Story and Services

With our breadth of talent and wide range of skills, we serve local and global clients with sophisticated financial needs. Our clients are builders, developers, doctors, lawyers, architects, accountants, entrepreneurs, executives and scions of family wealth.

Whether you are seeking portfolio management in stocks and bonds, other alternative investments, private wealth advice, institutional investing, estate planning strategies, retirement planning, or insurance solutions, our group offers comprehensive services with depth and breadth of skills and experiences, backed by the global resources of Morgan Stanley.

We are an experienced team that is discreet and dedicated to putting our clients’ interests first. We understand the unique needs of each client whether they are U.S. or international investors and can provide tailored solutions to their needs.

Our clients can expect institutional delivery, guidance, and personal attentive service and most importantly, unfailing integrity to their best interests.
Services Include
  • Wealth Management1
  • Professional Portfolio Management2
  • Fixed Income3
  • Institutional Services
  • Cash Management4
  • Lending Products
  • Qualified Retirement Plans5
  • 401(k) Rollovers
  • Estate Planning Strategies6
  • Life Insurance7
  • Annuities8
Securities Agent: CA, CT, FL, MA, NJ, NY, PA, TX, WA; General Securities Representative; Transactional Futures/Commodities; Managed Futures
NMLS#: 1312574
Check the background of Our Firm and Investment Professional on FINRA's BrokerCheck.*
  • Experience
    Over the past twenty years, Barbara Yee has been providing clients with advice on wealth planning with a focus on wealth accumulation, legacy planning, and wealth transfer. Currently as a Senior Vice President of Wealth Management at Morgan Stanley, a Portfolio Management Director and International Client Advisor, she manages investment assets for personal wealth, trusts and private foundations, with stocks, bonds, municipal bonds, ETFs, mutual funds, hedge funds, private equities, structured products, many other alternative investments, annuities and other insurance products. She also employs a combination of professional money managers to execute her strategies to help achieve clients’ financial goals. Barbara has been awarded the Certified Financial Planner (CFP®), Chartered Financial Analyst® (CFA®), Certified Private Wealth Advisor® (CPWA®) and Chartered Retirement Plans SpecialistSM (CRPS®) professional designations. She also holds life, annuity, long-term care and disability insurance licenses.

    Prior to this role, Barbara was a senior member of the portfolio management team for a major financial institution where she helped manage a $270Bn portfolio. She earned M.S. and B.S. degrees in Chemical Engineering from Cooper Union, and her M.B.A. in finance and accounting from Columbia University’s Graduate School of Business.

    In her spare time, Barbara volunteers with several nonprofit groups and her hobbies include golf, skiing and snowboarding. She currently resides in New York City with her husband and two daughters and enjoys supporting her daughters’ interest and accomplishments in fencing.

Awards

Barbara Yee was invited to attend the 2015 Barron’s Winner’s Circle Top 100 Women Financial Advisor Summit and she was a member of the 2015 President’s Council and had been nominated for the Global Circle of Excellence with her prior firm.

In addition to being an award recipient, Barbara was one of approximately 550 financial advisors who were selected by their firms to attend the ninth annual Barron’s Top Women Advisors Summit, hosted by Barron’s magazine to promote best practices in the industry and the value of advice to the investing public.

The invitation-only conference was held at The Breakers in Palm Beach, FL from December 3rd to 5th. The exclusive conference was designed to promote best practices and generate new ideas across the industry.

Participants attended workshops, led by the Top 100 Women Financial Advisors, which explored current issues ranging from business development ideas through managing high-net-worth accounts and families to portfolio management and retirement planning.

