six-Step Retirement Checkup
Article Image

A Simple Six-Step Retirement Checkup

Checking in on your retirement plan may make a lot of sense, especially when market volatility arises.

Investing

Working closely with you to guide your wealth and investments through the most challenging market cycles.
  • Asset Management
  • Wealth Planning
  • Traditional Investments
  • Alternative Investments
  • Impact Investing
Learn More about Investing
Iran Conflict: Seven Takeaways for Investors
Article Image

Iran Conflict: Seven Takeaways for Investors

Prolonged conflict with Iran could lead to higher oil prices, hotter inflation and greater market uncertainty.

Family

Creating customized financial strategies for the challenges that today’s families face.
  • Estate Planning Strategies
  • 529 Plans / Education Savings Planning
  • Long Term Care Insurance
  • Special Needs Planning
  • Trust Services
Learn More about Family
529 Plans: A Powerful Tool to Save for Education
Article Image

529 Plans: A Powerful Tool to Save for Education

Though education costs continue to climb, starting to save and invest early can make a difference.

Business Planning

Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
  • Succession Planning
  • Business Planning
  • Qualified Retirement Plans
Learn More about Business Planning
Financial Planning for Life After Selling a Business
Article Image

Financial Planning for Life After Selling a Business

Selling your business can mean big changes for your life, both personally and financially. Know how to make the most of your windfall.

Philanthropy

Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
  • Endowments
  • Foundations
  • Donor Advised Funds
  • Impact Investing
Learn More about Philanthropy
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image

Donor Advised Funds: A Smart Way to Manage Your Giving

There's more to charitable giving than you may realize. Here's one method that may be a tax-efficient way to give and can help maximize your impact.
Ready to start a conversation? Contact Joe Caughman today.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.

For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.

Back to top



2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.

Back to top



3Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.

Back to top



4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

Back to top



5Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.

Back to top



6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

Back to top



7Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

Back to top



Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.

The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.

Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.

The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.

Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)