Diane Finnerty
Senior Vice President, Financial Advisor, Senior Portfolio Manager
Diane Finnerty
Senior Vice President,
Wealth Advisor,
Senior Portfolio Management Director,
Lending Specialist
Direct:
(212) 296-1046(212) 296-1046
Toll-Free:
(844) 861-4286(844) 861-4286
Industry Award WinnerMy Mission Statement
I am dedicated to ultra-high net worth individuals, their families, and foundations. By providing advice founded on a culture of excellence and driven by global insight, I am devoted to helping my clients preserve and grow their financial, family, and social capital.
My Story and Services
With over 40 years of experience in wealth management, Diane offers unparalleled expertise to her clients.
For the last 15 years, Diane led a group at Morgan Stanley overseeing strategic investments across all styles of asset classes. She recently founded a dynamic team that is both multigenerational and multicultural. It is a bespoke and personalized approach to supporting her select group of clients with the brightest and most sophisticated strategic partners.
Diane was selected for membership in Morgan Stanley’s Rainmakers program, which focuses on ultrahigh net worth clientele. In addition to being a Wealth Advisor and Senior Portfolio Management Director, Diane, recently received Morgan Stanley’s Lending Specialist Designation, a highly selective designation which is awarded to Morgan Stanley Financial Advisors with exceptional leadership qualities, extensive experience, and unwavering dedication to the lending industry. Diane participated in the Women on Wall Street event at the White House and is a member of numerous organizations, including 100 Women in Finance, the Elevate Network and Highwater Women. A frequent speaker at conferences and roundtables, she has been quoted in The Wall Street Journal, Barron’s, and The New York Times, The Boston Globe, TheStreet.com and other leading publications.
Diane has a dedicated concentration on results-driven, wealth management, with an emphasis on women, who are often in financial transition. Yet, she still embraces a large base of male clients that trust her feminine and attentive approach. Diane's visionary leadership has earned her a place in Forbes's rankings of the Top Women Wealth Advisors (2020-2025) and Best-In-State Wealth Advisors (2021-2025). Moreover in 2021, she presented to the United Nations (UN) World Information Transfer, Inc (WIT), a nonprofit linked to the UNESCO endorsing literacy and its effect on human/financial health. Beyond her career, Diane was on the President’s Advisory Council at Harvard University’s MBA Program in Central America (INCAE) for over 10 years.
She currently serves on the board of The Women’s Forum of New York, an invitation-only organization of more than 500+ women whose members are influencers, trailblazers, policymakers, change agents, power brokers, innovators, icons, and business leaders. Diane is also a founding member of AccessCircles, a nonprofit, global network providing connectivity, knowledge, and access to thought leaders and resources that transform their lives. Diane is also a member of Morgan Stanley’s HER Way organization. HER Way aims to engage, embrace, and empower women to live their best financial and personal lives. This is done by curating content and hosting regular events featuring dynamic speakers discussing and examining the financial and individual issues that are important to women.
Diane’s personal interests include collecting contemporary art, studying dance, languages, and traveling.
Disclosures:
2020-2026 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In-State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2020- 2026). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2021-2025 Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded 2021-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2023 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Awards Disclosures
For the last 15 years, Diane led a group at Morgan Stanley overseeing strategic investments across all styles of asset classes. She recently founded a dynamic team that is both multigenerational and multicultural. It is a bespoke and personalized approach to supporting her select group of clients with the brightest and most sophisticated strategic partners.
Diane was selected for membership in Morgan Stanley’s Rainmakers program, which focuses on ultrahigh net worth clientele. In addition to being a Wealth Advisor and Senior Portfolio Management Director, Diane, recently received Morgan Stanley’s Lending Specialist Designation, a highly selective designation which is awarded to Morgan Stanley Financial Advisors with exceptional leadership qualities, extensive experience, and unwavering dedication to the lending industry. Diane participated in the Women on Wall Street event at the White House and is a member of numerous organizations, including 100 Women in Finance, the Elevate Network and Highwater Women. A frequent speaker at conferences and roundtables, she has been quoted in The Wall Street Journal, Barron’s, and The New York Times, The Boston Globe, TheStreet.com and other leading publications.
Diane has a dedicated concentration on results-driven, wealth management, with an emphasis on women, who are often in financial transition. Yet, she still embraces a large base of male clients that trust her feminine and attentive approach. Diane's visionary leadership has earned her a place in Forbes's rankings of the Top Women Wealth Advisors (2020-2025) and Best-In-State Wealth Advisors (2021-2025). Moreover in 2021, she presented to the United Nations (UN) World Information Transfer, Inc (WIT), a nonprofit linked to the UNESCO endorsing literacy and its effect on human/financial health. Beyond her career, Diane was on the President’s Advisory Council at Harvard University’s MBA Program in Central America (INCAE) for over 10 years.
