Bradley D Thomas
Managing Director, Wealth Management, Financial Advisor, Senior Portfolio Management Director
Phone:
(972) 450-6623(972) 450-6623
Bradley D Thomas
Managing Director, Wealth Management,
Financial Advisor,
Senior Portfolio Management Director
Direct:
(972) 450-6623(972) 450-6623
Toll-Free:
(800) 527-4175(800) 527-4175
My Mission Statement
Customized investment and financial strategies for clients like you
"I need my investments to last a lifetime"
At The Thomas and Doom Group, we don't just see numbers or charts; we see individuals with dreams, families with aspirations, and businesses with potential. Our philosophy is grounded in the understanding that every financial journey is unique, and so is every solution we craft.
Your financial aspirations are personal, and we take them to heart. Drawing from our Investment Advisory and Portfolio Manager experience, we offer a hands-on approach to wealth management. Whether you're building wealth, navigating retirement transitions, or seeking optimized investment outcomes, our focus remains steady: protecting your wealth, nurturing its growth, and generating sustainable income for your present and future.
We recognize the intricacies of the financial realm and weave them into holistic 360-degree strategies. From anticipating rising healthcare costs in retirement and maximizing your social security benefits to insightful estate transferring strategies, we have you covered.
Our investment philosophies lean into deep discount, value, and contrarian themes, ensuring a diversified and resilient approach for every financial scenario.
At The Thomas and Doom Group, trust is not just earned; it's cherished. Our relationship-driven approach means we see our clients as extended family. It's about celebrating milestones together, being present during both jubilant and challenging times, and most importantly, walking this financial journey side by side.
Your financial aspirations are personal, and we take them to heart. Drawing from our Investment Advisory and Portfolio Manager experience, we offer a hands-on approach to wealth management. Whether you're building wealth, navigating retirement transitions, or seeking optimized investment outcomes, our focus remains steady: protecting your wealth, nurturing its growth, and generating sustainable income for your present and future.
We recognize the intricacies of the financial realm and weave them into holistic 360-degree strategies. From anticipating rising healthcare costs in retirement and maximizing your social security benefits to insightful estate transferring strategies, we have you covered.
Our investment philosophies lean into deep discount, value, and contrarian themes, ensuring a diversified and resilient approach for every financial scenario.
At The Thomas and Doom Group, trust is not just earned; it's cherished. Our relationship-driven approach means we see our clients as extended family. It's about celebrating milestones together, being present during both jubilant and challenging times, and most importantly, walking this financial journey side by side.
Securities Agent: TX, NC, HI, KS, IL, CT, NV, MS, IN, MI, GA, AR, WI, UT, OR, ND, FL, CO, NY, AZ, OH, WV, VA, NJ, MD, LA, AL, SD, SC, MO, ID, TN, KY, OK, NM, MN, MA, DE, CA, WA; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1398803
NMLS#: 1398803
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
The Thomas Foundation Second Chance Horse Rescue
In addition to my work with clients, I’m also passionate about the work my wife, Kim, and I do with our foundation. The Thomas Foundation Second Chance Horse Rescue was established with the aim to rescue, rehabilitate, and care for horses that are abused or scheduled for slaughter. While volunteering at a local farm animal rescue and sanctuary in 2011, we became acutely aware of the abuse and neglect faced by many animals. Immediately, we decided to take action and got our first two horses then, in less than a year, we added an additional six horses. Fortunately, we were able to rescue these horses which were seized by the sheriff for neglect.
Our Belief
We believed whole heartedly then, as now, that we had a calling to help these animals. As result, we expanded our land holdings and started taking in horses and donkeys seized by law enforcement, owner surrender, and paid for some to save them from slaughter or neglectful owners. Additionally we purchased a 70 acre ranch in Pilot Point, TX, which became our primary sanctuary location. Here we rehab, retrain and rehome when possible.
What We Strive For
We strive to put in place adoption contracts that state that any animal obtained from us cannot be sold or rehomed and that they must be returned to us if the new owners change their minds about the animal. Despite these contracts in place, it is very hard to send them off knowing of the dangers and evils that can befall them. Many of our horses have physical or emotional issues, or both, from years of mistreatment. They are often very expensive to maintain, which is why many of them were dumped by their previous owners. We believe that every animal is special and a gift from God. It does not matter to us whether or not they are sound and can be ridden like other horses. We love them all equally.
