I believe success in achieving important financial goals starts with a comprehensive wealth strategy. I will help you define what is most important to you and then formulate the strategies that are suited for your needs, whether you are accumulating wealth or investing for income, solidifying your retirement plan or devising a distribution approach that meets your lifestyle and legacy goals.
Many of my clients live and work in Silicon Valley, accumulating wealth in shares of the companies that they work for. These include RSU's (restricted stock units), ESPP (employee stock purchase plan) shares, and stock options. As they look to reduce risk in their concentrated positions of company stock, we work closely with them to assist in the diversification process. Generally we use a combination of active management (mutual funds) and passive management (ETF’s), in addition to stocks, bonds and money market funds, to plan for retirement and other goals such as establishing special needs trusts, and estate trust planning.
Services Include
- Wealth Management
- 401(k) Rollovers
- 529 Plans
- Alternative Investments
- Annuities
- Cash Management
- Certificates of Deposit
- Estate Planning Strategies
- Financial Planning
- Fixed Income
- Lending Products
- Long Term Care Insurance
- Municipal Bonds
- Retirement Planning
- Stock Option Plans
- Stock Purchase Plans
- Trust Accounts
Securities Agent: OK, AZ, PA, HI, CA, VA, NC, MN, KY, GA, SC, OH, DE, AK, UT, TN, NJ, WI, NM, ID, FL, CT, WA, NV, MD, TX, MO, MA, LA, IL, CO, NH, MI, OR, NY, MT, DC; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1255449
CA Insurance License #: 0B55627