Alix Alexis, CFP®
Financial Advisor, First Vice President, Global Sports and Entertainment Director
Phone:
(954) 476-4021(954) 476-4021
Alexis Tranquille Nguyen Group at Morgan Stanley
Direct:
(954) 476-4022(954) 476-4022
Our Mission Statement
At the Alexis Tranquille and Nguyen Group, we'll place you at the center of the wealth management process as we work together to design a goals-based financial approach to help you reach the goals that matter most to you.
Our Story and Services
At the Alexis Tranquille Nguyen Group, helping our clients achieve financial success is our first priority. As your team of financial advisors, we have experience with the unique challenges, styles, and strategies that may come along with your circumstance. We will work with you to preserve and grow your wealth and help to simplify the complexities that accompany your financial planning journey.
Behind us stands Morgan Stanley’s broader firm, which serves many of the world’s most sophisticated investors and has meaningful intelligence about every major asset class and a presence in every major market. Our firm is one of the nation’s leading firms to help clients with their personal wealth.
Whether you’re looking to plan for retirement, your kids’ college education, your eventual business sale or transition, or your career going into or retiring out of a professional sport, we’re here to learn about you and help you develop a tailored roadmap designed to get you to where you want to go.
Behind us stands Morgan Stanley’s broader firm, which serves many of the world’s most sophisticated investors and has meaningful intelligence about every major asset class and a presence in every major market. Our firm is one of the nation’s leading firms to help clients with their personal wealth.
Whether you’re looking to plan for retirement, your kids’ college education, your eventual business sale or transition, or your career going into or retiring out of a professional sport, we’re here to learn about you and help you develop a tailored roadmap designed to get you to where you want to go.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
Understand, Advise, Deliver... Succeed
It's a widely held misperception that professional athletes and entertainers enjoy access to endless streams of cash. Though some superstars strike it rich, it's important to be prepared for unpredictable outcomes. Our team helps young athletes grow and protect their wealth for long-term planning.
Above all, we strive to get to know you and protect not just you but those who are important to you.
You're Unique, We Know Why
From your variable income streams to your taxes, from your obligations to your aspirations, "typical" is not part of your vocabulary. You need distinctive financial strategies that match your lifestyle and career trajectory.
Concentrated Experience in Capable Hands
As a Global Sports & Entertainment Director, our broader GSE organization was developed to respond to the specific needs of sports and entertainment professionals at every stage of their careers. We understand your unique financial opportunities and challenges.
Tailored Advice to Meet Your Objectives
You can leverage us and the vast resources of Morgan Stanley to address any objective, from building and preserving wealth, to starting a philanthropic foundation, to expanding your brand. Whatever aspirations you may have for yourself and your family, we present strategies, products, and services customized to help you reach your goals, your way.
The Power of a Team
We will routinely work in collaboration with other trusted advisors to guide financial decision-making. We support and respect your personal confidants, combining our strengths to help you succeed.
For many business owners, the eventual sale of their business is an integral part of their financial planning. Though it may seem obvious that leaving enough time to plan and having an adequate plan in place are two key factors in determining transition success, only 27% of family business owners say they have a robust business succession plan. As with the rest of your finances, it is important to construct a roadmap for your business and ensure that it is aligned with your personal aspirations.
Source: https://www.businesswire.com/news/home/20230321005177/en/New-Survey-Explores-State-of-U.S.-Family-Owned-Businesses
Determining Your Goal
Where do you want to be in three, five, or ten years? Do you want to remain involved, and if so, at what capacity?
Transitioning depends a lot on your situation. During our discovery conversation, we will be able to articulate your objectives.
Assembling Your Team
You may want to engage outside help as you navigate, including legal counsel, an accountant, an investment banker, and, of course, your financial advisor team. We're here to understand your business succession in the context of your holistic picture.
Gauging Value
Reaching a conclusion on how much your business is worth can be very difficult. In coordination with your assembled team, we can begin to explore this process together.
Maintaining Other Plans
Though developing a course to follow is important for your business, it's also important to keep an eye on the rest of your plans. We will be able to discuss your retirement goals and whatever you would like to accomplish once you've completed your transition.
MODERN WEALTH MANAGEMENT TOOLS AND RESOURCES
Morgan Stanley's comprehensive suite of digital resources has carefully been designed to help enhance each aspect of your financial portfolio. Take some time to learn about some of the many Modern Wealth Management resources that we offer to our clients.