Click here to learn moreMoving to Texas
Our team can help you personally and assist with the transition from residency in another state to becoming full time Texas residents. We stand ready to help you with your questions and connect you with other local professionals if necessary to help in your transition. There are quite a few benefits to becoming a full time Texas resident, and not just the beautiful weather and great community. Please give the office a call at (972) 450-6623 and we will be happy to assist you!
Texas Domicile (Residency)
Looking to buy a home?
Want help qualifying as a Texas resident?
Need help with estate planning strategies?
Want help qualifying as a Texas resident?
Need help with estate planning strategies?
Investments, Retirement Savings, and Banking Relationships
Assist in moving accounts to Texas. We can help relieve the stress of transferring accounts.
Professional Referrals
We want to help guide you to the benefits of living in Texas. We will refer you to the correct people involving taxes, estate planning strategies, and insurance.
Financial Documents and Relationships
Moving is difficult. We want to make sure you feel secure with your documents.
Driver's License/Voting
We can help with guidance on where you can go to get a drivers license and making sure you are properly registered to vote.
More to Discuss
We would love to discuss any other topics you have in mind. Please give us a call at (972) 450-1617.
Our Process
As your dedicated wealth management team, our role is to tailor a personalized financial strategy that fits your needs. We want to help save you money, build your net worth, hit your goals, and feel comfortable with your financial decisions.
1. Discovery Process
We take the time to fully understand you and your family. Whether you’re planning for retirement, living in a new city, purchasing a home, or living out your golden years, we consider all of your challenges, goals, and aspirations when building your financial picture.
2. Forming Your Strategy
Using your life goals as our compass, we create a risk-balanced strategy which maps a clear path to achieving your success. We help analyze your income and lifestyle to identify and tailor planning techniques that are used to address your objectives.
3. Strategic and Tactical Asset Allocation
Your customized asset allocation is designed to create a sustainable lifetime income. We strategize in both long and short term planning. With daily investment monitoring, we are able to adjust and rebalance in order to create a uniquely tailored plan.
4. Implementing Your Plan
We apply extensive research and analysis, and also utilize Morgan Stanley’s full suite of resources, to ensure swift decisive action in all market scenarios.
5. Ongoing Relationship
We conduct ongoing reviews and comprehensive reporting to ensure that your strategy adapts to changing financial and family needs. We are committed to you reaching your goals. We want to create a long lasting relationship and be a source you can count on.
Awards
• Forbes Best-In-State Wealth Advisors, Texas 2020-2022
• Texas Monthly Five Star Wealth Manager Award, 2014 - 2022
• President's Council, 2010-2017, Morgan Stanley
• Director's Council, 2004-2009, Smith Barney
• Chairman's Council, 2001-2003, Smith Barney
• President's Council, 1995-2000, Smith Barney
• 40 Year Loyal Service Award, Morgan Stanley
2020, 2021, 2022 GIVEN Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded in 2020, 2021, 2022). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded in 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria. The award was not based on a specific time period.
• Texas Monthly Five Star Wealth Manager Award, 2014 - 2022
• President's Council, 2010-2017, Morgan Stanley
• Director's Council, 2004-2009, Smith Barney
• Chairman's Council, 2001-2003, Smith Barney
• President's Council, 1995-2000, Smith Barney
• 40 Year Loyal Service Award, Morgan Stanley
2020, 2021, 2022 GIVEN Forbes Best-In- State Wealth Advisors
Source: Forbes.com (Awarded in 2020, 2021, 2022). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of year prior to the issuance of the award.
2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022 Five Star Wealth Manager Award
Source: fivestarprofessional.com (Awarded in 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022) The award was determined based on an evaluation process conducted by Five-Star Professional based on objective criteria. The award was not based on a specific time period.
Modern Wealth Management Tools
Our comprehensive suite of secure digital tools are designed to help enhance every aspect of your financial life while ensuring your data is protected. Here are a few of the technologies we have to offer our clients.
