David Foote
Executive Director, Wealth Advisor, Senior Investment Management Consultant, Senior Portfolio Manager, Alternative Investments Director
Phone:
(302) 573-4043(302) 573-4043
The Greenville Group at Morgan Stanley
Direct:
(302) 573-4043(302) 573-4043
Our Mission Statement
A team with stability, experience, and transparency, dedicated to helping clients plan for whatever the future holds.
Welcome
The Greenville Group has over 85 years of combined experience at Morgan Stanley, and they offer their clients a wide range of skills, disciplines, and talents. The Greenville Group has built their practice based off of confidence, and they pride themselves on providing their clients a distinctive experience - one that seeks to build confidence from their clients and eventually leads to multi-generational relationships with families.
The Greenville Group combines their vast industry knowledge with Morgan Stanley's trading and execution platform to help enhance your client experience.
We advise successful individuals, families, executives and business owners who have often accumulated significant wealth, but need help managing and ultimately transferring their assets.
We treasure the long-term relationships formed with our clients and take pride in guiding multi-generational families through life’s financial challenges, while striving to help preserve their family values and legacy.
Often times, big life changes accompany financial decisions—birth, marriage, divorce, retirement, or a death. These can be emotional experiences, which is why we focus on helping our clients navigate their financial strategy with careful guidance.
We are humbled by the opportunity to make a difference in our clients' lives. Sometimes our impact is measured by helping clients achieve their goals. Other times it is less tangible, like the comfort we strive to provide while helping a client implement estate planning strategies after the death of a loved one.
Our clients have worked hard to build meaningful lives. That’s why we believe they deserve an exceptional team who is just as invested as they are in their future.
The Greenville Group combines their vast industry knowledge with Morgan Stanley's trading and execution platform to help enhance your client experience.
We advise successful individuals, families, executives and business owners who have often accumulated significant wealth, but need help managing and ultimately transferring their assets.
We treasure the long-term relationships formed with our clients and take pride in guiding multi-generational families through life’s financial challenges, while striving to help preserve their family values and legacy.
Often times, big life changes accompany financial decisions—birth, marriage, divorce, retirement, or a death. These can be emotional experiences, which is why we focus on helping our clients navigate their financial strategy with careful guidance.
We are humbled by the opportunity to make a difference in our clients' lives. Sometimes our impact is measured by helping clients achieve their goals. Other times it is less tangible, like the comfort we strive to provide while helping a client implement estate planning strategies after the death of a loved one.
Our clients have worked hard to build meaningful lives. That’s why we believe they deserve an exceptional team who is just as invested as they are in their future.
Our Beliefs
- Delivering world-class service – with time-honored skills, dedicated professionalism, and responsive care.
- Communicating regularly. Consistent communication ensures that we are up to date with all your financial goals and objectives. This allows us to adjust financial strategies when your needs or objectives change.
- Personalizing investment portfolios to best suit your goals. We don’t use cookie-cutter investment strategies for our clients.
- Creating plans that are proactive, rather than reactive.
- Leveraging the global resources of Morgan Stanley to help you build and preserve your wealth.
- Collaborating with your other dedicated advisors; including attorneys and CPAs. To help ensure your financial strategy is both coordinated and comprehensive.
- Taking personal accountability and doing the right thing for our clients.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Working With Our Team
We advise successful individuals, families, executives and business owners who have often accumulated significant wealth, but need help managing and ultimately transferring their assets.
We treasure the long-term relationships formed with our clients and take pride in guiding multi-generational families through life’s financial challenges, while preserving their family values and legacy.
Often times, big life changes accompany financial decisions—birth, marriage, divorce, retirement, or a death. These can be emotional experiences, but with careful guidance, we help our clients ensure that with everything else they have to worry about, their financial strategy is being well managed.
We are humbled by the opportunity to make a difference in our clients' lives. Sometimes our impact is measured by returns on an investment, or securing the funds to send a child to college. Other times it is less tangible, like the comfort we provide while helping a client implement estate planning strategies after the death of a loved one.
Our clients have worked hard to build meaningful lives. That’s why we believe they deserve an exceptional team who is just as invested as they are in their future.
We treasure the long-term relationships formed with our clients and take pride in guiding multi-generational families through life’s financial challenges, while preserving their family values and legacy.
Often times, big life changes accompany financial decisions—birth, marriage, divorce, retirement, or a death. These can be emotional experiences, but with careful guidance, we help our clients ensure that with everything else they have to worry about, their financial strategy is being well managed.