She currently serves on the board of The Women’s Forum of New York, an invitation-only organization of more than 500+ women whose members are influencers, trailblazers, policymakers, change agents, power brokers, innovators, icons, and business leaders. Diane is also a founding member of AccessCircles, a nonprofit, global network providing connectivity, knowledge, and access to thought leaders and resources that transform their lives. Diane is also a member of Morgan Stanley’s HER Way organization. HER Way aims to engage, embrace, and empower women to live their best financial and personal lives. This is done by curating content and hosting regular events featuring dynamic speakers discussing and examining the financial and individual issues that are important to women.
Diane’s personal interests include collecting contemporary art, studying dance, languages, and traveling.
Disclosures:
2020-2026 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In-State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2020- 2026). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
2021-2025 Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded 2021-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2023 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Awards Disclosures
Securities Agent: TX, PA, NY, VT, MT, MA, CT, OK, NJ, WI, SC, FL, CA, CO, AZ, DE; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1252937
NMLS#: 1252937
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Our Suite of Services
As your life changes, so do your needs, goals and financial plans. Throughout the process, we will always be there to answer your questions, implement our financial approach and help you reach your goals.
Investment Management
Managing your investments should be a collaborative process that considers your attitudes about investing with careful analysis of the markets.
Assisting Women in Transition
Going through big life changes is never easy. Our team will provide you with guidance and support to lead you through these uncertain times.
Financial Planning
Our team will take the time to learn about virtually all aspects of your life story so we can develop a plan that accurately reflects your goals.
Risk Management
Risk is an inherent part of investing in the market. As the level of risk in the market changes, we will adjust your assets and help keep you on track to meet your goals.
Estate and Legacy Planning Strateegies
Estate planning can be a confusing process for many individuals. Our team will help you with strategies that is appropriate for you and your family.
Cash Management and Lending
As a part of Morgan Stanley, we can help you find adequate solutions for your situational needs.
Our Personalized Strategy
Your goals and risk tolerance are unique. We will tailor our process to help meet your personal and financial needs and objectives.
Discovery Process
While every client situation is unique, we begin by learning about you, your family and your financial complexities. What we learn helps us formulate specific strategies and, of equal important, it helps us customize the entire relationship to your preferences and requirements.
Formulation of Tax, Trust, and Estate Strategy
After reviewing your balance sheet and existing estate plan, we help analyze your income and estate tax circumstances to identify planning techniques that may be effectively tailored to your personal and financial objectives. We will work with your tax and legal advisors in this effort.
Creation of a Customized Strategic Asset Allocation
Managing significant wealth often involves developing a customized asset allocation mix that reflects risk, opportunities and taxation across multiple entities, while integrating your investing and estate plans. This asset allocation becomes the basis for a long-term strategy formalized in your investment policy.
Integration of Tactical Asset Allocation
These short-term adjustments in asset allocations seek to take advantage of opportunities created by temporary market distortions. Before adjustments are made, we can analyze the impact of any taxes or trading costs on potential returns.
Implementation of a Customized Investment Strategy
After comprehensive due diligence and extensive analysis of expected results across a range of market scenarios, investment strategies from our global investment platform can be leveraged to create your portfolio. This process can help to create an efficient balance of risk and return for your specific strategy.
Ongoing Assessment of Wealth Management Needs
Coordinating with you and your other advisors, we can conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs.
Awards and Recognitions
Forbes's Top Women Wealth Advisors
Every year since 2020, Diane has been included in Forbes’s Rankings of the Top Women’s Advisors. Her consistent ranking in this field showcases her ability to provide her clients with the best practices and a high quality experience.
Awards Disclosures:
2020-20265 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In-State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2020-2026). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
Awards Disclosures:
2020-20265 Forbes America's Top Women Wealth Advisors & Forbes Top Women Wealth Advisors Best-In-State (formerly referred to as Forbes Top Women Wealth Advisors, Forbes America's Top Women Wealth Advisors)
Source: Forbes.com (Awarded 2020-2026). Data compiled by SHOOK Research LLC based on 12-month time period concluding in Sept of year prior to the issuance of the award.
Forbes's Best-In-State Wealth Advisors
Diane was named by Forbes in 2021, 2022, 2023, 2024 and 2025 as one of the Best-In-State Wealth Advisors. Her recognition as one of the Best-In-State Wealth Advisors demonstrates how her world class approach has created a positive impact on the lives of her clients.
2021, 2022, 2023, 2024 & 2025 Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded 2021, 2022, 2023, 2024, 2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2021, 2022, 2023, 2024 & 2025 Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded 2021, 2022, 2023, 2024, 2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Forbes's Best-In-State Wealth Management Team
In 2023, Diane was recognized by Forbes for being a part of one of the Best-In-State Wealth Management teams.
