Gregory Gaon
Senior Vice President, Financial Advisor, Financial Planning Specialist
Phone:
(650) 496-3968(650) 496-3968
Gregory D Gaon
Senior Vice President,
Financial Advisor,
Financial Planning Specialist
Direct:
(650) 496-3968(650) 496-3968
Toll-Free:
(877) 306-6240(877) 306-6240
My Mission Statement
Helping clients like you achieve all of your retirement and investing goals
Welcome
Greg specializes in working with technology professionals and managing concentrated stock positions. His goal is to thoroughly understand each of his clients’ financial needs and align the industry leading resources he has at his disposal as a Morgan Stanley Financial Advisor to help his clients meet and exceed their objectives.
After working as a Financial Advisor at Morgan Stanley for nearly 30 years, Greg understands that financial success looks different to everyone. To ensure each of his clients reach their unique end-goal he has developed a streamlined process - evaluating his clients’ near-term concerns by being a sounding board for investment ideas and assisting in the development and execution of personalized strategies for each client.
With the financial plan as the foundation, wealth management strategies are tailored for each client and are designed to both build and preserve wealth. This process continues with regular updates of the financial plan using a proprietary planning system and evaluations of the portfolio strategy and progress toward the identified goals.
To read more about Greg's background and professional development, check out his Bio in the carousel below!
After working as a Financial Advisor at Morgan Stanley for nearly 30 years, Greg understands that financial success looks different to everyone. To ensure each of his clients reach their unique end-goal he has developed a streamlined process - evaluating his clients’ near-term concerns by being a sounding board for investment ideas and assisting in the development and execution of personalized strategies for each client.
With the financial plan as the foundation, wealth management strategies are tailored for each client and are designed to both build and preserve wealth. This process continues with regular updates of the financial plan using a proprietary planning system and evaluations of the portfolio strategy and progress toward the identified goals.
To read more about Greg's background and professional development, check out his Bio in the carousel below!
Services Include
- Estate Planning StrategiesFootnote1
- 401(k) Rollovers
- Asset Management
- Cash ManagementFootnote2
- Executive Financial ServicesFootnote3
- Foreign ExchangeFootnote4
- Lending Products
- Life InsuranceFootnote5
- Long Term Care InsuranceFootnote6
- Planning for Education FundingFootnote7
- Retirement PlanningFootnote8
- Stock Option PlansFootnote9
- Trust Services*
Securities Agent: NM, NH, MI, DC, UT, MT, MO, KY, AZ, TN, SC, NY, NV, MD, CA, VA, MN, MA, GA, FL, AK, TX, OR, NC, DE, PA, OH, NJ, IL, HI, CT, CO, WI, LA, ID, WA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1268436
CA Insurance License #: 0B71405
NMLS#: 1268436
CA Insurance License #: 0B71405
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Education
- BA - Business Economics, 1991
- University of California - Santa Barbara
- University of California - Santa Barbara
Associations
- Free and Accepted Masons of California
Professional
- 1995 to Present: Morgan Stanley, Senior Vice President
Financial Advisor
Financial Advisor
What's New
I hope you enjoy these current resources and upcoming events!
Future Financial Planning
Having a financial plan can help you prepare for the unexpected and stay focused on what truly matters to you and your family, long term. This is a great one stop shop where you can access resources to learn more about reviewing your plan, assisting loved ones or simply to learn more about the benefits of having a plan on file.
Learn more about planning for your financial future here
Investing Surplus Cash During Inflation
With all the recent volatility in the market, learn different ways to invest your money while minimizing risk.
Read the full article here
Digital Vault
Digital Vault lets you easily and securely manage and share important documents such as account statements, authorizations, tax filings and other relevant documents with your Financial Advisor.
Get Started Today
Security Center
Learn about our latest security measures, how we are safeguarding your assets and personal information and find actionable insights and resources on important cybersecurity topics to enhance your own online security.
