Erik Johnson, CRPC®
Senior Vice President, Wealth Management, Financial Advisor, Family Wealth Advisor, Alternative Investments Director
Phone:
(253) 874-9998(253) 874-9998
The Blackbriar Group at Morgan Stanley
Direct:
(253) 874-9998(253) 874-9998
Toll-Free:
(844) 459-2870(844) 459-2870
Industry Award WinnerOur Mission Statement
To deliver personal service and tailored financial solutions that are designed to help simplify your life, so you may enjoy the wealth you’ve worked so hard to create.
Our Story and Services
As the financial world becomes more complex, careful planning and tailored, objective advice becomes even more important to achieving your life goals.
At The Blackbriar Group, we offer a personalized approach to family wealth management. As our name implies, we focus on finding solutions to help simplify your financial life, so you can spend more time enjoying the wealth you’ve worked so hard to achieve.
For more than 53 collective years*, we have been serving the specialized needs of financially successful families, professionals and business owners locally and across the country. We are a family financial advisory practice, offering the continuity and balance of perspectives that help you, your parents and your children make more informed, confident decisions about your wealth.
We believe wealth is about more than your investment portfolio. It’s about your life and the people, passions and pursuits that give your life purpose. Our consultative approach focuses on your full financial picture – from putting your children through college and preparing for retirement to caring for aging parents and legacy planning.
When you work with us, you experience a fully-engaged standard of care that prioritizes your best interests and reflects your family values. We are proud of the “high-touch” service we provide and welcome the opportunity to deliver this same level of excellence to you and your family.
*Erik Johnson became a Financial Advisor in 1994 and Ryan Harrigan became a Financial Advisor in 2001.
At The Blackbriar Group, we offer a personalized approach to family wealth management. As our name implies, we focus on finding solutions to help simplify your financial life, so you can spend more time enjoying the wealth you’ve worked so hard to achieve.
For more than 53 collective years*, we have been serving the specialized needs of financially successful families, professionals and business owners locally and across the country. We are a family financial advisory practice, offering the continuity and balance of perspectives that help you, your parents and your children make more informed, confident decisions about your wealth.
We believe wealth is about more than your investment portfolio. It’s about your life and the people, passions and pursuits that give your life purpose. Our consultative approach focuses on your full financial picture – from putting your children through college and preparing for retirement to caring for aging parents and legacy planning.
When you work with us, you experience a fully-engaged standard of care that prioritizes your best interests and reflects your family values. We are proud of the “high-touch” service we provide and welcome the opportunity to deliver this same level of excellence to you and your family.
*Erik Johnson became a Financial Advisor in 1994 and Ryan Harrigan became a Financial Advisor in 2001.
Forbes Best-In-State Wealth Management Teams
- Source: Forbes.com (Jan 2025) 2025 Forbes Best-In-State Wealth Management Teams ranking awarded in 2025. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) for the period from 3/31/23–3/31/24.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck.*
What Sets Us Apart
We come to work every day focused on helping make a real difference your life. The following core values serve as the cornerstone of our practice and underscore our commitment to an exceptional client experience.
A Deep Passion for Helping Others
You work hard to build wealth in pursuit of a meaningful life and your achievements reflect substantial effort. We work just as hard on your behalf, committing our experience, skills and insights to helping you achieve your particular goals. Every decision we make together will be focused on doing the right thing for you. We help simplify your financial life, offering solutions for your consideration with unbiased and objective advice.
We Treat You Like Family
We are dedicated to building deep relationships, based on trust and integrity. We do this by working with a select group of clients who value our depth of knowledge in providing comprehensive solutions that go well beyond investments. The bonds we form are fundamental to our mission, and it is our intention that they span generations. In fact, some of our clients have been with us for nearly three decades.
A Team Approach
You deserve the best advice possible. As a result, we have assembled a team of highly skilled professionals whose number one priority is you and your family. We work in collaboration with your accountant and estate planning attorney to gain the precise knowledge needed to effectively manage all aspects of your wealth.