We are humbled by the opportunity to make a difference in our clients' lives. Sometimes our impact is measured by returns on an investment, or securing the funds to send a child to college. Other times it is less tangible, like the comfort we provide while helping a client implement estate planning strategies after the death of a loved one.
Our clients have worked hard to build meaningful lives. That’s why we believe they deserve an exceptional team who is just as invested as they are in their future.
Our Beliefs
• Delivering first-class service in a first-class way – with time-honored skills, top-tier professionalism, and responsive care.
• Communicating regularly. Consistent communication ensures that we are up to date with all your financial goals and objectives. This allows us to adjust financial solutions when your needs or objectives change.
• Personalizing investment portfolios to best suit your goals. We don’t use cookie-cutter investment solutions for our clients.
• Creating plans that are proactive, rather than reactive.
• Leveraging the global resources of Morgan Stanley to help you build and preserve your wealth.
• Collaborating with your other trusted advisors; including attorneys and CPAs. Ensuring your financial strategy is both coordinated and comprehensive.
• Taking personal accountability and doing the right thing for our clients.
• Communicating regularly. Consistent communication ensures that we are up to date with all your financial goals and objectives. This allows us to adjust financial solutions when your needs or objectives change.
• Personalizing investment portfolios to best suit your goals. We don’t use cookie-cutter investment solutions for our clients.
• Creating plans that are proactive, rather than reactive.
• Leveraging the global resources of Morgan Stanley to help you build and preserve your wealth.
• Collaborating with your other trusted advisors; including attorneys and CPAs. Ensuring your financial strategy is both coordinated and comprehensive.
• Taking personal accountability and doing the right thing for our clients.
VALUABLE TOOLS AND RESOURCES
Our comprehensive suite of digital tools are designed to help enhance every aspect of your financial life. Below are a few of the technologies we have to offer our clients. We have also included resources meant to transform complex financial analysis and research into concise and easily digestible content.
Secure Email
At Morgan Stanley, safeguarding your personal information is among our highest priorities. Our Secure Email tool is a safe way for you to exchange messages and documents containing sensitive information.
Secure Email & Protecting Yourself
Global Investment Committee on the Markets
A monthly publication that summarizes the Global Investment Committee’s market outlook and contains thought-provoking essays that examine the forces shaping the investment landscape. Check out this month's edition here.
Read The Latest Report
Morgan Stanley Online & MSMobile
Morgan Stanley Online (MSO) has a variety of features beyond viewing your account balance and activity. Features include paperless documents, bill pay and secure account management.
Morgan Stanley Online
Global Investment Committee Weekly Research Report
The Global Investment Committee's Lisa Shalett headlines this weekly look at markets, asset class performance and fixed income.
Access This Week's Edition
Digital Vault
The Digital Vault on Morgan Stanley Online and the Mobile App allows you and your clients to build a central, shared document library where all documents are stored using encryption.
Digital Vault
Thoughts On the Market Podcast
With perspectives on the forces shaping the market, join Morgan Stanley's Chief Investment Officer and Chief US Equity Strategist as he and his colleagues discuss their viewpoints regarding the latest trends in the financial marketplace.
Thoughts On the Market Podcast
eAuthorization
eAuthorization (eAuth) allows clients to electronically authorize domestic and international, one-time/recurring transactions through Morgan Stanley Online and the Morgan Stanley Mobile App.
eAuthorizationThe Greenville Group is committed to giving all of their clients the highest level of service possible. Their advisors have years of experience working with complex high net worth families, and they are well-versed in the unique circumstances that may arise when working with these types of clients. For clients who have over $10 million dollars in assets under management, Morgan Stanley has a plethora of Family Office Resources that can be used to their benefit.
The term “Family Office Resources” is being used as a term of art and not to imply that Morgan Stanley and/or its employees are acting as a family office pursuant to Investment Advisers Act of 1940.
The term “Family Office Resources” is being used as a term of art and not to imply that Morgan Stanley and/or its employees are acting as a family office pursuant to Investment Advisers Act of 1940.
Morgan Stanley Signature Access
Signature Access, the highest tier of Morgan Stanley's loyalty program Reserved Living & Giving, gives clients with $10 million or more in assets at the firm access to world class services such as Private Health Advisory, Personal Cybersecurity services, Aircraft Management and more all in addition to the discounts and content available through Reserved Living & Giving.
Read the brochureIncome & Estate Tax Planning Toolkit
Family Office Resources works closely with clients to thoroughly explore factors relevant to existing or future estate structures and strategies, and educates clients on general tax and estate planning strategies given specific objectives, philosophies, concerns, income needs as well as other considerations.