Visit our Security Center
Morgan Stanley Blue Cash Preferred® American Express Card
A very welcoming offer. Earn a $250 statement credit with the Morgan Stanley Blue Cash Preferred® American Express Card.
Terms apply. Learn More.
A $695 Annual Engagement Bonus
For eligible Platinum CashPlus brokerage account clients with The Platinum Card® from American Express, exclusively for Morgan Stanley. Certain Morgan Stanley Debit Cardholders may also qualify. Terms apply.
Click Here to Learn More
Total Tax 365
Taxes can be a substantial drag on investment returns. Morgan Stanley Total Tax 365 offers access to a broad range of tax-efficient strategies to help you integrate tax planning into your investment process all year long, maximize portfolio after-tax return potential and help keep more of what you earn.
Learn More
Alternative Investments
Our leading alternatives platform offers 200+ third-party and proprietary funds, including first look and exclusive opportunities, that may help qualified investors enhance returns, reduce volatility, manage taxes and generate income—while maintaining a goals-based approach for asset allocation.
Morgan Stanley Alternative Investments
eDelivery
Sign up for eDelivery today and start receiving email notifications as soon as your account documents are available on Morgan Stanley Online or the Morgan Stanley Mobile App. It's quick, convenient & secure.
Enroll Today
Morgan Stanley Online
Morgan Stanley Online allows you to seamlessly and securely manage your investments and everyday finances in one place.
Register for Morgan Stanley Online todayMy Process
Together, we'll build a purposeful financial plan that reduces decision fatigue, defines buckets for where to invest and creates a clear roadmap forward.
Discover
> Understand your financial goals and challenges you're facing.
> Begin conversations with any relevant professionals such as your accountant, if applicable.
> Begin conversations with any relevant professionals such as your accountant, if applicable.
Advise
> Develop a personalized financial plan.
> Design an investment portfolio.
> Create a Schedule to track and review your progress.
> Provide investment recommendations.
> Design an investment portfolio.
> Create a Schedule to track and review your progress.
> Provide investment recommendations.
Track Progress
> Evaluate progress according to your plan.
> Routinely adjust the plan and investments to remain up to date with your financial goals.
> Keep you informed on any notable developments.
> Help you navigate timely decisions and opportunities.
> Routinely adjust the plan and investments to remain up to date with your financial goals.
> Keep you informed on any notable developments.
> Help you navigate timely decisions and opportunities.
Next Steps
> Schedule a time to connect for a 30-minute conversation.
> Design and monitor a sustainable plan that reflects your unique values and financial goals.
Schedule a time to talk> Design and monitor a sustainable plan that reflects your unique values and financial goals.
Location
1400 Page Mill Road
Palo Alto, CA 94304
US
Direct:
(650) 496-3968(650) 496-3968
Toll-Free:
(877) 306-6240(877) 306-6240
Fax:
(650) 493-6647(650) 493-6647
Meet My Team
Barbara Lam
Client Service Associate
Phone:
(650) 496-4291(650) 496-4291
About Gregory Gaon
Greg uncovered a passion for investing and financial planning at a young age. As a teenager, he was tasked with reinvesting proceeds from his grandfather's candy business. Working together with his grandfather, the two ended up buying what was familiar - grocery store companies like Albertson's and Safeway. Greg continued to collaborate with his grandfather on investments throughout college until he ultimately interned with his grandfather’s advisor at Smith Barney in Santa Barbara.
After earning his degree in Business Economics from the University of California in Santa Barbara, he officially joined Smith Barney as a Financial Advisor in 1995. This year, Greg celebrated his 27th year as a Financial Advisor at Morgan Stanley, focusing on working with technology professionals and managing concentrated stock positions. He credits the meaning he’s found in his work - working with individuals to help them accomplish the important goals in their life such as funding college and retirement - as a key motivating factor to continue with his practice.