Your Single Source for Personalized Financial Solutions
Our goal is to offer advice and service before you know you need it and to respond to every request or question immediately. We take the time to ensure you understand all your options and how each option impacts your overall financial picture. Whether you need assistance with asset protection strategies or income planning, we want to be your first phone call for any financial decision.
Helping Reach Your Goals
We are an experienced team of professionals focused on the disciplines of financial planning and investment management with an enduring commitment to exceptional client service each step of the way.
Step 1: Initial Conversation
We begin with an informal discussion to understand your financial concerns and determine how we can help add value to your situation. As we agree to move forward, we’ll schedule our next meeting and request important information about your finances (our input form is located in our “Knowledge Center” tab.)
Step 2: Face-to-Face Meeting
We continue the dialogue by fostering an in-depth conversation where we learn about the values that shape your decisions, review the information you’ve prepared and begin to define your priorities.
Step 3: Analysis and Strategy Development
Here, we utilize both strategic and technical financial planning tools to develop a personalized and detailed strategy to answer such important questions as “Can I retire in my current lifestyle?”, “What is my net worth?”, and “Do I have enough insurance?” This information serves as the foundation for building your initial plan, as well as future investment decisions.
Step 4: Recommendations and Implementation
In this step, we present investment options that, once executed, are designed to work together in an effort to achieve your goals and preserve your wealth. Upon your approval, we’ll execute the investment strategies and begin to implement the other wealth management recommendations we discussed. These often encompass risk management, as well as estate planning, trust and philanthropic strategies.
Step 5: Service, Service, Service
Committed to a premium client experience, we focus on developing a relationship that can provide value to you and your family. As we begin to implement each strategy, you’ll work directly with our dedicated team of professionals. We have designed a “high touch” client experience to welcome you to the Blackbriar Group family.
Giving Back
At The Blackbriar Group, we are a closely-knit team of seasoned professionals. We value loyalty to each other and to the individuals, families and organizations we serve every day. We have deep roots in our community and a deeper commitment to sustaining its character for future generations.
Through a variety of collaborative efforts, we are highly engaged in creating a better and brighter future. Our relationships with various organizations supports important initiatives and causes – ranging from education and business development to healthcare, social justice and youth programs.
How We Support Our Communities
Collectively and individually, we serve a number of vital organizations that include:
- John F. Kennedy Catholic High School Endowment Committee
- Friends United to Shelter the Indigent Oppressed and Needy (FUSION)
- Tacoma Rescue Mission
- Food Lifeline
- Orion Industries
- Federal Way Public Schools
- The Genesis Project
- Kent Public Schools
- Federal Way Community Caregivers Network
Morgan Stanley’s culture of global citizenship is something we embrace locally by leveraging our global resources in the communities where we do business. The firm invests in children’s health initiatives along with education, diversity and cultural programs that better our people and society. We are proud to be members of the Morgan Stanley family and carry on the firm’s philanthropic tradition.
Through a variety of collaborative efforts, we are highly engaged in creating a better and brighter future. Our relationships with various organizations supports important initiatives and causes – ranging from education and business development to healthcare, social justice and youth programs.
How We Support Our Communities
Collectively and individually, we serve a number of vital organizations that include:
- John F. Kennedy Catholic High School Endowment Committee
- Friends United to Shelter the Indigent Oppressed and Needy (FUSION)
- Tacoma Rescue Mission
- Food Lifeline
- Orion Industries
- Federal Way Public Schools
- The Genesis Project
- Kent Public Schools
- Federal Way Community Caregivers Network
Morgan Stanley’s culture of global citizenship is something we embrace locally by leveraging our global resources in the communities where we do business. The firm invests in children’s health initiatives along with education, diversity and cultural programs that better our people and society. We are proud to be members of the Morgan Stanley family and carry on the firm’s philanthropic tradition.