    Location

    399 Park Ave 12th
    Fl
    New York, NY 10022
    US
    Direct:
    (212) 893-6388(212) 893-6388
    Fax:
    (929) 252-9368(929) 252-9368

    Investment and Market Perspectives

    On the Markets

    Retirement

    Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
    • 401(k) Rollovers
    • IRA Plans
    • Retirement Income Strategies
    • Retirement Plan Participants
    • Annuities
    The Simple Six-Step Retirement Checkup

    The Simple Six-Step Retirement Checkup

    Given market volatility in 2018, checking in on your retirement plan may be one of the wisest New Year’s resolutions you can make.
    Learn more about The Simple Six-Step Retirement Checkup

    Investing

    Working closely with you to guide your wealth and investments through the most challenging market cycles.
    • Asset Management
    • Wealth Planning
    • Traditional Investments
    • Alternative Investments
    • Impact Investing
    Why Financial Fitness is One of the Easier Resolutions You Can Make

    Why Financial Fitness is One of the Easier Resolutions You Can Make

    Don’t overlook resolving to focus on your finances this year. There are a number of financial New Year’s Resolutions you can make that may yield results for years to come.
    Learn more about Why Financial Fitness is One of the Easier Resolutions You Can Make

    Family

    Creating customized financial strategies for the challenges that today's families face.
    • Estate Planning Strategies
    • 529 Plans / Education Savings Planning
    • Long Term Care Insurance
    • Special Needs Planning
    • Trust Services

    Business Planning

    Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
    • Succession Planning
    • Business Planning
    • Retirement Plan Sponsors
    • Qualified Retirement Plans
    • Corporate Pension Funds
    6 Keys to Building a Startup

    6 Keys to Building a Startup

    Entrepreneurs share ideas and learnings from the experience of starting a company.
    Learn more about 6 Keys to Building a Startup

    Philanthropy

    Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
    • Endowments
    • Foundations
    • Donor Advised Funds
    • Impact Investing
    A New Roadmap for Mission Alignment

    A New Roadmap for Mission Alignment

    Non-profits, foundations and endowments need to ensure that their sources of capital are in sync with their stated goals.
    Learn more about A New Roadmap for Mission Alignment

    More from Morgan Stanley

    Access Morgan Stanley Online

    Access Morgan Stanley Online

    Morgan Stanley Online provides a comprehensive view of your assets and liabilities, projected income, breaking news, research and much more.
    Learn more about Access Morgan Stanley Online
    Reserved | Living & Giving

    Reserved | Living & Giving

    Our complimentary program for eligible clients provides you and your family with access to exclusive offers and discounts from premium travel, automotive, health and wellness, and retail brands as well as curated insights from Morgan Stanley.
    Learn more about Reserved | Living & Giving
    Sign Up for eDelivery

    Sign Up for eDelivery

    With eDelivery, you’ll have easy access to statements, trade confirmations, general correspondence and much more.
    Learn more about Sign Up for eDelivery
    Your Financial World. On the Go.

    Your Financial World. On the Go.

    With the Morgan Stanley Mobile App, you’ll have the freedom to manage your investments and instantly access a suite of personal cash management tools.
    Learn more about Your Financial World. On the Go.
    Ready to start a conversation? Contact Barbara Yee today.
    Market Information Delayed 20 Minutes
    Certified Financial Planner™ Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP® Board's initial and ongoing certification requirements.

    1Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.

    2Morgan Stanley’s investment advisory programs may require a minimum asset level and, depending on your specific investment objectives and financial position, may not be suitable for you. Please see the Morgan Stanley Smith Barney LLC program disclosure brochure (the “Morgan Stanley ADV”) for more information in the investment advisory programs available. The Morgan Stanley ADV is available at www.morganstanley.com/ADV.

    3Fixed Income investing entails credit risks and interest rate risks. When interest rates rise, bond prices generally fall.

    4Morgan Stanley Smith Barney LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Morgan Stanley Smith Barney LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

    Investment, insurance and annuity products offered through Morgan Stanley Smith Barney LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

    5Tax laws are complex and subject to change. Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice and are not “fiduciaries” (under ERISA, the Internal Revenue Code or otherwise) with respect to the services or activities described herein except as otherwise provided in writing by Morgan Stanley and/or as described at www.morganstanley.com/disclosures/dol . Individuals are encouraged to consult their tax and legal advisors (a) before establishing a retirement plan or account, and (b) regarding any potential tax, ERISA and related consequences of any investments made under such plan or account.

    6Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

    7Insurance products are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

    8Annuities are offered in conjunction with Morgan Stanley Smith Barney LLC’s licensed insurance agency affiliates.

    The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

    Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.

    The securities/instruments, services, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.

    Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.

    The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.

    *References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.


    CRC 2019752 10/2018