Glenn Mazzone
Senior Vice President, Branch Manager
Morgan Stanley
Carlsbad Branch Office
You define success, we help you achieve it
5796 Armada Drive
Suite 200
Carlsbad, CA 92008
US
Branch:
(760) 931-4600(760) 931-4600
Toll-Free:
(800) 676-0460(800) 676-0460
Branch Manager
Glenn MazzoneAbout Morgan Stanley Carlsbad Branch
Welcome to the Carlsbad Branch of Morgan Stanley. We’re the destination of choice for clients looking to grow assets, preserve wealth, minimize taxes and maximize their legacy and charitable giving. Whether you’re a long-time resident, a small business owner or a recent retiree who just moved to our beautiful community, we offer a level of service and solutions designed to help you feel more confident about reaching your goals for today and down the road.
Your success is just as important to us as it is to you. That’s why our financial advisors offer such a broad range of sophisticated skill sets, including retirement planning, estate planning and tailored lending. You’ll also have Morgan Stanley’s global resources, breakthrough technology and intellectual capital working on your behalf. And since Cyber Security is so essential these days, we even brought in a former member of the NSA to elevate your protection.
Morgan Stanley’s ”client-first” culture is exemplified by our seasoned team of advisors. It’s the mission of senior management to be extremely responsive to our advisors needs and = break down many of the barriers that can stand in the way of their clients’ success. In fact, if you’re a motivated advisor, you may be surprised at all the ways we help you grow your practice.
The Carlsbad Branch is deeply involved with the community. We support the military’s stellar ASYMCA and run a toy drive for children with special needs. We’re passionate about giving back to those who have given so much to our country. That’s why we’ve provided many of their members with their first civilian jobs. In addition to our commitment to the military, you’ll also see us volunteering at the local food banks or at the various Feeding San Diego events.
Your success is just as important to us as it is to you. That’s why our financial advisors offer such a broad range of sophisticated skill sets, including retirement planning, estate planning and tailored lending. You’ll also have Morgan Stanley’s global resources, breakthrough technology and intellectual capital working on your behalf. And since Cyber Security is so essential these days, we even brought in a former member of the NSA to elevate your protection.
Morgan Stanley’s ”client-first” culture is exemplified by our seasoned team of advisors. It’s the mission of senior management to be extremely responsive to our advisors needs and = break down many of the barriers that can stand in the way of their clients’ success. In fact, if you’re a motivated advisor, you may be surprised at all the ways we help you grow your practice.
The Carlsbad Branch is deeply involved with the community. We support the military’s stellar ASYMCA and run a toy drive for children with special needs. We’re passionate about giving back to those who have given so much to our country. That’s why we’ve provided many of their members with their first civilian jobs. In addition to our commitment to the military, you’ll also see us volunteering at the local food banks or at the various Feeding San Diego events.
Services Provided
- Retirement PlanningFootnote1
- Saving for CollegeFootnote2
- Maintaining Cash Flow
- Long-term Care InsuranceFootnote3
- Traditional Investments
- Alternative InvestmentsFootnote4
- Insurance ServicesFootnote5
- Investing with ImpactFootnote6
- Legacy PlanningFootnote7
- Succession PlanningFootnote8
- Family Mission Statements
- Next Generation EducationFootnote9
- Lending SolutionsFootnote10
- Cash Management SolutionsFootnote11
Our Team at Morgan Stanley Carlsbad Branch
Alissa Faiers, CFP®
First Vice President, Business Service Manager
Jaime Bueno
Vice President, Risk Officer
Theresa Navarro
Branch Administrator
Phone:
(760) 602-3508(760) 602-3508
About Glenn Mazzone
As the Branch Manager for the Carlsbad office of Morgan Stanley, I’m fortunate to work with an amazing group of advisors and support staff who are deeply committed to our clients’ success. Carlsbad is a vibrant community, offering a diverse mix of small business owners, retirees, military veterans and families looking for innovative ways to grow and protect their wealth.
In my position, I look for uniquely creative solutions to address the challenges of our clients and advisors. I started in the Financial Services industry in 1984 doing analytic work for EF Hutton. My career has taken me from the retail side at Shearson Lehman to an FA training other FAs for Prudential. I believe that if you do right by your advisors, they’ll do right by your clients.
I’ve held many titles over the years, including Associate Complex Manager, Financial Analyst, and Regional Director of Sales and Training. Helping others is one of the joys of my profession and I always love hearing from advisors who I mentored in their early days.
I was raised on Long Island and earned a BA in accounting at Hofstra University. After that I received my MBA in Finance from New York University. I’ve been married to the same wonderful women since 1988 and we have two children. Recently, I became a grandfather to a beautiful baby girl.
I have a true passion for giving back to our community and am active in helping our military veterans in any way possible, I also volunteer with San Diego’s various food and toy drives.
In my position, I look for uniquely creative solutions to address the challenges of our clients and advisors. I started in the Financial Services industry in 1984 doing analytic work for EF Hutton. My career has taken me from the retail side at Shearson Lehman to an FA training other FAs for Prudential. I believe that if you do right by your advisors, they’ll do right by your clients.
I’ve held many titles over the years, including Associate Complex Manager, Financial Analyst, and Regional Director of Sales and Training. Helping others is one of the joys of my profession and I always love hearing from advisors who I mentored in their early days.
I was raised on Long Island and earned a BA in accounting at Hofstra University. After that I received my MBA in Finance from New York University. I’ve been married to the same wonderful women since 1988 and we have two children. Recently, I became a grandfather to a beautiful baby girl.
I have a true passion for giving back to our community and am active in helping our military veterans in any way possible, I also volunteer with San Diego’s various food and toy drives.