Events
Financial education can lead to better understanding of how to manage your assets and protect your family. Throughout the year, we host a number of activities that focus on all aspects of your life. Our ultimate goal is to help simplify your life and strengthen your family’s financial security.
We look forward to seeing you at our upcoming events. Please check back regularly for updates on additional activities we hold throughout the year.
We look forward to seeing you at our upcoming events. Please check back regularly for updates on additional activities we hold throughout the year.
Understanding Social Security and Medicare
Join us for this opportunity to explore more about Social Security and Medicare and how these programs may affect you.
July 30th, 2025
5-7 pm PST
Location:
Tacoma Country and Golf Club
13204 Country Club Drive
Lakewood, WA 98498
RSVP by July 23rd, 2025
Claudia Roberts
Team Administrator
253-593-6087
claudia.roberts@morganstanley.com
InvitationJuly 30th, 2025
5-7 pm PST
Location:
Tacoma Country and Golf Club
13204 Country Club Drive
Lakewood, WA 98498
RSVP by July 23rd, 2025
Claudia Roberts
Team Administrator
253-593-6087
claudia.roberts@morganstanley.com
Location
1301 A Street
Suite 300
Tacoma, WA 98402
US
Direct:
(253) 874-9998(253) 874-9998
Toll-Free:
(844) 459-2870(844) 459-2870
Meet The Blackbriar Group
Phone:
(253) 874-9963(253) 874-9963
Shawn R. Given
Client Service Associate
Phone:
(253) 593-5023(253) 593-5023
Samuel Snow
Registered Client Service Associate
Phone:
(253) 874-9961(253) 874-9961
Claudia Roberts
Team Administrator
Phone:
(253) 593-6087(253) 593-6087
About Erik Johnson
Erik D. Johnson CRPC® - Senior Vice President - Wealth Management, Family Wealth Advisor, Financial Advisor
A seasoned professional for more than 29 years, Erik enjoys working with financially successful individuals and families, providing personalized advice through a disciplined wealth management approach. His extensive financial background enables him to help clients achieve their retirement goals, while building a diversified investment portfolio.
A graduate of the University of Washington where he earned his B.A. degree in Economics, Erik began his career in financial services in 1991 as an intern at Merrill Lynch. It is here where he first met Ken Schiewetz. Erik and Ken formalized their partnership – The Schiewetz, Johnson Group – in 1997. Twenty years later, they joined Morgan Stanley and have been valuable members of the firm ever since. Over the past two years, they have expanded their practice to include industry veteran Financial Advisors, Michael Hart and Ryan Harrigan, branding their new team The Blackbriar Group to recognize how they work together to find some of the best solutions for today’s thorny thicket of financial challenges.
Throughout his career, Erik has developed a strong understanding of economics and is well versed in the equity and fixed income markets. He has cultivated skills in active and passive investing, alternative investments, and tax-efficient investing. By advising his clients on how to help effectively grow, preserve, and transition their wealth, he has earned a reputation for being a valued advisor.
Erik’s desire to help others is equaled only by his dedication to his community and his family. Over the years, he has been active with many organizations, including Friends United to Shelter the Indigent Oppressed and Needy (F.U.S.I.O.N.) and the Federal Way Community Caregivers Network. He is a current member of the John F. Kennedy Catholic High School Endowment Committee.
Erik and Jennifer, his wife of 24 years, live in Federal Way with their two children. In his free time, he enjoys road racing bicycles for a Morgan Stanley sponsored cycling team, and travelling with his family.
A seasoned professional for more than 29 years, Erik enjoys working with financially successful individuals and families, providing personalized advice through a disciplined wealth management approach. His extensive financial background enables him to help clients achieve their retirement goals, while building a diversified investment portfolio.
A graduate of the University of Washington where he earned his B.A. degree in Economics, Erik began his career in financial services in 1991 as an intern at Merrill Lynch. It is here where he first met Ken Schiewetz. Erik and Ken formalized their partnership – The Schiewetz, Johnson Group – in 1997. Twenty years later, they joined Morgan Stanley and have been valuable members of the firm ever since. Over the past two years, they have expanded their practice to include industry veteran Financial Advisors, Michael Hart and Ryan Harrigan, branding their new team The Blackbriar Group to recognize how they work together to find some of the best solutions for today’s thorny thicket of financial challenges.