Cybersecurity
At Morgan Stanley, safeguarding your assets and personal information is our top priority. We proactively defend our systems and monitor the threat landscape to help anticipate issues before they arise and respond appropriately when they do.
Learn more about how we keep your data secure
Total Tax 365
Tax management that is integrated into your investment process 365 days a year is an essential part of growing your wealth. That’s why we offer access to a broad range of tax solutions to help you maximize your after-tax wealth.
Learn more about Total Tax 365
Reserved Living & Giving
Reserved Living & Giving is a tiered complimentary loyalty program that rewards Morgan Stanley's most valued clients. The program is designed to enhance your lifestyle and relationship with the firm beyond traditional wealth management services.
Learn more about Reserved Living and Giving
LifeView
LifeView begins with a thorough understanding of you, your needs, your lifestyle, and your family. This provides our clients with comprehensive investing and planning solutions for their individual goals.
Learn more about LifeView
Morgan Stanley Online
Morgan Stanley Online (MSO) has a variety of features beyond viewing your account balance and activity that you should take advantage of. They include:
- eAuthorizations, an enhanced way to authorize transactions with one click on Morgan Stanley Online and the Morgan Stanley Mobile App.
- eDelivery, which reduces paper documents sent by mail and can protect your personal information from getting into the hands of identity thieves.
- Managing your everyday finances such as paying bills online, sending money or transferring funds.
Learn more about Morgan Stanley Online- eAuthorizations, an enhanced way to authorize transactions with one click on Morgan Stanley Online and the Morgan Stanley Mobile App.
- eDelivery, which reduces paper documents sent by mail and can protect your personal information from getting into the hands of identity thieves.
- Managing your everyday finances such as paying bills online, sending money or transferring funds.
Total Wealth View
Total Wealth View allows you to link information from your accounts at other financial institutions directly to your Morgan Stanley Online or Morgan Stanley Mobile App profile.
Integrating investment accounts is essential in developing a comprehensive plan.
Total Wealth View allows for dynamic financial planning with current information from outside accounts. It helps clients stay ahead of any unexpected surprises.
The ability to view all of your assets together provides the opportunity to advise on your Morgan Stanley accounts with your entire financial picture in mind.
Completing your financial picture with Total Wealth View gives our clients the benefit of more informed wealth planning, more secure data access, and convenient connectivity.
Learn more about Total Wealth ViewIntegrating investment accounts is essential in developing a comprehensive plan.
Total Wealth View allows for dynamic financial planning with current information from outside accounts. It helps clients stay ahead of any unexpected surprises.
The ability to view all of your assets together provides the opportunity to advise on your Morgan Stanley accounts with your entire financial picture in mind.
Completing your financial picture with Total Wealth View gives our clients the benefit of more informed wealth planning, more secure data access, and convenient connectivity.
Location
5001 Spring Valley Rd
Ste 900W
Dallas, TX 75244
US
Direct:
(972) 450-6623(972) 450-6623
Toll-Free:
(800) 527-4175(800) 527-4175
Meet My Team
Carole Grau
Portfolio Associate
Phone:
(972) 450-6629(972) 450-6629
About Bradley D Thomas
Brad Thomas is a dedicated Executive Director with a rich 40 plus year history in financial services, ensuring that your financial future is in experienced hands. Since joining Morgan Stanley in 1981, Brad has achieved the esteemed title of Senior Portfolio Management Director, a testament to his commitment to excellence.
Understanding that every client's financial journey is unique, Brad crafts tailored financial strategies aimed at wealth preservation, growth, and ensuring a comfortable retirement. He doesn't just manage your assets; he aligns your financial plan with your aspirations, challenges, and core values. Whether you're navigating wealth management, planning for retirement, considering a 401(K) rollover, or seeking experienced advice on asset and cash management, Brad is an exceptional resource.
A proud alumnus of Purdue University, Brad holds a Bachelor of Science in Management Accounting, Finance, and Marketing. Beyond his professional accolades, he's deeply rooted in the Dallas, Texas community, where he resides with his loving wife, Kim.