Securities Agent: AL, AR, AZ, CA, CT, FL, GA, HI, ID, IL, IN, MA, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OR, PA, PR, RI, SC, SD, TX, UT, VA, WA, WI, WY; Investment Advisor Representative; BM/Supervisor; General Securities Representative; Transactional Futures/Commodities; Managed Futures
About Alissa Faiers
Alissa’s role as the Business Service Officer is constantly evolving to match the growing needs of her branch and staff. In addition to handling the traditional duties of an operations manager, she develops, mentors, and coaches the entire support staff. Alissa has a passion for advancing the careers of her teammates, including identifying which licenses and accreditations they’ll need in order to reach the next level.
Alissa is a CERTIFIED FINANCIAL PLANNER™ Professional, giving her a unique insight all sides of the business. She also works with Financial Advisors to evaluate their business models, staffing needs and coaching opportunities. Alissa has a knack for interviewing and hiring the right talent. It’s a skillset that comes from having more than 17 years of experience in the financial services industry. She joined Morgan Stanley in 2016 after a 10-year career with Wells Fargo Advisors.
Alissa received a Bachelor’s degree in Political Science from the University of California, San Diego. And as a life-long San Diego native, she’s passionate about giving back to the community. She volunteers for several charities, including the Armed Services YMCA—Adopt a Family, Artwalk Carlsbad and the Agua Hedionda Lagoon Foundation.
Alissa is a CERTIFIED FINANCIAL PLANNER™ Professional, giving her a unique insight all sides of the business. She also works with Financial Advisors to evaluate their business models, staffing needs and coaching opportunities. Alissa has a knack for interviewing and hiring the right talent. It’s a skillset that comes from having more than 17 years of experience in the financial services industry. She joined Morgan Stanley in 2016 after a 10-year career with Wells Fargo Advisors.
Alissa received a Bachelor’s degree in Political Science from the University of California, San Diego. And as a life-long San Diego native, she’s passionate about giving back to the community. She volunteers for several charities, including the Armed Services YMCA—Adopt a Family, Artwalk Carlsbad and the Agua Hedionda Lagoon Foundation.
Securities Agent: CA, CO, CT, HI, ID, KY, MI, NJ, NY, OR, TX, WA, WY; Investment Advisor Representative; BM/Supervisor; General Securities Representative; Managed Futures
About Jaime Bueno
Securities Agent: CA, CT, HI, NY, OR, TN, WY; Investment Advisor Representative; BM/Supervisor; General Securities Representative
About Theresa Navarro
Theresa has over 15 years of experience in the financial services industry and has excellent client management and administrative skills across a full spectrum of operational services. As a branch administrator, she responsible for facilities and assisting the branch manager. Her positivity and willingness to go the extra mile truly makes her a fantastic asset to the Ranch Bernardo management team.
Prior to joining the Rancho Bernardo management team, Theresa worked as a Service Associate in the Carlsbad Morgan Stanley branch since 2007 where she gained vast experience in building and developing customer relationships. Theresa was an essential support liaison for multiple Morgan Stanley branches throughout San Diego County and interacted with various departments of management, support staff, and clients.
In her spare time Theresa is either out on the baseball field watching her three wonderful boys Jesse, Joey, and Jason, playing ball, or spending a family day all together with her husband of over 20 years, Juan.
Prior to joining the Rancho Bernardo management team, Theresa worked as a Service Associate in the Carlsbad Morgan Stanley branch since 2007 where she gained vast experience in building and developing customer relationships. Theresa was an essential support liaison for multiple Morgan Stanley branches throughout San Diego County and interacted with various departments of management, support staff, and clients.
In her spare time Theresa is either out on the baseball field watching her three wonderful boys Jesse, Joey, and Jason, playing ball, or spending a family day all together with her husband of over 20 years, Juan.
Interested in a Career at Morgan Stanley?
Financial Advisors
Morgan Stanley Wealth Management grants Financial Advisors access to global resources and capabilities that will take your business to the next level—and provide confidence to your clients.
Experienced Professionals
Leverage your talent, hone your skills and build a career at Morgan Stanley, where our goal is always to deliver first-class business in a first-class way.
Branch Address
5796 Armada Drive
Suite 200
Carlsbad, CA 92008
US
Branch:
(760) 931-4600(760) 931-4600
Toll-Free:
(800) 676-0460(800) 676-0460
Fax:
(760) 931-4647(760) 931-4647
1When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
2Tax laws are complex and are subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
3Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6The returns on a portfolio consisting primarily of sustainable investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Tax laws are complex and are subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
10Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
11Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
The investments and products listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments or products, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. The appropriateness of a particular investment or product will depend upon an investor's individual circumstances and objectives.
Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
© 2022 Morgan Stanley Smith Barney LLC. Member SIPC.
Awards Disclosures
2Tax laws are complex and are subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
3Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
4Alternative Investments are speculative and include a high degree of risk. An investor could lose all or a substantial amount of his/her investment. Alternative investments are appropriate only for qualified, long-term investors who are willing to forgo liquidity and put capital at risk for an indefinite period of time.
5Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.
6The returns on a portfolio consisting primarily of sustainable investments may be lower or higher than a portfolio that is more diversified or where decisions are based solely on investment considerations. Because sustainability criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria. Diversification does not guarantee a profit or protect against loss in a declining financial market.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
8Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
9Tax laws are complex and are subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Individuals should always check with their tax or legal advisor before engaging in any transaction involving 529 Plans, Education Savings Accounts and other tax-advantaged investments.
10Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
11Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
The investments and products listed may not be appropriate for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments or products, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. The appropriateness of a particular investment or product will depend upon an investor's individual circumstances and objectives.
Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
© 2022 Morgan Stanley Smith Barney LLC. Member SIPC.
Awards Disclosures
CRC 6491812 04/2024