Throughout his career, Erik has developed a strong understanding of economics and is well versed in the equity and fixed income markets. He has cultivated skills in active and passive investing, alternative investments, and tax-efficient investing. By advising his clients on how to help effectively grow, preserve, and transition their wealth, he has earned a reputation for being a valued advisor.
Erik’s desire to help others is equaled only by his dedication to his community and his family. Over the years, he has been active with many organizations, including Friends United to Shelter the Indigent Oppressed and Needy (F.U.S.I.O.N.) and the Federal Way Community Caregivers Network. He is a current member of the John F. Kennedy Catholic High School Endowment Committee.
Erik and Jennifer, his wife of 24 years, live in Federal Way with their two children. In his free time, he enjoys road racing bicycles for a Morgan Stanley sponsored cycling team, and travelling with his family.
Securities Agent: ND, AZ, WA, IN, GA, AR, SD, OH, NJ, MS, FL, DE, WI, MT, KS, IL, UT, TX, NV, MA, CO, CA, AK, OR, NY, RI, MO, MN, VA, SC, HI, NC, KY, WY, PR, PA, NM, NE, ID; BM/Supervisor; General Securities Representative; Investment Advisor Representative
NMLS#: 526735
CA Insurance License #: 0E72554
NMLS#: 526735
CA Insurance License #: 0E72554
About Ryan Harrigan
A seasoned financial professional with more than 24 years of experience, Ryan Harrigan brings a thoughtful, client-first approach to wealth management. As a First Vice President and Financial Advisor at Morgan Stanley, Ryan takes pride in helping individuals and families make well-informed decisions about their financial future, with a particular focus on retirement planning. His CFP designation reflects his commitment to delivering comprehensive, high-quality advice.
Ryan earned his Bachelor of Arts in Business Administration from Washington State University and began his financial services career at Morgan Stanley in June of 2001. Ryan transitioned to the Federal Way Branch in 2020 to join the Blackbriar Group with Erik Johnson. Now located in the Tacoma office, Ryan continues to serve as a core member of the team, helping clients navigate today's evolving financial landscape with care, discipline, and long-term perspective.
Ryan's practice centers around holistic financial planning with experience in retirement strategies, wealth preservation, and intergenerational planning. He blends analytical rigor with a genuine interest in his clients' lives and goals, always working to deliver practical personalized solutions. His dedication to his clients and his community has earned him the trust of many long-standing relationships.
Born in Richland, Washington, and raised in Spokane, Ryan now resides in Maple Valley. Outside of the office his greatest joy is spending time with his family, especially watching his three kids, Jackson, Madi, and Carter, play sports. He's an avid fan of Seattle's professional teams, holding season tickets for the Seattle Mariners, and a proud supporter of WSU athletics. Ryan volunteers as a financial counselor, offering guidance and education to individuals in need.
Ryan earned his Bachelor of Arts in Business Administration from Washington State University and began his financial services career at Morgan Stanley in June of 2001. Ryan transitioned to the Federal Way Branch in 2020 to join the Blackbriar Group with Erik Johnson. Now located in the Tacoma office, Ryan continues to serve as a core member of the team, helping clients navigate today's evolving financial landscape with care, discipline, and long-term perspective.
Ryan's practice centers around holistic financial planning with experience in retirement strategies, wealth preservation, and intergenerational planning. He blends analytical rigor with a genuine interest in his clients' lives and goals, always working to deliver practical personalized solutions. His dedication to his clients and his community has earned him the trust of many long-standing relationships.