Greg lives in Aptos, California, with his wife Michelle of 22 years and his children - Alex, Ryan, and Rachel. On the weekends, he and Michelle can be found cheering on their children at a variety of youth sports events. He also enjoys using some of his free time to play tennis with friends, volunteering at the Second Harvest Food Bank, and taking time to teach what he’s learned about the markets to the younger generation. He is also a member of the Free and Accepted Masons of California.
Remaining consistent to how he worked with his Grandfather, Greg takes a tailored approach to investing and financial planning for each individual client.
After earning his degree in Business Economics from the University of California in Santa Barbara, he officially joined Smith Barney as a Financial Advisor in 1995. This year, Greg celebrated his 27th year as a Financial Advisor at Morgan Stanley, focusing on working with technology professionals and managing concentrated stock positions. He credits the meaning he’s found in his work - working with individuals to help them accomplish the important goals in their life such as funding college and retirement - as a key motivating factor to continue with his practice.
Greg lives in Aptos, California, with his wife Michelle of 22 years and his children - Alex, Ryan, and Rachel. On the weekends, he and Michelle can be found cheering on their children at a variety of youth sports events. He also enjoys using some of his free time to play tennis with friends, volunteering at the Second Harvest Food Bank, and taking time to teach what he’s learned about the markets to the younger generation. He is also a member of the Free and Accepted Masons of California.
Remaining consistent to how he worked with his Grandfather, Greg takes a tailored approach to investing and financial planning for each individual client.
Securities Agent: NM, NH, MI, DC, UT, MT, MO, KY, AZ, TN, SC, NY, NV, MD, CA, VA, MN, MA, GA, FL, AK, TX, OR, NC, DE, PA, OH, NJ, IL, HI, CT, CO, WI, LA, ID, WA; General Securities Representative; Investment Advisor Representative; Managed Futures
About Barbara Lam
Barbara started her journey in the financial industry here in the Bay Area as a Finance intern at UBS. She quickly found success in the role and gained key experience in evaluating market trends and presenting her findings throughout the firm. She thrives on her relationship building and communication skills, coining the phrase “A happy client is a happy team!”
Growing up in the Bay Area, Barbara decided to attend Purdue University where she earned a degree in accounting and business management. And while she enjoyed her time in the Midwest, she is excited to be back in California and close to family.
Outside of work, Barbara loves staying active and being out in Nature. Although, she understands the importance of balance. She also loves staying in and making baked goods with friends and family.
Growing up in the Bay Area, Barbara decided to attend Purdue University where she earned a degree in accounting and business management. And while she enjoyed her time in the Midwest, she is excited to be back in California and close to family.
Outside of work, Barbara loves staying active and being out in Nature. Although, she understands the importance of balance. She also loves staying in and making baked goods with friends and family.
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
Article Image
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
Article Image
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Ready to start a conversation? Contact Gregory D Gaon today.
1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4GlobalCurrency is available to clients of Morgan Stanley Smith Barney LLC with an eligible brokerage account. Before undertaking foreign exchange transactions, clients should understand the associated risks.
Engaging in foreign currency transactions entails more varied risks than normally associated with transactions in the domestic securities markets. Attention should be paid to market, credit, sovereign, and liquidity risks. The foreign exchange transactions and deposits discussed in this material may not be appropriate for all clients. The appropriateness of a particular investment or strategy depends upon a client’s particular circumstances and objectives. This material does not provide individually tailored investment advice.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4GlobalCurrency is available to clients of Morgan Stanley Smith Barney LLC with an eligible brokerage account. Before undertaking foreign exchange transactions, clients should understand the associated risks.
Engaging in foreign currency transactions entails more varied risks than normally associated with transactions in the domestic securities markets. Attention should be paid to market, credit, sovereign, and liquidity risks. The foreign exchange transactions and deposits discussed in this material may not be appropriate for all clients. The appropriateness of a particular investment or strategy depends upon a client’s particular circumstances and objectives. This material does not provide individually tailored investment advice.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
7When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
8When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