Morgan Stanley Online
Your investments and everyday finances are always just a few clicks away with Morgan Stanley Online (MSO) and the Morgan Stanley mobile app! Access your finances and invest in an instant with the help of this handy resource that is available 24/7.
Total Wealth View
Complete your financial profile with Total Wealth View. By linking your external account information you will benefit from more educated and holistic wealth planning, along with convenient connectivity.
Portfolio Risk Platform
Morgan Stanley's Portfolio Risk Platform is powered by BlackRock's Aladdin risk engine, a state-of-the-art, innovative risk engine used by several of the world's largest institutional asset managers. Providing you with comprehensive risk analytics and a sophisticated view of the risk/return dichotomy across your financial portfolios. This helpful tool can assist you in making educated investment decisions with increased confidence.
MS Reserved
Reserved Living & Giving is a tiered complimentary loyalty program that rewards clients with over one million dollars in assets and liabilities invested at the firm. The program is designed to enhance your lifestyle and relationship with the firm beyond traditional wealth management services.
Location
1200 South Pine Island Road
Suite 800
Plantation, FL 33324
US
Direct:
(954) 476-4022(954) 476-4022
Meet Alexis Tranquille Nguyen Group
Linh Nguyen, CEPA®
Financial Advisor, Financial Planning Specialist
Phone:
(954) 476-4022(954) 476-4022
Vladimir Tranquille, CIMA®, QPFC
Financial Advisor, Financial Planning Specialist
Phone:
(954) 476-4023(954) 476-4023
Ethan Bashan
Registered Client Service Associate
Phone:
(954) 476-4024(954) 476-4024
About Alix Alexis
Alix is a Financial Advisor with the Alexis Tranquille Nguyen Group at Morgan Stanley. He works with a diverse background of clients including corporate executives, medical professionals, attorneys, and small business owners. Alix also focuses on working with young professional athletes and entrepreneurs as they navigate the life of “new wealth”: He helps them make smart decisions around growing their money and brand over time.
Alix has been in the financial services industry since 2009, when he started his career in banking. He leverages his experience in finance, banking, lending, insurance, and investment advisory to look at the whole financial picture when guiding his clients with their personal and business goals. Alix also acts as the point person for many of his clients’ financial decisions, as he often collaborates with their attorney, CPA, business partners, and family members in multi-generational relationships. Truly, Alix enjoys working one on one with each person involved in the development of long-term financial strategies and in the decision-making process.
Alix and his wife are raising three young children and currently split their time throughout the year between his hometown of Fort Lauderdale, FL and Vienna, VA in the DC Metro Area. He enjoys playing golf, basketball, and spending quality time with family, friends, and clients.
Alix has been in the financial services industry since 2009, when he started his career in banking. He leverages his experience in finance, banking, lending, insurance, and investment advisory to look at the whole financial picture when guiding his clients with their personal and business goals. Alix also acts as the point person for many of his clients’ financial decisions, as he often collaborates with their attorney, CPA, business partners, and family members in multi-generational relationships. Truly, Alix enjoys working one on one with each person involved in the development of long-term financial strategies and in the decision-making process.
Alix and his wife are raising three young children and currently split their time throughout the year between his hometown of Fort Lauderdale, FL and Vienna, VA in the DC Metro Area. He enjoys playing golf, basketball, and spending quality time with family, friends, and clients.
Securities Agent: DC, UT, MO, IN, FL, NV, NE, CT, CO, CA, PA, LA, WA, TX, OH, NY, MA, IL, KY, MI, SC, NJ, AZ, AL, WV, MD, DE, VA, TN, NC, GA; General Securities Representative; Investment Advisor Representative
NMLS#: 572988
NMLS#: 572988
About Linh Nguyen
Linh is a Financial Advisor with the Alexis Tranquille Nguyen Group at Morgan Stanley. As the relationship manager for the team, she is responsible for maintaining client relations and daily operational excellence of the practice. She prides herself in the customized solutions she provides to her clients as she leverages the vast resources of the firm and help deliver the best outcome.
Linh has been in the financial services industry since 2008. Through her experience in banking, lending, and wealth management, she has developed a great ability to listen, understand and resolve clients’ needs. Linh’s business acumen and caring personality formidably set her apart as they help foster deeper connections with clients.
Linh was born in Lancaster, PA and currently resides in Ft. Lauderdale, FL. She is of Vietnamese descent and speaks Vietnamese fluently. In her spare time Linh loves spending quality time with family and friends. She also enjoys cooking a variety of Asian foods and learning about the skincare industry.