Born in Richland, Washington, and raised in Spokane, Ryan now resides in Maple Valley. Outside of the office his greatest joy is spending time with his family, especially watching his three kids, Jackson, Madi, and Carter, play sports. He's an avid fan of Seattle's professional teams, holding season tickets for the Seattle Mariners, and a proud supporter of WSU athletics. Ryan volunteers as a financial counselor, offering guidance and education to individuals in need.
Securities Agent: SD, AR, PA, NY, OH, NC, MT, FL, CO, CA, TX, NM, KS, NJ, ID, UT, MA, IN, DE, WY, HI, AZ, AK, WA, GA, SC, NV, OR, MN, DC, ND, MO, KY, TN, IL, VA; General Securities Representative; Investment Advisor Representative; Managed Futures
NMLS#: 1290427
CA Insurance License #: 012210
NMLS#: 1290427
CA Insurance License #: 012210
About Shawn R. Given
Shawn Given is a seasoned Client Service Associate at Morgan Stanley, known for her commitment to enhancing communication and team efficiency. Shawn brings deep industry knowledge and a steady, client-first mindset to her role.
With three decades of experience in the financial services industry, Shawn has built a career grounded in service and long-term client relationships. She has spent the past 20 years at Morgan Stanley, where her experience and institutional knowledge continues to be a valued asset.
As a Client Service Associate, Shawn supports both clients and advisors by ensuring smooth processes and timely communication. Her goal is to continue improving how clients experience the firm.
Outside of the office, Shawn enjoys spending quality time with her family, especially her granddaughters.
With three decades of experience in the financial services industry, Shawn has built a career grounded in service and long-term client relationships. She has spent the past 20 years at Morgan Stanley, where her experience and institutional knowledge continues to be a valued asset.
As a Client Service Associate, Shawn supports both clients and advisors by ensuring smooth processes and timely communication. Her goal is to continue improving how clients experience the firm.
Outside of the office, Shawn enjoys spending quality time with her family, especially her granddaughters.
About Samuel Snow
Sam Snow is a Registered Client Service Associate at Morgan Stanley, committed to delivering exceptional client support while deepening his experience in investment management. Known for his professionalism and strong communication skills, Sam plays a key role in ensuring a seamless experience for clients and advisors alike.
Originally from Shoreline, Washington, Sam earned a B.A. in Accounting and Economics from Western Washington University in Bellingham. He began his career in financial services at Morgan Stanley in March of 2021, and quickly established himself through his dedication and drive.
At Morgan Stanley, Sam provides critical administrative and operational support, specializing in client service and the execution of investment transactions. He holds both the Series 7 and Series 66 licenses, which he earned in his first year at the firm. Sam is currently focused on expanding his knowledge of investments and working toward a future role as a Portfolio Associate.
Outside the office, Sam enjoys staying active, exploring the Pacific Northwest, and continuing to grow personally and professionally through reading and industry research. He values time with family and friends and brings the same energy and curiosity from his work into his everyday life.
Originally from Shoreline, Washington, Sam earned a B.A. in Accounting and Economics from Western Washington University in Bellingham. He began his career in financial services at Morgan Stanley in March of 2021, and quickly established himself through his dedication and drive.
At Morgan Stanley, Sam provides critical administrative and operational support, specializing in client service and the execution of investment transactions. He holds both the Series 7 and Series 66 licenses, which he earned in his first year at the firm. Sam is currently focused on expanding his knowledge of investments and working toward a future role as a Portfolio Associate.
Outside the office, Sam enjoys staying active, exploring the Pacific Northwest, and continuing to grow personally and professionally through reading and industry research. He values time with family and friends and brings the same energy and curiosity from his work into his everyday life.
About Claudia Roberts
Claudia Roberts is a dedicated Team Administrator known for her reliability and supportive presence within the team. With a passion for fostering smooth day-to-day operations, she brings years of experience and a thoughtful, grounded approach to her work.
Claudia was born and raised in Flushing, Queens, and graduated from the University of Washington in 1999. Her early professional years were shaped by a strong foundation in administrative coordination, eventually leading to her current role.
