Jose Morales
Managing Director, Market Manager
Phone:
(203) 625-4815(203) 625-4815
Morgan Stanley
Greenwich Branch Office
You define success, we help you achieve it
One Fawcett Place
Greenwich, CT 06830
US
Branch:
(203) 661-3330(203) 661-3330
Toll-Free:
(800) 243-5977(800) 243-5977
Branch Manager
Jose A. MoralesPhone:
(203) 625-4815(203) 625-4815
About Morgan Stanley Greenwich Branch
Our Financial Advisors at the Greenwich Branch strive to earn the trust of many individuals, families and institutions in America while helping them achieve their goals. With a full suite of services, our objective is to deliver the resources that can best accomplish each client’s unique goals. We look forward to working together.
Our Team at Morgan Stanley Greenwich Branch
Derek Slovak
Vice President, Branch Risk Officer
Phone:
(203) 625-4869(203) 625-4869
Caroline Hoelderlin
Vice President, Branch Service Manager
Phone:
(203) 625-4648(203) 625-4648
About Jose Morales
José A. Morales is a Managing Director and Market Manager for Morgan Stanley Wealth Management in Greenwich CT. Prior to his current assignment, Jose was an Associate Market Manager with the Firm’s dedicated Private Wealth Management business in New York City. He started his career at Morgan Stanley in 1998.
Jose earned an MBA with a concentration in Finance from the NYU Stern School of Business and a BS in Business Administration with a concentration in Economics from Fordham University. He is an adult leader with the Boy Scouts of America and currently serves in the Executive Board of the Connecticut Yankee Council.
Jose earned an MBA with a concentration in Finance from the NYU Stern School of Business and a BS in Business Administration with a concentration in Economics from Fordham University. He is an adult leader with the Boy Scouts of America and currently serves in the Executive Board of the Connecticut Yankee Council.
Securities Agent: CT, FL, IL, IN, MA, MD, MI, MN, MS, NC, NE, NH, NJ, NY, OK, SC, UT, VA; Investment Advisor Representative; BM/Supervisor; General Securities Representative; Transactional Futures/Commodities; Managed Futures
About Derek Slovak
Derek Slovak is a Risk Officer in the Soundview Market at Morgan Stanley. He works in the Greenwich CT office and his primary responsibility is to help ensure Financial Advisors comply with prevailing rules and regulations. This is achieved by maintaining a consistent control environment through adherence of business ethics and practices to all applicable laws, Morgan Stanley Wealth Management policies, and other regulations. Derek strives to be a risk partner and work closely with the financial advisors in the Soundview Market. Derek started his career in finance in 2008 and recently joined Morgan Stanley in 2022.
Derek attended and graduated from the University or Rhode Island with a major in Finance and a minor in Economics. He currently resides in Trumbull CT with his wife Hannah, 7-year-old twins Liam and Lyla, 5-year-old Kyle and their dog Josie. In his free time, he enjoys reading, golfing and spending time with friends and family.
Derek attended and graduated from the University or Rhode Island with a major in Finance and a minor in Economics. He currently resides in Trumbull CT with his wife Hannah, 7-year-old twins Liam and Lyla, 5-year-old Kyle and their dog Josie. In his free time, he enjoys reading, golfing and spending time with friends and family.
About Caroline Hoelderlin
Caroline is a Business Service Officer in Greenwich, CT. She is responsible for leading and mentoring Support Professionals and overseeing all service for the office. Caroline started with Morgan Stanley in 2011 working in the Midtown Manhattan Complex before coming to Greenwich in 2018. Prior to Morgan Stanley, Caroline began her career with UBS as a Registered Client Service Associate and also worked in HNW Relationship Management at Fidelity Investments.
Caroline has a BSBA from the Boston University Questrom School of Management and holds Series 7, 66, 9 and 10 licenses.
Caroline resides in North Stamford, CT with her husband, Jeff, and two girls, Callie and Clara. In her free time she enjoys wine tasting, baking and yoga.
Caroline has a BSBA from the Boston University Questrom School of Management and holds Series 7, 66, 9 and 10 licenses.
Caroline resides in North Stamford, CT with her husband, Jeff, and two girls, Callie and Clara. In her free time she enjoys wine tasting, baking and yoga.
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Branch Address
One Fawcett Place
Greenwich, CT 06830
US
Branch:
(203) 661-3330(203) 661-3330
Toll-Free:
(800) 243-5977(800) 243-5977
Fax:
(203) 661-4280(203) 661-4280
Details
Free parking is available for clients across the street in Richard's lot. The reserved client parking spaces are on the right when pulling into Richard's, adjacent to the brick wall that runs parallel to Mason Street
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2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3The returns on a portfolio consisting primarily of sustainable investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
The investments and products listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments or products, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. The appropriateness of a particular investment or product will depend upon an investor's individual circumstances and objectives.
Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
© 2022 Morgan Stanley Smith Barney LLC. Member SIPC.
Awards Disclosures
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3The returns on a portfolio consisting primarily of sustainable investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
5Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
The investments and products listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments or products, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. The appropriateness of a particular investment or product will depend upon an investor's individual circumstances and objectives.
Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
© 2022 Morgan Stanley Smith Barney LLC. Member SIPC.
Awards Disclosures
CRC 6491812 04/2024