Together, they formed a cause close to their hearts: The Thomas Foundation Second Chance Horse Rescue. This foundation reflects their shared commitment to giving back, by rescuing and rehabilitating horses at risk. Outside of his professional and philanthropic endeavors, Brad enjoys Indy car racing, working out at the gym, seeing a Broadway musical, and watching football as a loyal Dallas Cowboys supporter. But above all, he cherishes moments spent with family and values the connections he makes within his community. When you work with Brad, you're not just gaining a financial advisor; you're partnering with someone who genuinely cares about your future and the community at large.
Understanding that every client's financial journey is unique, Brad crafts tailored financial strategies aimed at wealth preservation, growth, and ensuring a comfortable retirement. He doesn't just manage your assets; he aligns your financial plan with your aspirations, challenges, and core values. Whether you're navigating wealth management, planning for retirement, considering a 401(K) rollover, or seeking experienced advice on asset and cash management, Brad is an exceptional resource.
A proud alumnus of Purdue University, Brad holds a Bachelor of Science in Management Accounting, Finance, and Marketing. Beyond his professional accolades, he's deeply rooted in the Dallas, Texas community, where he resides with his loving wife, Kim.
Together, they formed a cause close to their hearts: The Thomas Foundation Second Chance Horse Rescue. This foundation reflects their shared commitment to giving back, by rescuing and rehabilitating horses at risk. Outside of his professional and philanthropic endeavors, Brad enjoys Indy car racing, working out at the gym, seeing a Broadway musical, and watching football as a loyal Dallas Cowboys supporter. But above all, he cherishes moments spent with family and values the connections he makes within his community. When you work with Brad, you're not just gaining a financial advisor; you're partnering with someone who genuinely cares about your future and the community at large.
Securities Agent: TX, NC, HI, KS, IL, CT, NV, MS, IN, MI, GA, AR, WI, UT, OR, ND, FL, CO, NY, AZ, OH, WV, VA, NJ, MD, LA, AL, SD, SC, MO, ID, TN, KY, OK, NM, MN, MA, DE, CA, WA; BM/Supervisor; General Securities Representative; Investment Advisor Representative; Transactional Futures/Commodities; Managed Futures
About Carole Grau
With over 45 years in the financial sector, Carole Grau has distinguished herself as a source of reliability. Partnering with Brad Thomas for 30 of those years, Carole has been instrumental in creating personalized service that revolves around you, the client.
For Carole, it's about helping ensure that every client feels secure, understood, and supported. Her commitment is showcased in her proactive and efficient response to clients' needs. Your level of comfort is her top priority, and she's always just a phone call away to offer assistance. In every interaction, Carole's principle is clear: treat every client the way she'd like to be treated, making her a genuine resource. Her dedication to excellence has earned her the Morgan Stanley's 40 Year Loyal Service Award.
Carole's roots trace back to Long Island, New York, and her educational journey led her to James Madison University in Virginia. Making Dallas her home since 1980, family values resonate deeply with her, and she takes pride in her two sons, and 2 grandchildren, and their achievements in Dallas.
When Carole is not at work, she and her husband enjoy listening to country music and exploring new places especially beach destinations. In addition, Carole stays active by participating in group exercises at LA Fitness and Club Pilates while her husband is a world competitive three event water skier and baseball player.
For Carole, it's about helping ensure that every client feels secure, understood, and supported. Her commitment is showcased in her proactive and efficient response to clients' needs. Your level of comfort is her top priority, and she's always just a phone call away to offer assistance. In every interaction, Carole's principle is clear: treat every client the way she'd like to be treated, making her a genuine resource. Her dedication to excellence has earned her the Morgan Stanley's 40 Year Loyal Service Award.
Carole's roots trace back to Long Island, New York, and her educational journey led her to James Madison University in Virginia. Making Dallas her home since 1980, family values resonate deeply with her, and she takes pride in her two sons, and 2 grandchildren, and their achievements in Dallas.
When Carole is not at work, she and her husband enjoy listening to country music and exploring new places especially beach destinations. In addition, Carole stays active by participating in group exercises at LA Fitness and Club Pilates while her husband is a world competitive three event water skier and baseball player.
Wealth Management
From My Desk
How to Take the Emotion Out of Investing
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact Bradley D Thomas today.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
3Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.
Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