2023 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2023 Forbes Best-In-State Wealth Management Teams
Source: Forbes.com (Awarded 2023). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Morgan Stanley's Rainmakers Program
Diane was selected to be a member of Morgan Stanley’s Rainmakers Program due to her impactful work with ultrahigh, net worth clients.
Client Resources
Our comprehensive suite of digital tools are designed to help enhance virtually every aspect of your financial life. Our Client Center contains important Modern Wealth Management tools and other resources we have to offer our clients.
Morgan Stanley Online (MSO)
Morgan Stanley Online has a suite of features that allow you to manage your everyday finances from paying bills and sending money to transferring funds and authorizing transactions with eAuthorization.
View Accounts
Total Wealth View
View all your external financial accounts directly in Morgan Stanley Online or the mobile app. By linking your accounts, you’ll benefit from more informed wealth planning, secure data access and convenient connectivity.
Access Total Wealth View
Digital Vault
Digital Vault allows for easy sharing and convenient access to your most important documents such as wills, financial statements and tax fillings. Easily manage your encrypted financial records all in one place.
Vault Access
eDelivery
eDelivery provides you with the ability to view statements and other documents electronically in lieu of paper. Clients who are registered in Morgan Stanley Online may enroll in eDelivery.
Access Tool
Mobile Check Deposit
With the mobile app, you can use mobile check deposit to quickly deposit checks drawn on a U.S. bank anytime, anywhere from your device with some of the highest deposit limits in the industry.
Learn More
Online Transfers with eAuthorization
Electronically authorize domestic and international one-time or recurring transactions through Morgan Stanley Online and the mobile app.
Learn More
Reserved Living and Giving
Reserved Living & Giving is a complimentary loyalty program available to clients with a minimum of $2M in AUM, that can help them save time and money on travel, gifts, automobiles and more.
Learn MoreLocation
55 East 52nd Street 10th
Fl
New York, NY 10055
US
Direct:
(212) 296-1046(212) 296-1046
Toll-Free:
(844) 861-4286(844) 861-4286
Fax:
(646) 291-3460(646) 291-3460
Meet My Team
Han Bunch
Financial Advisor, Portfolio Manager
Phone:
(512) 370-0412(512) 370-0412
Randi Speedling
Client Service Associate
Phone:
(212) 296-1978(212) 296-1978
About Diane Finnerty
Securities Agent: TX, PA, NY, VT, MT, MA, CT, OK, NJ, WI, SC, FL, CA, CO, AZ, DE; General Securities Representative; Investment Advisor Representative; Managed Futures
About Han Bunch
Han Lam Bunch is a Financial Advisor with more than 15 years of experience in the financial services industry. She started her career at Wells Fargo in New York City where she focused on providing financial solutions to clients. She joined Morgan Stanley Wealth Management in 2013. After 16 years in New York City, Han moved south and is now based in Austin, TX. Han is passionate about helping to educate individuals about protecting themselves and their family through financial planning.
As your Financial Advisor, she takes a holistic approach to wealth management. She spends time to learn about you, your family and takes into consideration your concerns, aspirations and goals. Then she builds customized strategies to serve as a road map in order to help determine how you can achieve your objectives within your timeline. As you go through your various life changes (e.g. marriage, first home, first child, new career, business ownership, divorce, retirement...) she will update the plan to align with those needs. The planning process can be overwhelming for most so you're not alone. She can work at a pace that is comfortable to you because it's important to be able to educate you through every step along the way.
Han also focuses on the following areas:
• Retirement Planning
• Education Planning
• Stock Compensation/Restricted Stock Units/Stock
Option/10b5-1
• Alternative Investments
• Financial Planning
• Asset Preservation Strategies
• Wealth Transfer/Trust Strategies
• Philanthropy/Charitable Giving
• Lending Solutions
Outside of work, Han enjoys competitive paddling and is one of two lead pacers on Morgan Stanley’s Dragon Boat team. She also holds many leadership roles at Asian-American non-profits. To give back to her community, Han provide complimentary financial literacy seminars to educate men and women about the importance of financial planning
As your Financial Advisor, she takes a holistic approach to wealth management. She spends time to learn about you, your family and takes into consideration your concerns, aspirations and goals. Then she builds customized strategies to serve as a road map in order to help determine how you can achieve your objectives within your timeline. As you go through your various life changes (e.g. marriage, first home, first child, new career, business ownership, divorce, retirement...) she will update the plan to align with those needs. The planning process can be overwhelming for most so you're not alone. She can work at a pace that is comfortable to you because it's important to be able to educate you through every step along the way.