Income & Estate Tax Planning ToolkitPrivate Aviation
Private aviation offers distinct advantages over commercial air travel, delivering greater comfort, convenience and flexibility than you could reasonably expect from any airline.
Learn more about Private AviationExperiential Services
Morgan Stanley’s Lifestyle Advisory has made arrangements with a network of ticket purveyors, bespoke travel agencies and other firms that specialize in creating exciting and exotic experiences for affluent clients.
Access to Experiential ServicesDesignations & Awards
Forbes Best-In-State Wealth Management Teams 2023, 2024, & 2025
Forbes Best-In-State Wealth Management Teams highlights more than 2,800 teams across the country who were nominated by their firms—and then researched, interviewed and assigned a ranking within their respective states.
Source: Forbes.com (Awarded 2023,2024, 2025) Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
View the Full Rankings HereSource: Forbes.com (Awarded 2023,2024, 2025) Data compiled by SHOOK Research LLC based on 12-month time period concluding in March of year prior to the issuance of the award.
Forbes Best-In-State Wealth Advisor
Each year, Forbes Magazine releases a list of hand-selected and ranked advisors. In order to make this list, advisors must be nominated by their firm, researched, interviewed, and assigned a rank by SHOOK Research. David Foote has made the list of Best-In-State Wealth Advisors for the State of Delaware from 2019-2024.
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2019-2024 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2024). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Barron’s Top 1,200 Financial Advisors: State-by-State
Barron’s Top 1,200 Financial Advisors: State-by-State rankings are based on data provided by around 6,000 of the nation's most productive advisors. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice, and philanthropic work. David Foote has been named in the 2022 rankings for the state of Delaware.
Barron's Top 1,200 Financial Advisors: State-by-State
Source: Barron's.com (Awarded Mar 2022) Data compiled by Barron's based on time period from Sept 2020 - Sept 2021.
Barron's Top 1,200 Financial Advisors: State-by-State
Source: Barron's.com (Awarded Mar 2022) Data compiled by Barron's based on time period from Sept 2020 - Sept 2021.
Workplace Advisor- Equity Compensation
A Morgan Stanley Workplace Advisor for Equity Compensation is a Financial Advisor who is knowledgeable with a focus in workplace benefits. They can help determine how your equity compensation fits into your overall goals and financial strategy.
Workplace Advisors for Equity Compensation are positioned to service and educate on the full suite of workplace benefits and can help you address questions related to grants / awards, vesting events, restricted stock units, and more.
Workplace Advisors for Equity Compensation are positioned to service and educate on the full suite of workplace benefits and can help you address questions related to grants / awards, vesting events, restricted stock units, and more.
CFP®- Certified Financial Planner™
A CFP® is a financial advisor that has earned a certified designation that demonstrates an in-depth knowledge of financial planning. Earning the CFP® designation involves meeting requirements in four areas: formal education, performance on the CFP exam, relevant work experience, and demonstrated professional ethics.
A CFP® can advise you on everything from choosing specific investments, saving for a down payment on a home and planning for retirement.
A CFP® can advise you on everything from choosing specific investments, saving for a down payment on a home and planning for retirement.
Location
500 Dupont Field Blvd
Suite 300
Greenville, DE 19807
US
Direct:
(302) 573-4043(302) 573-4043
Meet The Greenville Group
Allison Turner, CFP®
Associate Vice President, Financial Advisor, Financial Planning Specialist
Phone:
(302) 573-4042(302) 573-4042
Phone:
(302) 573-4060(302) 573-4060
Amy Mottola
Senior Registered Associate
Phone:
(302) 573-4033(302) 573-4033
About David Foote
David Foote is a Senior Portfolio Manager and Wealth Advisor with over 26 years of experience in the financial services industry. He launched his career at Morgan Stanley in 1999, starting on the equity block trading desk. Since then, he has earned repeated recognition for his experience, including being named to Forbes' Best in State Wealth Advisors list from 2019 to 2025 and the Barron's Top 1,200 Financial Advisors: State-by-State Ranking in 2022.
David focuses on advising high-net-worth families and leveraging his deep industry knowledge and the full resources of Morgan Stanley to help clients manage their complex financial needs. He is committed to helping clients create lasting legacies by providing guidance and equipping clients with the tools and strategies designed to address their long-term financial goals.
He resides in Maryland with his wife and two children. Outside of work, David enjoys the outdoors, golf, and coaching youth lacrosse.
Disclosures:
2022 Barron's Top 1,200 Financial Advisors: State-by-State
Source: Barron's.com (Awarded Mar 2022) Data compiled by Barron's based on time period from Sept 2020 - Sept 2021.
