Jack P. O'Connor, CFP®
Financial Advisor,
Financial Planning Specialist
Direct:
(216) 360-8630(216) 360-8630
My Mission Statement
Experience, intellectual capital and dedicated personal service to help you meet your life goals
Welcome
Jack O’Connor is a CERTIFIED FINANCIAL PLANNER™ practitioner and Financial Advisor within Morgan Stanley Wealth Management. He develops comprehensive investment strategies and financial plans for individuals, families, business owners, and corporate executives at the crossroads of transitions or significant life events. He takes a highly personalized approach to the clients he serves; spending significant time discussing and delineating the varied aspects of a client’s financial life, from day-today concerns to long-term aspirations. Jack also supports entrepreneurs with pre-liquidity planning and post-deal wealth management strategies.
Prior to transitioning to the firm’s Wealth Management division, Jack worked in the Investment Management division of Morgan Stanley in New York on the Global Liquidity Team, focused on liquidity management for public corporations and ultra-high net worth families. Drawing on his experience, he demonstrates a broad understanding of the resources and capabilities offered by the Firm. Prior to joining Morgan Stanley in 2015, Jack was a member of a wealth management team at Merrill Lynch based in the greater New York City area; where he focused on investment research and portfolio implementation.
Jack takes pride in holding the CERTIFIED FINANCIAL PLANNER™ designation. Which identifies those individuals who have met the experience and ethical requirements, have successfully completed financial planning coursework and have passed the CERTIFIED FINANCIAL PLANNER™ Certification Examination. CERTIFIED FINANCIAL PLANNER™ certificants must also agree to adhere to the Certified Financial Planner Board’s high standards of professional competency and ethics.
Jack earned his bachelor’s degree in Business Management and Finance from Providence College, and received his Certificate in Financial Planning at Northwestern University. Jack is actively involved in the Providence College Alumni Association as a Regional Leader, and serves as an active member of the Association for Corporate Growth in Cleveland.
Originally from Connecticut, he and his wife Victoria, daughter Vivian, and son Bennett, reside in Hudson, a suburb of Cleveland, Ohio.
Prior to transitioning to the firm’s Wealth Management division, Jack worked in the Investment Management division of Morgan Stanley in New York on the Global Liquidity Team, focused on liquidity management for public corporations and ultra-high net worth families. Drawing on his experience, he demonstrates a broad understanding of the resources and capabilities offered by the Firm. Prior to joining Morgan Stanley in 2015, Jack was a member of a wealth management team at Merrill Lynch based in the greater New York City area; where he focused on investment research and portfolio implementation.
Jack takes pride in holding the CERTIFIED FINANCIAL PLANNER™ designation. Which identifies those individuals who have met the experience and ethical requirements, have successfully completed financial planning coursework and have passed the CERTIFIED FINANCIAL PLANNER™ Certification Examination. CERTIFIED FINANCIAL PLANNER™ certificants must also agree to adhere to the Certified Financial Planner Board’s high standards of professional competency and ethics.
Jack earned his bachelor’s degree in Business Management and Finance from Providence College, and received his Certificate in Financial Planning at Northwestern University. Jack is actively involved in the Providence College Alumni Association as a Regional Leader, and serves as an active member of the Association for Corporate Growth in Cleveland.
Originally from Connecticut, he and his wife Victoria, daughter Vivian, and son Bennett, reside in Hudson, a suburb of Cleveland, Ohio.
Services Include
- Financial PlanningFootnote1
- Professional Portfolio ManagementFootnote2
- Alternative InvestmentsFootnote3
- Cash Management and Lending ProductsFootnote4
- Executive Financial ServicesFootnote5
- Retirement PlanningFootnote6
- Business Succession PlanningFootnote7
- Estate Planning StrategiesFootnote8
- Divorce Financial AnalysisFootnote9
- 401(k) Rollovers
- 529 PlansFootnote10
- Asset Management
- Trust AccountsFootnote11
- Donor Advised Funds
Securities Agent: CA, OH, AZ, IA, TN, GA, SC, ME, NY, FL, DE, VA, RI, MI, CO, PA, CT, NJ, MA, IL, WA, OR, NC, MN, TX, DC; General Securities Representative; Investment Advisor Representative
NMLS#: 1928510
NMLS#: 1928510
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
How We Work With Business Owners
As a business owner, you have devoted your career to building your enterprise. Now, it is time to plan for what comes next: enjoying the substantial rewards of your success, spending more time with your family and pursuing new challenges.
Morgan Stanley has helped hundreds of successful business owners in dozens of industries around the world reap the financial rewards of their efforts, bringing clarity and confidence to the process. We provide the knowledge, experience and resources needed to prepare for the transition at both the company and individual level, and to provide ongoing support when the transition is complete. Before the transition, we can work with you and your key executives and advisors to prepare your company for sale, avoid potential pitfalls, analyze your options and connect you with a Morgan Stanley investment banker or external affiliate.
We can also help you prepare for the impact of significant new wealth by helping you define your personal objectives and priorities. The result is a structure that reflects your goals, values and commitments while helping to minimize taxes and maximize flexibility. Following the transition, we can oversee the details of your financial life, including managing the opportunities and risks that can come with your new balance sheet and investment portfolio.
Throughout this process, we will work shoulder to shoulder with you. Working to gain a deep understanding of your needs, preferences and aspirations. As your Financial Advisor, you will have access to the financial resources and intellectual capital of Morgan Stanley, with the highest level of service and attention.