As a Team Administrator, Claudia plays a vital role in keeping team logistics on track, managing schedules, organizing documentation, and ensuring consistent internal communication. Her attention to detail and calm demeanor make her an invaluable asset to her colleagues.
Outside of work, Claudia has a deep appreciation for geology and alternative medicine. She enjoys reading, crocheting, and bird watching, often spending time outdoors or exploring new ideas through her hobbies.
Claudia was born and raised in Flushing, Queens, and graduated from the University of Washington in 1999. Her early professional years were shaped by a strong foundation in administrative coordination, eventually leading to her current role.
As a Team Administrator, Claudia plays a vital role in keeping team logistics on track, managing schedules, organizing documentation, and ensuring consistent internal communication. Her attention to detail and calm demeanor make her an invaluable asset to her colleagues.
Outside of work, Claudia has a deep appreciation for geology and alternative medicine. She enjoys reading, crocheting, and bird watching, often spending time outdoors or exploring new ideas through her hobbies.
Contact Erik Johnson
Contact Ryan Harrigan
Awards and Recognition
Forbes Best-In-State Wealth Management Teams
Forbes Best-In-State Wealth Management Teams Source: Forbes (Awarded Jan 2025) Data compiled by SHOOK Research LLC based for the period 3/31/23-3/31/24.
Wealth Management
Global Investment Office
Portfolio Insights
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Business Planning
Helping you on key aspects of your business such as ownership, liquidity and developing opportunities.
- Succession Planning
- Business Planning
- Qualified Retirement Plans
Financial Planning for Life After Selling a Business
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Family
Creating customized financial strategies for the challenges that today’s families face.
- Estate Planning Strategies
- 529 Plans / Education Savings Planning
- Long Term Care Insurance
- Special Needs Planning
- Trust Services
529 Plans: A Powerful Tool to Save for Education
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Investing
Working closely with you to guide your wealth and investments through the most challenging market cycles.
- Asset Management
- Wealth Planning
- Traditional Investments
- Alternative Investments
- Impact Investing
Retirement
Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come.
- 401(k) Rollovers
- IRA Plans
- Retirement income strategies
- Retirement plan participants
- Annuities
A Simple Six-Step Retirement Checkup
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Philanthropy
Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth.
- Endowments
- Foundations
- Donor Advised Funds
- Impact Investing
Financial Wellness
Enhancing Financial Wellness enables your workforce to do their best work. Companies that invest in financial wellness have an opportunity to:
- Reduce employee stress,
- Improve retention and engagement, and
- Set themselves apart by offering comprehensive financial wellness benefits.
Wealth Management for Athletes and Entertainers
Understanding the unique financial challenges of athletes and entertainers and how they differ from one profession to the next, we deliver the experience and resources you need to help create and implement a comprehensive, multigenerational wealth management plan based on your needs, values and aspirations.
- Investment Management
- Wealth Transfer & Philanthropy
- Private Banking Solutions
- Family Governance & Wealth Education
- Lifestyle Advisory
Ready to start a conversation? Contact The Blackbriar Group today.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
Check the background of our Firm and Investment Professionals on FINRA's BrokerCheck*.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Morgan Stanley will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. Morgan Stanley does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link:
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The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. Morgan Stanley is not responsible for the information contained on the third-party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives.
*References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The use of the CDFA designation does not permit the rendering of legal advice by Morgan Stanley or its Financial Advisors which may only be done by a licensed attorney. The CDFA designation is not intended to imply that either Morgan Stanley or its Financial Advisors are acting as experts in this field.
Awards Disclosures
1Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
For more information, please see the Morgan Stanley Smith Barney LLC Client Relationship Summary.
2Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. Please consult with your Financial Advisor to understand these differences or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at www.morganstanley.com/wealth-relationshipwithms/pdfs/understandingyourrelationship.pdf.
3When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit www.morganstanley.com/disclosures/dol. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account. Individuals should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
4Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
5Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters.
6Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States.
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Awards Disclosures
CRC 6491812 (04/2024)
