Jeffrey Factor
Senior Vice President, Financial Advisor, Senior Portfolio Management Director
The Wellesley Centre Group at Morgan Stanley
Direct:
(781) 431-6700(781) 431-6700
Our Mission Statement
Helping you with wealth planning strategies for your life and legacy
Our Story and Services
The Wellesley Centre Group is committed to helping clients achieve their financial goals. With over nine decades of industry experience combined, we work directly with successful individuals, families and business owners to create a comprehensive investment strategy tailored to their specific needs and objectives.
The knowledge of the markets and wealth management industry allows us to provide clients with investment advice that is tailored to their specific needs. We utilize the firm’s managed money platforms, financial planning resources, and cash management and lending capabilities to meet the unique needs of each client.
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period from 3/31/23–3/31/24. (https://mgstn.ly/3RT0R5E)
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
The knowledge of the markets and wealth management industry allows us to provide clients with investment advice that is tailored to their specific needs. We utilize the firm’s managed money platforms, financial planning resources, and cash management and lending capabilities to meet the unique needs of each client.
Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period from 3/31/23–3/31/24. (https://mgstn.ly/3RT0R5E)
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Location
112 Worcester Street
Wellesley, MA 02481
US
Direct:
(781) 431-6700(781) 431-6700
Fax:
(781) 431-6777(781) 431-6777
Meet The Wellesley Centre Group
Financial Advisor, CERTIFIED FINANCIAL PLANNER®, Financial Planning Specialist
Meghan Chase
Portfolio Associate | Senior Registered Associate | Financial Planning Specialist
Erica Chafkin
Financial Planning Specialist | Portfolio Associate
About Jeffrey Factor
Jeff Factor is a Senior Vice President , Senior Portfolio Management Director at Morgan Stanley, where he has worked since 1996.
Jeff leads the team’s financial planning efforts and believes that each client should have a customized plan designed specifically for their needs and objectives. At the core of Jeff’s business are high net worth individuals who are preparing for a significant financial event or retirement. By utilizing the financial planning capabilities of the firm, Jeff creates and implements an innovative strategy for each client that is designed to help them achieve their unique goals.
Jeff is currently a member of Master's Club. He has been named a Five Star Wealth Advisor by Boston Magazine from 2016-2022, and 2024. Jeff is a graduate of Massachusetts College of Liberal Arts where he earned a bachelor of arts degree. Currently, he and his wife Irina live in Needham with their two boys, Aaron and Mark. In his free time, Jeff enjoys skiing, working out and traveling.
2016-2022, 2024 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2016-2022, 2024) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria. The award was not based on a specific time period.
Jeff leads the team’s financial planning efforts and believes that each client should have a customized plan designed specifically for their needs and objectives. At the core of Jeff’s business are high net worth individuals who are preparing for a significant financial event or retirement. By utilizing the financial planning capabilities of the firm, Jeff creates and implements an innovative strategy for each client that is designed to help them achieve their unique goals.
Jeff is currently a member of Master's Club. He has been named a Five Star Wealth Advisor by Boston Magazine from 2016-2022, and 2024. Jeff is a graduate of Massachusetts College of Liberal Arts where he earned a bachelor of arts degree. Currently, he and his wife Irina live in Needham with their two boys, Aaron and Mark. In his free time, Jeff enjoys skiing, working out and traveling.
2016-2022, 2024 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded 2016-2022, 2024) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria. The award was not based on a specific time period.
Securities Agent: DE, CA, KS, TX, TN, SD, OR, NJ, NH, AZ, AR, WI, SC, NV, NC, DC, VT, OH, NY, MA, CO, WV, WA, MD, CT, MO, RI, ME, VA, PA, IL, GA, FL; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 176203
NMLS#: 176203
About Lana Derevyankina
Whether you are planning for retirement, buying a house, preparing children for a college, or setting your bucket-list goals, you need a Financial Advisor on your side.
I began my career with Morgan Stanley in 2014. As a CERTIFIED FINANCIAL PLANNER™, I utilize a comprehensive wealth management process to develop financial plans tailored to individual situations. I analyze my clients’ problems and engage Morgan Stanley’s resources to find solutions. The firm’s modern wealth management analytics and risk management tools are used to formulate customized strategies.
My process starts with discovering what goals are most important to my clients. After I get to know my clients well to then align investments with their goals. I enjoy working with clients who want to learn the art of goal-based investing but who also want a responsible person to look after their portfolio so they can enjoy spending time with their families and doing things they love.
In my free time, you will find me gardening, cooking, and exploring the outdoors with my husband and son.
I began my career with Morgan Stanley in 2014. As a CERTIFIED FINANCIAL PLANNER™, I utilize a comprehensive wealth management process to develop financial plans tailored to individual situations. I analyze my clients’ problems and engage Morgan Stanley’s resources to find solutions. The firm’s modern wealth management analytics and risk management tools are used to formulate customized strategies.
My process starts with discovering what goals are most important to my clients. After I get to know my clients well to then align investments with their goals. I enjoy working with clients who want to learn the art of goal-based investing but who also want a responsible person to look after their portfolio so they can enjoy spending time with their families and doing things they love.
