

Charles Kaywood, CRPC®

My Mission Statement
Welcome
My consultative process begins with an in-depth discussion of your current finances and future objectives. We’ll address issues you might have overlooked that can have a significant impact on your ability to retire as planned. Finally, we’ll determine how we can help you adjust your investment strategy as necessary to accommodate changing conditions and meet any unforeseen expenses and income demands that may arise during retirement.
NMLS#: 182784
My Background
Charles, known to many as Chuck, started in the financial services industry with Morgan Stanley in 1996 following a 20 year stint in the furniture business. During that time, he learned the value of customer service, a lesson he applies on a daily basis with his approach to his clients personal finance. Proactivity and direct client communication are core values of his practice.
Chuck graduated from Babson College with a Bachelor's of Science and a Masters of Business Administration. He lives in Hamden CT and enjoys spending time outside, taking walks on the beach and around the neighborhood with this girlfriend. Chuck is the father of two adult children. His charitable causes include Downtown Evening Soup Kitchen (DESK), The Columbus House Shelter, and picking up litter in public places with Friends of the Green (New Haven).
- Series 3 - National Commodities Futures Examination
- Series 7 - General Securities Representative Exam
- Series 9 - General Securities Sales Supervisor
- Series 10 - General Securities Sales Supervisor
- Series 31- Futures Managed Funds Examination
- Series 63 - Uniform Securities Agent State Law Exam
- Series 65 - Uniform Investment Advisor Law Exam
- 2011 - Present: Downtown Evening Soup Kitchen(DESK) Weekly Volunteer
- 2013 - Present: Columbus House Shelter
- 2016 - Present: Friends of the Green
Awards
- Vice President, Morgan Stanley
- Downtown Evening Soup Kitchen Valentine Humanitarian Award 2016
Location
The Power of Partnerships
About Alec Sherman
He earned his undergraduate degree from Hamilton College, received the Financial Planning Specialist® designation from the College for Financial Planning and is studying for Level II of the Charted Alternative Investment Analyst certification. Alec is originally from Manhattan, NY and currently resides in Roosevelt Island, NY.
Portfolio Insights
Retirement
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
Investing
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Family
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
Business Planning
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Philanthropy
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
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7Municipal bonds may not be appropriate for all investors. Income generated from an investment in a municipal bond is generally exempt from federal income taxes. Some income may be subject to state and local taxes and to the federal alternative minimum tax. Capital gains, if any, are subject to tax.
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8Investors should consider many factors before deciding which 529 plan is appropriate. Some of these factors include: the Plan’s investment options and the historical investment performance of these options, the Plan’s flexibility and features, the reputation and expertise of the Plan’s investment manager, Plan contribution limits and the federal and state tax benefits associated with an investment in the Plan. Some states, for example, offer favorable tax treatment and other benefits to their residents only if they invest in the state’s own Qualified Tuition Program. Investors should determine their home state’s tax treatment of 529 plans when considering whether to choose an in-state or out-of-state plan. Investors should consult with their tax or legal advisor before investing in any 529 Plan or contact their state tax division for more information. Morgan Stanley Smith Barney LLC does not provide tax and/or legal advice. Investors should review a Program Disclosure Statement, which contains more information on investment options, risk factors, fees and expenses and possible tax consequences.
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