Linh has been in the financial services industry since 2008. Through her experience in banking, lending, and wealth management, she has developed a great ability to listen, understand and resolve clients’ needs. Linh’s business acumen and caring personality formidably set her apart as they help foster deeper connections with clients.
Linh was born in Lancaster, PA and currently resides in Ft. Lauderdale, FL. She is of Vietnamese descent and speaks Vietnamese fluently. In her spare time Linh loves spending quality time with family and friends. She also enjoys cooking a variety of Asian foods and learning about the skincare industry.
Securities Agent: OH, DC, UT, TN, WA, PA, GA, FL, CA, AZ, MA, IN, TX, CO, WV, NY, MD, LA, KY, DE, CT, MI, SC, NJ, VA, NV, NE, NC, IL; General Securities Representative; Investment Advisor Representative
NMLS#: 610182
NMLS#: 610182
About Vladimir Tranquille
Vladimir Tranquille is a Financial Advisor with the Alexis Tranquille Nguyen Group at Morgan Stanley.
For the team, Vlad is responsible for financial and retirement planning as well as portfolio construction and implementation.
He strives to provide a comprehensive experience while helping to simplify the complexities of wealth management for his clients. The experience is intended to provide clients with resources and capacity to give significant time back into their lives. For Vlad, the business goes beyond the transactional component. With a focus on building meaningful relationships, Vlad strives to deliver multiple touches to his clients, providing market and economic commentary, portfolio review, as well as educational and appreciative events throughout the course of the year.
Vlad started in the financial services industry in 2018. Beforehand, he attended Johnson & Wales University for both his undergraduate and graduate degrees, studying Business Administration and Finance respectively. A student to life, Vlad is driven to continue his learning on a consistent basis. Passionate about his work, he sees it as a fulfilling and gratifying opportunity to play a pivotal role in helping clients reach financial success. His current work was largely inspired by an unfortunate experience he had at a young age when his family suffered financial difficulties from an investment loss.. As a result, Vlad felt compelled to understand economics, money management and to become a financial advisor.
Vlad has been married to his lovely wife for 2 years and they reside in Sunny Isles Beach, FL. Outside of the office, Vlad is a past Board Member for HACCOF (Haitian American Chamber of Commerce of Florida) and also dedicates time and resources to Broward Partnership, a homeless shelter. When not with his family, you may catch Vlad playing basketball, or golfing.
For the team, Vlad is responsible for financial and retirement planning as well as portfolio construction and implementation.
He strives to provide a comprehensive experience while helping to simplify the complexities of wealth management for his clients. The experience is intended to provide clients with resources and capacity to give significant time back into their lives. For Vlad, the business goes beyond the transactional component. With a focus on building meaningful relationships, Vlad strives to deliver multiple touches to his clients, providing market and economic commentary, portfolio review, as well as educational and appreciative events throughout the course of the year.
Vlad started in the financial services industry in 2018. Beforehand, he attended Johnson & Wales University for both his undergraduate and graduate degrees, studying Business Administration and Finance respectively. A student to life, Vlad is driven to continue his learning on a consistent basis. Passionate about his work, he sees it as a fulfilling and gratifying opportunity to play a pivotal role in helping clients reach financial success. His current work was largely inspired by an unfortunate experience he had at a young age when his family suffered financial difficulties from an investment loss.. As a result, Vlad felt compelled to understand economics, money management and to become a financial advisor.
Vlad has been married to his lovely wife for 2 years and they reside in Sunny Isles Beach, FL. Outside of the office, Vlad is a past Board Member for HACCOF (Haitian American Chamber of Commerce of Florida) and also dedicates time and resources to Broward Partnership, a homeless shelter. When not with his family, you may catch Vlad playing basketball, or golfing.
Securities Agent: KY, DE, DC, CA, OH, NY, NV, NC, WV, MI, TN, IN, VA, CO, AZ, PA, GA, TX, MA, LA, WA, NJ, MD, UT, SC, NE, IL, CT, FL; General Securities Representative; Investment Advisor Representative
NMLS#: 1956599
NMLS#: 1956599
Contact Alix Alexis
Contact Linh Nguyen
Contact Vladimir Tranquille
Wealth Management
Global Investment Office
Portfolio Insights
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Rational Investing in an Age of Uncertainty
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Ready to start a conversation? Contact Alexis Tranquille Nguyen Group today.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
1Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
5When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
7Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
https://www.morganstanley.com/disclaimers/mswm-email.html. Any profiles and associated content are for U.S. residents only.
The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
CFP Board owns the marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures | Morgan Stanley
CRC 4665150 (8/2025)