Han also focuses on the following areas:
• Retirement Planning
• Education Planning
• Stock Compensation/Restricted Stock Units/Stock
Option/10b5-1
• Alternative Investments
• Financial Planning
• Asset Preservation Strategies
• Wealth Transfer/Trust Strategies
• Philanthropy/Charitable Giving
• Lending Solutions
Outside of work, Han enjoys competitive paddling and is one of two lead pacers on Morgan Stanley’s Dragon Boat team. She also holds many leadership roles at Asian-American non-profits. To give back to her community, Han provide complimentary financial literacy seminars to educate men and women about the importance of financial planning
Securities Agent: CT, WA, NY, AZ, MD, MO, MN, TX, SC, CA, NJ, HI, FL, CO, PA; General Securities Representative; Investment Advisor Representative
About Randi Speedling
Randi found her passion for finance from her first job as a bank teller. Now as a Registered Client Service Associate, Randi helps clients plan and set goals to help them throughout the various stages of life. Randi enjoys meeting with clients and learning from their experiences and stories. Randi is married, has one child, and 2 dogs: a Shi-poo named Jhonie and a Golden Doodle named Kisses. In her personal time, Randi enjoys playing with her son, reading, watching movies, and spending time with her family.
Awards and Recognition
Forbes America's Top Women Wealth Advisors
2020-2025 Forbes America's Top Women Wealth Advisors (formerly referred to as Forbes Top Women Wealth Advisors) Source: Forbes.com (Awarded 2020-2025). Data compiled by SHOOK Research LLC based on 12-month time period concluding in September of year prior to the issuance of the award.
Forbes Best-In-State Wealth Advisors
2021-2024 Forbes Best-In- State Wealth Advisors Source: Forbes.com (Awarded 2021-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Forbes Best-In-State Wealth Management Teams
Forbes Best-In-State Wealth Management Teams Source: Forbes.com (Awarded Jan 2023) Data compiled by SHOOK Research LLC based on time period from 3/31/21-3/31/22.
3
The Power of Partnerships
By partnering with experienced individuals across wealth disciplines, Morgan Stanley Financial Advisors can align specialized resources with your custom needs and deliver strategic guidance through the familiarity and trust of existing relationships
Megan Auslaender
Private Banker
About Megan Auslaender
Megan Auslaender is a Private Banker serving Morgan Stanley Wealth Management offices in New York City.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Megan began her career in financial services in 2007 and joined Morgan Stanley in 2010 as a Wealth Management Associate. Prior to being promoted to her current position, she served as an Associate Private Banker in New York and Massachusetts. Before she joined the firm, she was a Registered Sales Assistant for Johnston, Lemon & Company Inc. in Washington, DC.
Megan is a graduate of Pennsylvania State University where she received a Bachelor of Science in Economics. She lives in Manhattan with her husband and two daughters. Outside of the office, she enjoys spending time with her
family, exploring the city, and traveling.
Private Bankers partner with Financial Advisors to develop a specialized approach for managing clients’ cash flow, liquidity and financing needs, leveraging our comprehensive suite of cash management and lending solutions.
Megan began her career in financial services in 2007 and joined Morgan Stanley in 2010 as a Wealth Management Associate. Prior to being promoted to her current position, she served as an Associate Private Banker in New York and Massachusetts. Before she joined the firm, she was a Registered Sales Assistant for Johnston, Lemon & Company Inc. in Washington, DC.
Megan is a graduate of Pennsylvania State University where she received a Bachelor of Science in Economics. She lives in Manhattan with her husband and two daughters. Outside of the office, she enjoys spending time with her
family, exploring the city, and traveling.
NMLS#: 1418876
Private Banking Group (PBG) Market Managers, Senior Private Bankers, Private Bankers, and Associate Private Bankers are employees of Morgan Stanley Private Bank, National Association.
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Banking products and services are offered by Morgan Stanley Private Bank, National Association, Member FDIC.
Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Wealth Management
Global Investment Office
Portfolio Insights
Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Ready to start a conversation? Contact Diane Finnerty today.
1Products and services are provided by third party service providers, not Morgan Stanley Smith Barney LLC (“Morgan Stanley”). Morgan Stanley may not receive a referral fee or have any input concerning such products or services. There may be additional service providers for comparative purposes. Please perform a thorough due diligence and make your own independent decision.
Morgan Stanley does not assist with buying or selling art in any way and merely provides information to clients interested learning more about the different types of art markets at a high level. Any client interested in buying or selling art should consult with their own independent art advisor.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
4Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
5Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
Morgan Stanley does not assist with buying or selling art in any way and merely provides information to clients interested learning more about the different types of art markets at a high level. Any client interested in buying or selling art should consult with their own independent art advisor.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
3Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
4Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be appropriate for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.
5Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
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Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