In my free time, you will find me gardening, cooking, and exploring the outdoors with my husband and son.
Securities Agent: TN, AZ, NJ, KS, GA, OR, NC, IL, WV, VA, NH, IN, IA, CO, MI, MD, MA, SC, PA, ID, HI, DC, VT, NY, NM, CT, WI, VI, TX, OH, MO, MN, CA, AL, RI, NV, AR, WA, SD, MT, ME, FL; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 2340021
NMLS#: 2340021
About Frank Rossi
I have been a licensed investment professional since 1984 and joined Morgan Stanley in 1990. I’m firmly committed to building long-term relationships. As part of my continuing efforts to deliver a high level of financial service to my clients and expand my learning, I earned the CERTIFIED FINANCIAL PLANNER™ designation in 2007. The designation is designed to help individuals identify financial planners who are committed to competent and ethical behavior when providing financial planning. Holding this certification means that I have met the rigorous certification requirements through initial and continuing education -as well as examination and experience standards. I create comprehensive wealth management strategies for my clients including pre and post retirement planning, investment management, and leaving a legacy for their family.
As an alumnus of Southern New Hampshire University (formerly New Hampshire College), I earned my Bachelor of Science degree in Economics and Finance in 1982.
I reside in Medway, MA with my wife Debi and our two children, Kyle and Eliza. I’m passionate about the outdoors and I’m an avid mountain biker and skier.
As an alumnus of Southern New Hampshire University (formerly New Hampshire College), I earned my Bachelor of Science degree in Economics and Finance in 1982.
I reside in Medway, MA with my wife Debi and our two children, Kyle and Eliza. I’m passionate about the outdoors and I’m an avid mountain biker and skier.
Securities Agent: CT, FL, GA, HI, IL, IN, KS, MA, MD, ME, MT, WV, WI, WA, VT, VA, TX, SC, RI, PA, OR, OH, NY, NV, NM, NJ, NH, NC, SD, AL, AR, AZ, CA, CO; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1279550
NMLS#: 1279550
About Meghan Chase
Meghan joined Morgan Stanley in 2015 as a Senior Registered Associate. Bringing seven years of client service experience to the team, Meghan spearheads the administrative areas of our practice, working closely with clients on operational requests, transactions, and questions. Meghan appreciates the impact she has on helping clients as they develop a sound financial future for themselves and their families. Her organization, attention to detail, and passion for helping people allow her to offer our clients an extraordinary experience.
Licenses | Series 7, Series 63 and Series 66 licensed
Education | Graduated from The University of Maine with a B.S. in Business Administration
Licenses | Series 7, Series 63 and Series 66 licensed
Education | Graduated from The University of Maine with a B.S. in Business Administration
About Erica Chafkin
Erica is a Portfolio Associate for The Wellesley Centre Group. She has worked in the brokerage industry since 2005 and currently provides client service, sales, and marketing support to Steve, Jeff, Lana, Frank and their clients. She was the recipient of a Service Excellence Award in 2012.
Prior to her career at Morgan Stanley, Erica spent six years working in the banking industry. She attended Barnard College for her undergraduate education and also holds an MBA degree from Babson College. In her spare time, she enjoys traveling, dining out, going to museums, movies, and cultural events.
Prior to her career at Morgan Stanley, Erica spent six years working in the banking industry. She attended Barnard College for her undergraduate education and also holds an MBA degree from Babson College. In her spare time, she enjoys traveling, dining out, going to museums, movies, and cultural events.
Contact Jeffrey Factor
Contact Lana Derevyankina
Contact Frank Rossi
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Katie Prendergast
Private Banker
About Katie Prendergast
Kathleen Prendergast is a Private Banker serving Morgan Stanley Wealth Management offices in New York City.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Kathleen began her career in financial services in 2014, when she joined Morgan Stanley as a Financial Advisor Associate. She became an Associate Private Banker in 2018 and promoted to Private Banker in 2021. Prior to joining the firm, she was a Major Donor Development Officer at the Reeve Foundation.
Kathleen is a graduate of the Fairfield University, where she received a Bachelor of Arts in Sociology, and Montclair State University where she received her Teacher’s Certification. She lives in Weehawken, NJ. Outside of the office, Kathleen enjoys spending time with family and friends, volunteering at the Hoboken Community Shelter, hiking with her dog Barry, and traveling to new destinations.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Kathleen began her career in financial services in 2014, when she joined Morgan Stanley as a Financial Advisor Associate. She became an Associate Private Banker in 2018 and promoted to Private Banker in 2021. Prior to joining the firm, she was a Major Donor Development Officer at the Reeve Foundation.
Kathleen is a graduate of the Fairfield University, where she received a Bachelor of Arts in Sociology, and Montclair State University where she received her Teacher’s Certification. She lives in Weehawken, NJ. Outside of the office, Kathleen enjoys spending time with family and friends, volunteering at the Hoboken Community Shelter, hiking with her dog Barry, and traveling to new destinations.
NMLS#: 1750426
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Are You Prepared for Tax Day?
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Donor Advised Funds: A Smart Way to Manage Your Giving
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Ready to start a conversation? Contact The Wellesley Centre Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
6Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
6Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
8Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
CRC 6491812 (04/2024)