2019-2025 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
David focuses on advising high-net-worth families and leveraging his deep industry knowledge and the full resources of Morgan Stanley to help clients manage their complex financial needs. He is committed to helping clients create lasting legacies by providing guidance and equipping clients with the tools and strategies designed to address their long-term financial goals.
He resides in Maryland with his wife and two children. Outside of work, David enjoys the outdoors, golf, and coaching youth lacrosse.
Disclosures:
2022 Barron's Top 1,200 Financial Advisors: State-by-State
Source: Barron's.com (Awarded Mar 2022) Data compiled by Barron's based on time period from Sept 2020 - Sept 2021.
2019-2025 Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded 2019-2025). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
Securities Agent: NV, NH, CO, TX, RI, MD, CA, WY, OR, NY, IN, FL, CT, WV, DE, SC, NC, AZ, TN, VA, NJ, MA, IL, MS, MT, PA, OH, GA, DC, WA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1285131
NMLS#: 1285131
About Allison Turner
Allison Turner is a Financial Advisor and CERTIFIED FINANCIAL PLANNER™ with 19 years of experience in the financial services industry. Allison began her career at Morgan Stanley as a Client Service Associate and later became a Financial Advisor and partner in The Greenville Group. She obtained her Bachelor’s degree from the University of Delaware and has an M.B.A. in Finance from Wilmington University.
Allison is passionate about helping clients feel sure about their future. She works collaboratively with clients to construct a financial plan that fits their individual needs. Allison understands no two people have the same goals and objectives for the future, thus, no two plans should be the same.
In her spare time Allison cherishes spending time with family and friends, being on the water, and traveling.
Allison is passionate about helping clients feel sure about their future. She works collaboratively with clients to construct a financial plan that fits their individual needs. Allison understands no two people have the same goals and objectives for the future, thus, no two plans should be the same.
In her spare time Allison cherishes spending time with family and friends, being on the water, and traveling.
Securities Agent: MA, VA, CA, CO, IL, FL, WV, OR, DE, WA, NY, IN, WY, NH, NC, DC, CT, AZ, MD, TX, RI, OH, MS, NV, PA, NJ, MT, GA, SC, TN; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 2141436
NMLS#: 2141436
About Todd P Anderson
Todd is a Senior Vice President at Morgan Stanley with over 33 years of experience as a Financial Advisor.
Todd assists clients in wealth accumulation, preservation and transfer through customized wealth management advice. His work includes providing comprehensive strategies for high net worth individuals and families, and advising corporations and nonprofit organizations on their cash management and institutional investment needs. Todd also works closely with his clients' other advisors to focus on their total wealth management goals, including tax minimization and estate planning strategies.
Todd graduated Magna Cum Laude from Duke University with a B.A. degree in Economics. As a collegiate golfer he was a two-time Academic All-American, and also played professional golf prior to starting his career in the financial services industry. Besides spending time with his family, Todd enjoys playing competitive squash and is co-founder of the Delaware State Squash Association, and a founding board member of First State Squash, an academic and athletic youth program in Wilmington, Delaware.
Todd assists clients in wealth accumulation, preservation and transfer through customized wealth management advice. His work includes providing comprehensive strategies for high net worth individuals and families, and advising corporations and nonprofit organizations on their cash management and institutional investment needs. Todd also works closely with his clients' other advisors to focus on their total wealth management goals, including tax minimization and estate planning strategies.
Todd graduated Magna Cum Laude from Duke University with a B.A. degree in Economics. As a collegiate golfer he was a two-time Academic All-American, and also played professional golf prior to starting his career in the financial services industry. Besides spending time with his family, Todd enjoys playing competitive squash and is co-founder of the Delaware State Squash Association, and a founding board member of First State Squash, an academic and athletic youth program in Wilmington, Delaware.
Securities Agent: AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, MA, MD, MS, MT, NC, NH, NJ, NV, NY, OH, OR, PA, RI, SC, TN, TX, VA, WA, WV, WY; General Securities Representative; Investment Advisor Representative
NMLS#: 524316
NMLS#: 524316
About Amy Mottola
Amy Mottola has more than 17 years of experience in the financial services industry and holds her SIE, Series 7 and Series 66. Amy has a Bachelor’s degree from the University of Delaware and a Master’s degree from Wilmington University. A native Delawarean, Amy resides in Wilmington with her husband and has two grown daughters. When she is not working, Amy enjoys playing pickleball, traveling, and spending time with her family.
Contact David Foote
Contact Allison Turner
Contact Todd P Anderson
Wealth Management
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Ready to start a conversation? Contact The Greenville Group today.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
5Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
5Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third-party corporate trustee.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