Morgan Stanley has helped hundreds of successful business owners in dozens of industries around the world reap the financial rewards of their efforts, bringing clarity and confidence to the process. We provide the knowledge, experience and resources needed to prepare for the transition at both the company and individual level, and to provide ongoing support when the transition is complete. Before the transition, we can work with you and your key executives and advisors to prepare your company for sale, avoid potential pitfalls, analyze your options and connect you with a Morgan Stanley investment banker or external affiliate.
We can also help you prepare for the impact of significant new wealth by helping you define your personal objectives and priorities. The result is a structure that reflects your goals, values and commitments while helping to minimize taxes and maximize flexibility. Following the transition, we can oversee the details of your financial life, including managing the opportunities and risks that can come with your new balance sheet and investment portfolio.
Throughout this process, we will work shoulder to shoulder with you. Working to gain a deep understanding of your needs, preferences and aspirations. As your Financial Advisor, you will have access to the financial resources and intellectual capital of Morgan Stanley, with the highest level of service and attention.
Approach
Discovery Process
Investing the time to learn about you and your family; your assets and liabilities and the risk exposures, enables us to formulate strategies and customize the relationship to your needs.
Formulation of Tax, Trust and Estate Strategy
Working with your tax and legal advisors, we help analyze your income and estate tax circumstances to identify and tailor planning techniques that may be used to address your objectives.
Creation of Customized Strategic Asset Allocation
Your customized asset allocation reflects risk, opportunities and taxation across multiple entities, while integrating your investing and estate plans.
Integration of Tactical Asset Allocation
Short-term adjustments seek to capitalize on temporary market distortions. Before making adjustments, we analyze the impact of taxes and trading costs on potential returns.
Implementation of a Customized Wealth Strategy
After comprehensive due diligence and analysis of expected results across multiple market scenarios, strategies are chosen from our expansive investment platform.
Ongoing Assessment
In coordination with your other advisors, we can conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs.
Real Advice for each client's situation
Every one of our clients receives our full attention and focus, while creating meaningful and long lasting relationships in the process. We are experienced and capable of delivering the strategies that they require in order to help achieve their very specific financial goals and ambitions. Our clients come from a wide range of industries all across the country, they include:
Clients
- High Net Worth Individuals and Families
- Doctors
- Business Owners
- Real Estate Investors
- Managing Partners of Accounting and Law Firms
- Entrepreneurs
- Venture Capitalists
- Divorcées
- Retired Executives
Pre-Liquidity Planning Strategies for Real Estate & Business Owners
A liquidity event - whether it comes in the form of selling highly appreciated real estate, executing a business sale, or receiving an inheritance can be an incredible opportunity to build generational wealth. Working with an experienced team can help you maximize the proceeds from the transition and minimize tax consequences. When planning for a liquidity event, our client’s benefit from the broad resources and capabilities of Morgan Stanley encompassed with the dedicated support of our team throughout the entire planning process.
Pre-Planning
• We work with you and your key advisors to prepare and analyze each exit opportunity.
• Connect you with professionals and other specialists.
• Implement strategies to help minimize taxes and optimize flexibility.
• Connect you with professionals and other specialists.
• Implement strategies to help minimize taxes and optimize flexibility.
Post-Sale Engagement & Wealth Management
• Oversee and help simplify the details of your financial life.
• Manage your investments, including your balance sheet and liquidity needs.
• Review wealth transfer and legacy planning strategies.
• Manage your investments, including your balance sheet and liquidity needs.
• Review wealth transfer and legacy planning strategies.
Client Service Team
Ian Murphy, CFP® - Registered Client Service Associate
Phone:
(216) 360-8622(216) 360-8622
Email:Ian.Murphy@morganstanleypwm.com
Ian Murphy CFP® is both Series 7 and 66 registered, has been in the industry since 2015, joining Morgan Stanley in 2019. He provides a broad range of essential support services to clients, handling account opening, trade execution, cash flow management, reporting, and a host of other administrative inquiries.
Ian earned his bachelor’s degree in Economics and History from The College of Wooster, enjoys rock climbing and sailing, and is an avid gardener.
Ian earned his bachelor’s degree in Economics and History from The College of Wooster, enjoys rock climbing and sailing, and is an avid gardener.
Matea Milisic - Registered Client Service Associate
Phone:
(216) 360-4969(216) 360-4969
Email:matea.milisic@morganstanleypwm.com
Matea Milisic joined the Bucci Group in 2024. She began her career in the industry in 2023 and is Series 7, 63, and 65 licensed. Her role involves providing exceptional client service while supporting the financial needs of high net worth individuals.
Matea graduated from Kent State University in the spring of 2024 with a degree in Business Administration, majoring in finance. She loves animals and speaks Croatian as a second language.
Matea graduated from Kent State University in the spring of 2024 with a degree in Business Administration, majoring in finance. She loves animals and speaks Croatian as a second language.
Location
31099 Chagrin Blvd., 3rd
Fl
Pepper Pike, OH 44124
US
Direct:
(216) 360-8630(216) 360-8630
31099 Chagrin Blvd
Ste. 300
Pepper Pike, OH 44124
US
Direct:
(216) 360-8630(216) 360-8630
Wealth Management
Global Investment Office
Portfolio Insights
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact Jack P. O'Connor today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
11Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
3Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
10Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
11Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
